Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARKETAXESS HOLDINGS INCMKTX · Entity 3821 | Chief Information Officer | March 07, 2022 | March 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARKETAXESS HOLDINGS INC
Report date March 07, 2022 · Filed March 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | Direct | 8,544 |
Ending reported balance
After 2022-03-07 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2022-03-07 · Sale · Disposed 424 · Balance 10,120 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2: The transactions were executed in multiple trades at prices ranging from $357.90 to $358.70. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 2 · 2022-03-07 · Sale · Disposed 98 · Balance 10,022 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3: The transactions were executed in multiple trades at prices ranging from $358.98 to $359.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 3 · 2022-03-07 · Sale · Disposed 109 · Balance 9,913 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4: The transactions were executed in multiple trades at prices ranging from $360.74 to $361.21. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 4 · 2022-03-07 · Sale · Disposed 212 · Balance 9,701 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5: The transactions were executed in multiple trades at prices ranging from $361.84 to $362.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 5 · 2022-03-07 · Sale · Disposed 8 · Balance 9,693 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6: The transactions were executed in multiple trades at prices ranging from $365.05 to $365.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 6 · 2022-03-07 · Sale · Disposed 200 · Balance 9,493 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7: The transactions were executed in multiple trades at prices ranging from $366.15 to $366.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 7 · 2022-03-07 · Sale · Disposed 315 · Balance 9,178 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8: The transactions were executed in multiple trades at prices ranging from $367.27 to $367.79. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 8 · 2022-03-07 · Sale · Disposed 171 · Balance 9,007 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F9: The transactions were executed in multiple trades at prices ranging from $368.45 to $369.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 9 · 2022-03-07 · Sale · Disposed 325 · Balance 8,682 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F10: The transactions were executed in multiple trades at prices ranging from $369.94 to $370.72. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 10 · 2022-03-07 · Sale · Disposed 138 · Balance 8,544 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F11: The transactions were executed in multiple trades at prices ranging from $371.03 to $371.57. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The transactions were executed in multiple trades at prices ranging from $357.90 to $358.70. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F3: The transactions were executed in multiple trades at prices ranging from $358.98 to $359.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F4: The transactions were executed in multiple trades at prices ranging from $360.74 to $361.21. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F5: The transactions were executed in multiple trades at prices ranging from $361.84 to $362.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F6: The transactions were executed in multiple trades at prices ranging from $365.05 to $365.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F7: The transactions were executed in multiple trades at prices ranging from $366.15 to $366.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F8: The transactions were executed in multiple trades at prices ranging from $367.27 to $367.79. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F9: The transactions were executed in multiple trades at prices ranging from $368.45 to $369.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F10: The transactions were executed in multiple trades at prices ranging from $369.94 to $370.72. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F11: The transactions were executed in multiple trades at prices ranging from $371.03 to $371.57. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2017 Filed Aug 1, 2017 16:08 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-17-000567 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,717 Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,596 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0001012975-17-000486 · edgar.xml · derivative · entry 5 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 5,596 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock option is currently exercisable. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock | 500 | $202.01 | $101,005.00 |
DisclosureSEC source: 0001012975-17-000486 · edgar.xml · nonDerivative · entry 4 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,167 Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock | 2,310 | $201.01 | $464,325.02 |
DisclosureSEC source: 0001012975-17-000486 · edgar.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,667 F2 · price: The transaction was executed in multiple trades at prices ranging from $200.70 to $201.49. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock | 2,786 | $200.50 | $558,590.77 |
DisclosureSEC source: 0001012975-17-000486 · edgar.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,977 F1 · price: The transaction was executed in multiple trades at prices ranging from $199.70 to $200.68. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 16:46 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock | 5,596 | $10.93 | $61,164.28 |
DisclosureSEC source: 0001012975-17-000486 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,468 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0001012975-17-000106 · edgar.xml · derivative · entry 5 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,596 Underlying: Common Stock · 10,468 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock option is currently exercisable. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 2,606 | $189.07 | $492,703.91 |
DisclosureSEC source: 0001012975-17-000106 · edgar.xml · nonDerivative · entry 4 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,167 F3 · price: The transactions were executed in multiple trades at prices ranging from $188.86 to $189.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 5,560 | $188.17 | $1,046,219.08 |
DisclosureSEC source: 0001012975-17-000106 · edgar.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,773 F2 · price: The transactions were executed in multiple trades at prices ranging from $187.84 to $188.83. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 2,302 | $187.29 | $431,138.59 |
DisclosureSEC source: 0001012975-17-000106 · edgar.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,333 F1 · price: The transactions were executed in multiple trades at prices ranging from $186.73 to $187.72. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 09, 2017 Filed Feb 10, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 10,468 | $10.93 | $114,415.24 |
DisclosureSEC source: 0001012975-17-000106 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 429 | $187.25 | $80,330.25 |
DisclosureSEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 6 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,167 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,411 | $187.25 | $264,209.75 |
DisclosureSEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 5 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,596 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 371 | $187.25 | $69,469.75 |
DisclosureSEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 4 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,007 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,152 | $187.25 | $215,712.00 |
DisclosureSEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,378 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,375 | $187.25 | $257,468.75 |
DisclosureSEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,530 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:09 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 954 | $187.25 | $178,636.50 |
DisclosureSEC source: 0001012975-17-000077 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,905 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000058 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,859 F1 · price: Settlement of performance shares granted January 15, 2016 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2018 and January 31, 2019. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantEmployee Stock Option (right to buy) · Derivative | 3,830 | $0.00 Strike: $156.85 | $0.00 |
DisclosureSEC source: 0001012975-17-000049 · edgar.xml · derivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,830 Underlying: Common Stock · 3,830 shares Expires 2023-01-15 F2 · derivative.exercise_date: The options will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000049 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,026 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.