Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDFDEU · Entity 129363 | Director | March 07, 2022 | March 08, 2022 |
| FIRST TRUST ENERGY INCOME & GROWTH FUNDFEN · Entity 91923 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST ENERGY INFRASTRUCTURE FUNDFIF · Entity 91925 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST ENHANCED EQUITY INCOME FUNDFFA · Entity 5526 | Director | March 07, 2022 | March 08, 2022 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD · Entity 91922 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY · Entity 5488 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST MLP & ENERGY INCOME FUNDFEI · Entity 91921 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST MORTGAGE INCOME FUNDFMY · Entity 7214 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUNDFPL · Entity 91920 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUNDFIV · Entity 133788 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND IIFCT · Entity 8902 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUNDFGB · Entity 91924 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUNDFEO · Entity 122000 | Director | November 01, 2021 | November 05, 2021 |
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUNDFAM · Entity 89771 | Director | November 01, 2021 | November 05, 2021 |
| First Trust Intermediate Duration Preferred & Income FundFPF · Entity 4913 | Director | November 01, 2021 | November 05, 2021 |
| MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUNDMFD · Entity 91766 | Director | November 01, 2021 | November 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
Report date March 07, 2022 · Filed March 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,500 |
Reported balance
After 2022-03-07 transaction · row 1
1 source rowRow 1 · 2022-03-07 · Purchase · Acquired 750 · Balance 1,500 |
FIRST TRUST ENERGY INCOME & GROWTH FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST ENERGY INFRASTRUCTURE FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST ENHANCED EQUITY INCOME FUND
Report date March 07, 2022 · Filed March 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 750 |
Reported balance
After 2022-03-07 transaction · row 1
1 source rowRow 1 · 2022-03-07 · Purchase · Acquired 250 · Balance 750 |
FIRST TRUST HIGH INCOME LONG/SHORT FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST MLP & ENERGY INCOME FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST MORTGAGE INCOME FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
First Trust Intermediate Duration Preferred & Income Fund
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
Report date November 01, 2021 · Filed November 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-11-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2022 Filed Mar 8, 2022 19:44 UTC | FIRST TRUST ENHANCED EQUITY INCOME FUND FFA · Entity 5526 | PurchaseCommon Shares | 250 | $19.50 | $4,875.00 |
DisclosureSEC source: 0001445546-22-001934 · keefe_ffa.xml · nonDerivative · entry 1 DENISE M KEEFE · CIK 0001892382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 19:41 UTC | FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND FDEU · Entity 129363 | PurchaseCommon Shares | 750 | $11.55 | $8,662.50 |
DisclosureSEC source: 0001445546-22-001932 · keefe_fdeu.xml · nonDerivative · entry 1 DENISE M KEEFE · CIK 0001892382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 21:38 UTC | FIRST TRUST ENHANCED EQUITY INCOME FUND FFA · Entity 5526 | PurchaseCommon Shares | 500 | $19.88 | $9,938.00 |
DisclosureSEC source: 0001445546-22-001923 · keefe_ffa.xml · nonDerivative · entry 1 DENISE M KEEFE · CIK 0001892382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| March 04, 2022 Filed Mar 7, 2022 21:34 UTC | FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND FDEU · Entity 129363 | PurchaseCommon Shares | 750 | $12.09 | $9,066.75 |
DisclosureSEC source: 0001445546-22-001921 · keefe_fdeu.xml · nonDerivative · entry 1 DENISE M KEEFE · CIK 0001892382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.