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Goone David S

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129374
SEC CIK
0001343869

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Intercontinental Exchange, Inc.ICE · Entity 1809Chief Strategic OfficerMarch 04, 2022March 08, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Intercontinental Exchange, Inc.

Report date March 04, 2022 · Filed March 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect224,150 Reported balance After 2022-03-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-04 · Exercise / conversion · Acquired 36,570 · Balance 224,150

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

Common StockSEC Table I · non-derivativeDirect187,580 Reported balance After 2022-03-04 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-03-04 · Sale · Disposed 36,570 · Balance 187,580

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The price range for the aggregate amount sold by the direct holder is $135.00 - $135.15. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3: The common stock number referred in Table I is an aggregate number and represents 172,272 shares of common stock and 15,308 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

Employee Stock Option (right to buy) HoldingSEC Table II · derivative / convertible security · Conversion / exercise price $41.59 · Expires 2025-01-20Direct0 Reported balance After 2022-03-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-04 · Exercise / conversion · Disposed 36,570 · Balance 0

F4: These options are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2: The price range for the aggregate amount sold by the direct holder is $135.00 - $135.15. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3: The common stock number referred in Table I is an aggregate number and represents 172,272 shares of common stock and 15,308 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

F4: These options are fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2022 Filed Mar 8, 2022 16:32 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 36,570 $0.00 Strike: $41.59 $0.00
Disclosure

SEC source: 0001209191-22-017099 · doc4.xml · derivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,570 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 16:32 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 36,570 $135.02 $4,937,641.17
Disclosure

SEC source: 0001209191-22-017099 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,580

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $135.00 - $135.15. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 172,272 shares of common stock and 15,308 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 16:32 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionCommon Stock 36,570 $41.59 $1,520,946.30
Disclosure

SEC source: 0001209191-22-017099 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 16:36 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 3,232 $127.66 $412,605.85
Disclosure

SEC source: 0001209191-22-013201 · doc4.xml · nonDerivative · entry 6

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,580

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F7 · price: The price range for the aggregate amount sold by the direct holder is $127.30 - $128.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F8 · balance_after: The common stock number referred in Table I is an aggregate number and represents 172,272 shares of common stock and 15,308 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 16:36 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 3,501 $126.51 $442,906.26
Disclosure

SEC source: 0001209191-22-013201 · doc4.xml · nonDerivative · entry 5

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,812

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F6 · price: The price range for the aggregate amount sold by the direct holder is $125.96 - $126.92. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 16:36 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 6,060 $125.45 $760,199.12
Disclosure

SEC source: 0001209191-22-013201 · doc4.xml · nonDerivative · entry 4

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,313

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F5 · price: The price range for the aggregate amount sold by the direct holder is $124.92 - $125.90. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 16:36 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 3,669 $124.42 $456,503.22
Disclosure

SEC source: 0001209191-22-013201 · doc4.xml · nonDerivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,373

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F4 · price: The price range for the aggregate amount sold by the direct holder is $123.81 - $124.80. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 16:36 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 488 $122.91 $59,981.25
Disclosure

SEC source: 0001209191-22-013201 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,042

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F3 · price: The price range for the aggregate amount sold by the direct holder is $122.27 - $123.23. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 16:36 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 400 $121.33 $48,531.00
Disclosure

SEC source: 0001209191-22-013201 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,530

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $121.22 - $121.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 16:42 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 6,630 $122.87 $814,628.10
Disclosure

SEC source: 0001209191-22-012259 · doc4.xml · nonDerivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,930

F3 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 189,622 shares of common stock and 15,308 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 16:42 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 14,839 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012259 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,560

F2 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 8, 2019. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2021 and was based on the total shareholder return from January 1, 2019 through December 31, 2021 relative to the S&P 500.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 16:42 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 2,525 $122.87 $310,246.75
Disclosure

SEC source: 0001209191-22-012259 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,721

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2019. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2019 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 18, 2020, 1/3 on February 18, 2021 and 1/3 on February 18, 2022). Of the 5,656 shares that vested, 2,525 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 16:36 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 2,808 $125.72 $353,021.76
Disclosure

SEC source: 0001209191-22-011314 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,246

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 7, 2020. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2020 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2021, 1/3 on February 16, 2022 and 1/3 on February 16, 2023). Of the 12,636 shares remaining, 6,318 were issued on February 16, 2022, of which 2,808 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 6,318 shares are scheduled to be issued on February 16, 2023 and taxes for this future issuance will be withheld and reported at the time the shares are issued.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 178,282 shares of common stock and 20,964 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:43 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 1,996 $125.22 $249,939.12
Disclosure

SEC source: 0001209191-22-010991 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,054

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 174,772 shares of common stock and 27,282 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2022 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023 and will be reported at the time of vesting. The satisfaction of the 2020, 2021 and 2022 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2023, February 2024 and February 2025, respectively, and will be reported at the time of vesting.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 18:43 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 13,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010991 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,050

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 5, 2021. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2021 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 15, 2022, 1/3 on February 15, 2023 and 1/3 on February 15, 2024). Of the 13,486 shares, 4,496 were issued on February 15, 2022, of which 1,996 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 8,990 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 16:37 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantEmployee Stock Option (right to buy) Holding · Derivative 19,513 $0.00 Strike: $129.76 $0.00
Disclosure

SEC source: 0001209191-22-007760 · doc4.xml · derivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,513

Underlying: Common Stock · 19,513 shares

Expires 2032-02-04

F1 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on February 4, 2023, 33.33% of the options vest on February 4, 2024 and 33.33% of the options vest on February 4, 2025.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 17:12 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 1,492 $0.00 Strike: $67.00 $0.00
Disclosure

SEC source: 0001209191-21-068547 · doc4.xml · derivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,849

Underlying: Common Stock · 1,492 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 17:12 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionCommon Stock 1,492 $67.00 $99,964.00
Disclosure

SEC source: 0001209191-21-068547 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The common stock number referred in Table I is an aggregate number and represents 172,272 shares of common stock and 18,292 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.

Read SEC document
February 18, 2021 Filed Feb 18, 2021 17:26 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 2,247 $113.79 $255,692.65
Disclosure

SEC source: 0001209191-21-011972 · doc4.xml · nonDerivative · entry 6

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,600

F3 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F7 · price: The price range for the aggregate amount sold by the direct holder is $113.40 - $114.12. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F8 · balance_after: The common stock number referred in Table I is an aggregate number and represents 167,651 shares of common stock and 23,949 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.

Read SEC document
February 18, 2021 Filed Feb 18, 2021 17:26 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 2,844 $112.82 $320,858.37
Disclosure

SEC source: 0001209191-21-011972 · doc4.xml · nonDerivative · entry 5

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,847

F3 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F6 · price: The price range for the aggregate amount sold by the direct holder is $112.39 - $113.34. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 16:37 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 2,528 $113.86 $287,838.08
Disclosure

SEC source: 0001209191-21-012718 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,072

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2019. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2019 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 18, 2020, 1/3 on February 18, 2021 and 1/3 on February 18, 2022). Of the 11,313 shares remaining, 5,657 were issued on February 18, 2021, of which 2,528 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 5,656 shares are scheduled to be issued on February 18, 2022 and taxes for this future issuance will be withheld and reported at the time the shares are issued.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 170,780 shares of common stock and 18,292 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:26 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 4,778 $112.06 $535,433.67
Disclosure

SEC source: 0001209191-21-011972 · doc4.xml · nonDerivative · entry 4

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,691

F3 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F5 · price: The price range for the aggregate amount sold by the direct holder is $111.74 - $112.50. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:26 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 4,288 $111.23 $476,972.25
Disclosure

SEC source: 0001209191-21-011972 · doc4.xml · nonDerivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,469

F3 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F4 · price: The price range for the aggregate amount sold by the direct holder is $110.74 - $111.73. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:26 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 2,810 $112.42 $315,900.20
Disclosure

SEC source: 0001209191-21-011972 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,757

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 17:26 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 18,955 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011972 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,567

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 7, 2020. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2020 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 16, 2021, 1/3 on February 16, 2022 and 1/3 on February 16, 2023). Of the 18,955 shares, 6,319 were issued on February 16, 2021, of which 2,810 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 12,636 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

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February 11, 2021 Filed Feb 16, 2021 16:49 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 4,128 $111.30 $459,446.40
Disclosure

SEC source: 0001209191-21-010792 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,612

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2018. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2018 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 11, 2019, 1/3 on February 11, 2020 and 1/3 on February 11, 2021). Of the 9,219 shares that vested, 4,128 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 178,299 shares of common stock and 11,313 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 19:53 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 7,350 $113.46 $833,931.00
Disclosure

SEC source: 0001209191-21-009042 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,740

F2 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 173,208 shares of common stock and 20,532 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 19:53 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 16,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009042 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,090

F1 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on February 8, 2018. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 31, 2020 and was based on the total shareholder return from January 1, 2018 through December 31, 2020 relative to the S&P 500.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 19:53 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantEmployee Stock Option (right to buy) Holding · Derivative 24,225 $0.00 Strike: $114.19 $0.00
Disclosure

SEC source: 0001209191-21-009042 · doc4.xml · derivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,225

Underlying: Common Stock · 24,225 shares

Expires 2031-02-05

F4 · derivative.exercise_date: These options vest in accordance with the following schedule: 33.33% of the options vest on February 5, 2022, 33.33% of the options vest on February 5, 2023 and 33.33% of the options vest on February 5, 2024.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:32 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 36,570 $0.00 Strike: $41.59 $0.00
Disclosure

SEC source: 0001209191-21-001091 · doc4.xml · derivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,570

Underlying: Common Stock · 36,570 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:32 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 36,570 $115.13 $4,210,201.70
Disclosure

SEC source: 0001209191-21-001091 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,674

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $115.00 - $115.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 164,142 shares of common stock and 20,532 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:32 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionCommon Stock 36,570 $41.59 $1,520,946.30
Disclosure

SEC source: 0001209191-21-001091 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 16:40 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 1,955 $0.00 Strike: $57.31 $0.00
Disclosure

SEC source: 0001209191-20-062527 · doc4.xml · derivative · entry 7

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,475

Underlying: Common Stock · 1,955 shares

Expires 2027-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 16:40 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 1,990 $0.00 Strike: $50.01 $0.00
Disclosure

SEC source: 0001209191-20-062527 · doc4.xml · derivative · entry 6

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,280

Underlying: Common Stock · 1,990 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 16:40 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 22,795 $0.00 Strike: $41.37 $0.00
Disclosure

SEC source: 0001209191-20-062527 · doc4.xml · derivative · entry 5

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,795 shares

Expires 2024-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 16:40 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 22,795 $110.04 $2,508,354.96
Disclosure

SEC source: 0001209191-20-062527 · doc4.xml · nonDerivative · entry 4

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,674

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $110.00 - $110.14. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 164,142 shares of common stock and 20,532 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 16:40 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionCommon Stock 1,955 $57.31 $112,041.05
Disclosure

SEC source: 0001209191-20-062527 · doc4.xml · nonDerivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 16:40 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionCommon Stock 1,990 $50.01 $99,519.90
Disclosure

SEC source: 0001209191-20-062527 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 16:40 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionCommon Stock 22,795 $41.37 $943,029.15
Disclosure

SEC source: 0001209191-20-062527 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 16:31 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 17,281 $0.00 Strike: $41.37 $0.00
Disclosure

SEC source: 0001209191-20-060894 · doc4.xml · derivative · entry 6

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,795

Underlying: Common Stock · 17,281 shares

Expires 2024-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options are fully vested.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 16:31 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 17,281 $105.05 $1,815,305.11
Disclosure

SEC source: 0001209191-20-060894 · doc4.xml · nonDerivative · entry 4

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,729

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F3 · price: The price range for the aggregate amount sold by the direct holder is $105.00 - $105.15. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 160,197 shares of common stock and 20,532 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 16:31 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionCommon Stock 17,281 $41.37 $714,914.97
Disclosure

SEC source: 0001209191-20-060894 · doc4.xml · nonDerivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 16:31 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionEmployee Stock Option (right to buy) Holding · Derivative 5,514 $0.00 Strike: $41.37 $0.00
Disclosure

SEC source: 0001209191-20-060894 · doc4.xml · derivative · entry 5

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,076

Underlying: Common Stock · 5,514 shares

Expires 2024-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options are fully vested.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 16:31 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 SaleCommon Stock 5,514 $105.00 $578,994.26
Disclosure

SEC source: 0001209191-20-060894 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,729

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

F2 · price: The price range for the aggregate amount sold by the direct holder is $105.00 - $105.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 16:31 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Exercise / conversionCommon Stock 5,514 $41.37 $228,114.18
Disclosure

SEC source: 0001209191-20-060894 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 17:07 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 4,308 $95.21 $410,164.68
Disclosure

SEC source: 0001209191-20-012055 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,729

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on January 18, 2017. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2017 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over three years (1/3 on February 20, 2018, 1/3 on February 20, 2019 and 1/3 on February 20, 2020). Of the 9,597 shares that vested, 4,308 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The third and final tranche of shares for this award have been issued.

F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 160,197 shares of common stock and 20,532 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:07 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 7,547 $95.42 $720,134.74
Disclosure

SEC source: 0001209191-20-011275 · doc4.xml · nonDerivative · entry 4

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,037

F4 · shares: Represents shares of common stock underlying vested TSR PSUs that are being withheld to satisfy payment of the Issuer's tax withholding obligations.

F5 · balance_after: The common stock number referred in Table I is an aggregate number and represents 154,908 shares of common stock and 30,129 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2020 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021 and will be reported at the time of vesting. The satisfaction of the 2018, 2019 and 2020 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2021, February 2022 and February 2023, respectively, and will be reported at the time of vesting.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 00:07 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 16,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011275 · doc4.xml · nonDerivative · entry 3

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,584

F3 · shares: Represents shares issued to the filing person in connection with the vesting of the three-year total shareholder return performance based restricted stock units ("TSR PSUs") granted on January 18, 2017. The payout amount for the TSR PSUs was determined based on the Issuer's stock price through December 13, 2019 and was based on the total shareholder return from January 1, 2017 through December 13, 2019 relative to the S&P 500.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:07 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 Tax withholdingCommon Stock 2,544 $96.20 $244,732.80
Disclosure

SEC source: 0001209191-20-011275 · doc4.xml · nonDerivative · entry 2

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,772

F2 · shares: Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 00:07 UTC Intercontinental Exchange, Inc. ICE · Entity 1809 GrantCommon Stock 16,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011275 · doc4.xml · nonDerivative · entry 1

Goone David S · CIK 0001343869 · Chief Strategic Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,316

F1 · shares: Represents shares of performance based restricted stock units granted to the filing person on February 8, 2019. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2019 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over three years (1/3 on February 18, 2020, 1/3 on February 18, 2021 and 1/3 on February 18, 2022). Of the 16,970 shares, 5,657 were issued on February 18, 2020, of which 2,544 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 11,313 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld and reported at the time the shares are issued.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.