Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARKETAXESS HOLDINGS INCMKTX · Entity 3821 | Chief Information Officer | March 07, 2022 | March 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARKETAXESS HOLDINGS INC
Report date March 07, 2022 · Filed March 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | Direct | 8,544 |
Ending reported balance
After 2022-03-07 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2022-03-07 · Sale · Disposed 424 · Balance 10,120 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2: The transactions were executed in multiple trades at prices ranging from $357.90 to $358.70. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 2 · 2022-03-07 · Sale · Disposed 98 · Balance 10,022 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3: The transactions were executed in multiple trades at prices ranging from $358.98 to $359.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 3 · 2022-03-07 · Sale · Disposed 109 · Balance 9,913 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4: The transactions were executed in multiple trades at prices ranging from $360.74 to $361.21. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 4 · 2022-03-07 · Sale · Disposed 212 · Balance 9,701 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5: The transactions were executed in multiple trades at prices ranging from $361.84 to $362.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 5 · 2022-03-07 · Sale · Disposed 8 · Balance 9,693 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6: The transactions were executed in multiple trades at prices ranging from $365.05 to $365.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 6 · 2022-03-07 · Sale · Disposed 200 · Balance 9,493 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7: The transactions were executed in multiple trades at prices ranging from $366.15 to $366.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 7 · 2022-03-07 · Sale · Disposed 315 · Balance 9,178 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F8: The transactions were executed in multiple trades at prices ranging from $367.27 to $367.79. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 8 · 2022-03-07 · Sale · Disposed 171 · Balance 9,007 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F9: The transactions were executed in multiple trades at prices ranging from $368.45 to $369.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 9 · 2022-03-07 · Sale · Disposed 325 · Balance 8,682 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F10: The transactions were executed in multiple trades at prices ranging from $369.94 to $370.72. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Row 10 · 2022-03-07 · Sale · Disposed 138 · Balance 8,544 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F11: The transactions were executed in multiple trades at prices ranging from $371.03 to $371.57. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: The transactions were executed in multiple trades at prices ranging from $357.90 to $358.70. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F3: The transactions were executed in multiple trades at prices ranging from $358.98 to $359.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F4: The transactions were executed in multiple trades at prices ranging from $360.74 to $361.21. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F5: The transactions were executed in multiple trades at prices ranging from $361.84 to $362.04. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F6: The transactions were executed in multiple trades at prices ranging from $365.05 to $365.18. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F7: The transactions were executed in multiple trades at prices ranging from $366.15 to $366.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F8: The transactions were executed in multiple trades at prices ranging from $367.27 to $367.79. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F9: The transactions were executed in multiple trades at prices ranging from $368.45 to $369.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F10: The transactions were executed in multiple trades at prices ranging from $369.94 to $370.72. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
F11: The transactions were executed in multiple trades at prices ranging from $371.03 to $371.57. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2020 Filed Apr 10, 2020 14:30 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 259 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024119 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,192 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 16:18 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 4,000 | $342.01 | $1,368,040.00 |
DisclosureSEC source: 0001209191-20-008724 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,451 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 11 | $354.18 | $3,895.98 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 9 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,451 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 173 | $354.18 | $61,273.14 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 8 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,462 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 234 | $354.18 | $82,878.12 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 7 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,635 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 228 | $354.18 | $80,753.04 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 6 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,869 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 226 | $354.18 | $80,044.68 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 5 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,097 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 199 | $354.18 | $70,481.82 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 4 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,323 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 158 | $354.18 | $55,960.44 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,522 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 2,122 | $354.18 | $751,569.96 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,680 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 16:25 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 2,829 | $354.18 | $1,001,975.22 |
DisclosureSEC source: 0001209191-20-006328 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,802 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 29, 2020 Filed Jan 29, 2020 17:31 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005407 · doc4.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,631 F2 · price: Settlement of performance shares granted January 15, 2019 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2021 and January 31, 2022. Read SEC document |
| January 29, 2020 Filed Jan 29, 2020 17:31 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005407 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,801 F1 · price: Settlement of performance shares granted January 22, 2016 pursuant to the Company's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:34 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 943 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004023 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,757 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2021, and 33% on each of January 31, 2022 and January 31, 2023. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:24 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,200 | $349.72 | $419,664.00 |
DisclosureSEC source: 0001209191-19-056102 · doc4.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,814 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The transactions were executed in multiple trades at prices ranging from $349.35 to $350.00. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:24 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,300 | $348.60 | $453,180.00 |
DisclosureSEC source: 0001209191-19-056102 · doc4.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,014 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The transactions were executed in multiple trades at prices ranging from $348.30 to $349.19. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:24 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,500 | $347.87 | $521,805.00 |
DisclosureSEC source: 0001209191-19-056102 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,314 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The transactions were executed in multiple trades at prices ranging from $347.29 to $348.27. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 330 | $349.36 | $115,288.80 |
DisclosureSEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 5 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,814 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: The transactions were executed in multiple trades at prices ranging from $349.29 to $349.53. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,120 | $348.46 | $390,275.20 |
DisclosureSEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 4 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,144 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The transactions were executed in multiple trades at prices ranging from $348.08 to $349.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 300 | $347.10 | $104,130.00 |
DisclosureSEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,264 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The transactions were executed in multiple trades at prices ranging from $346.91 to $347.40. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 500 | $346.09 | $173,045.00 |
DisclosureSEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,564 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The transactions were executed in multiple trades at prices ranging from $345.90 to $346.59. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 500 | $345.14 | $172,570.00 |
DisclosureSEC source: 0001209191-19-045336 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,064 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The transactions were executed in multiple trades at prices ranging from $344.78 to $345.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| April 26, 2019 Filed Apr 29, 2019 16:02 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,489 | $265.61 | $395,494.78 |
DisclosureSEC source: 0001209191-19-026408 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,564 F1 · price: The transactions were executed in multiple trades at prices ranging from $265.32 to $266.22. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 20:22 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 12,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004472 · doc4.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,053 F1 · price: Settlement of performance shares granted January 22, 2016 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2020 and January 31, 2021. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 233 | $214.77 | $50,041.41 |
DisclosureSEC source: 0001012975-19-000113 · edgar.xml · nonDerivative · entry 7 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,793 F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 158 | $214.77 | $33,933.66 |
DisclosureSEC source: 0001012975-19-000113 · edgar.xml · nonDerivative · entry 6 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,026 F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 198 | $214.77 | $42,524.46 |
DisclosureSEC source: 0001012975-19-000113 · edgar.xml · nonDerivative · entry 5 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,184 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 396 | $214.77 | $85,048.92 |
DisclosureSEC source: 0001012975-19-000113 · edgar.xml · nonDerivative · entry 4 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,382 F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 127 | $214.77 | $27,275.79 |
DisclosureSEC source: 0001012975-19-000113 · edgar.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,778 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 323 | $214.77 | $69,370.71 |
DisclosureSEC source: 0001012975-19-000113 · edgar.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,905 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 930 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-19-000113 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,228 F1 · price: Settlement of performance shares granted January 15, 2018 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 15, 2020 and January 15, 2021. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:21 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-19-000078 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,298 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2020, and 33% on each of January 31, 2021 and January 31, 2022. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 16:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,437 | $187.01 | $268,729.20 |
DisclosureSEC source: 0001012975-18-001036 · edgar.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,896 F2 · price: The transactions were executed in multiple trades at prices ranging from $186.94 to $187.07. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 16:05 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 11,394 | $186.45 | $2,124,364.58 |
DisclosureSEC source: 0001012975-18-001036 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,333 F1 · price: The transactions were executed in multiple trades at prices ranging from $185.88 to $186.83. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 17:04 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 1,311 | $219.42 | $287,665.91 |
DisclosureSEC source: 0001012975-18-000275 · edgar.xml · nonDerivative · entry 4 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,727 F4 · price: The transactions were executed in multiple trades at prices ranging from $219.085 to $219.82. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 17:04 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 990 | $218.90 | $216,711.69 |
DisclosureSEC source: 0001012975-18-000275 · edgar.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,038 F3 · price: The transactions were executed in multiple trades at prices ranging from $218.56 to $219.045. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 17:04 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 899 | $218.16 | $196,129.26 |
DisclosureSEC source: 0001012975-18-000275 · edgar.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,028 F2 · price: The transactions were executed in multiple trades at prices ranging from $217.54 to $218.52. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 17:04 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 2,200 | $216.95 | $477,291.98 |
DisclosureSEC source: 0001012975-18-000275 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,927 F1 · price: The transactions were executed in multiple trades at prices ranging from $216.45 to $217.45. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:01 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 809 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 8 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,127 F3 · price: Settlement of performance shares granted January 15, 2017 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2019 and January 31, 2020. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:01 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 162 | $196.21 | $31,786.02 |
DisclosureSEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 7 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,318 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:01 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 396 | $196.21 | $77,699.16 |
DisclosureSEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 6 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,480 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:01 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,340 | $196.21 | $262,921.40 |
DisclosureSEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 5 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,876 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. Themelis. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:01 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 127 | $196.21 | $24,918.67 |
DisclosureSEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 4 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,216 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:01 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 323 | $196.21 | $63,375.83 |
DisclosureSEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,343 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:01 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 352 | $196.21 | $69,065.92 |
DisclosureSEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,666 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:01 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,094 | $196.21 | $214,653.74 |
DisclosureSEC source: 0001012975-18-000122 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,018 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. Themelis 's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 16:15 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000068 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,112 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $10.93 | $0.00 |
DisclosureSEC source: 0001012975-17-000811 · edgar.xml · derivative · entry 3 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock option is currently exercisable. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 4,000 | $176.40 | $705,608.00 |
DisclosureSEC source: 0001012975-17-000811 · edgar.xml · nonDerivative · entry 2 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,717 F1 · price: The transaction was executed in multiple trades at prices ranging from $176.35 to $176.53. The price above reflects the weighted average transaction price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 16:06 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Exercise / conversionCommon Stock, par value $0.003 per share | 4,000 | $10.93 | $43,720.00 |
DisclosureSEC source: 0001012975-17-000811 · edgar.xml · nonDerivative · entry 1 Themelis Nicholas · CIK 0001296468 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.