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Roberts Darryl

Disclosed activity across 1 company

Tapewire entity
129235
SEC CIK
0001825892

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ELUTIA INC.AZYO · Entity 7342EVP, OPERATIONS & PRODUCT DEV.March 08, 2022March 11, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ELUTIA INC.

Report date March 08, 2022 · Filed March 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,329 Reported balance After 2022-03-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-08 · Exercise / conversion · Acquired 938 · Balance 3,329

F1: Restricted stock units convert into shares of Class A Common Stock on a one-for-one basis.

F2: Includes 2,391 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.08 · Expires 2032-03-08Direct37,200 Reported balance After 2022-03-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-08 · Grant · Acquired 37,200 · Balance 37,200

F3: The option vests as to 25% of the shares on March 8, 2023 and in 12 equal quarterly installments thereafter, such that the option shall be fully vested and exercisable on March 8, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,440 Reported balance After 2022-03-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-08 · Grant · Acquired 10,440 · Balance 10,440

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F5: The restricted stock units vest if the Issuer's Class A Common Stock achieves a price per share equal to or greater than $10.00 for any period of thirty (30) consecutive trading days prior to March 8, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,812 Reported balance After 2022-03-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-08 · Exercise / conversion · Disposed 938 · Balance 2,812

F1: Restricted stock units convert into shares of Class A Common Stock on a one-for-one basis.

F6: On March 8, 2021, the Reporting Person was granted 3,750 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,024 Reported balance After 2022-03-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-08 · Grant · Acquired 17,024 · Balance 17,024

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F7: The restricted stock units vest on September 8, 2022, subject to the Reporting Person's continuous employment with the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into shares of Class A Common Stock on a one-for-one basis.

F2: Includes 2,391 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.

F3: The option vests as to 25% of the shares on March 8, 2023 and in 12 equal quarterly installments thereafter, such that the option shall be fully vested and exercisable on March 8, 2026.

F4: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F5: The restricted stock units vest if the Issuer's Class A Common Stock achieves a price per share equal to or greater than $10.00 for any period of thirty (30) consecutive trading days prior to March 8, 2024.

F6: On March 8, 2021, the Reporting Person was granted 3,750 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022.

F7: The restricted stock units vest on September 8, 2022, subject to the Reporting Person's continuous employment with the Issuer through such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2022 Filed Mar 11, 2022 01:41 UTC ELUTIA INC. AZYO · Entity 7342 GrantRestricted Stock Units · Derivative 17,024 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002866 · form4-03102022_050352.xml · derivative · entry 5

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,024

Underlying: Class A Common Stock · 17,024 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F7 · derivative.exercise_date: The restricted stock units vest on September 8, 2022, subject to the Reporting Person's continuous employment with the Issuer through such vesting date.

F7 · derivative.expiration_date: The restricted stock units vest on September 8, 2022, subject to the Reporting Person's continuous employment with the Issuer through such vesting date.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:41 UTC ELUTIA INC. AZYO · Entity 7342 Exercise / conversionRestricted Stock Units · Derivative 938 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002866 · form4-03102022_050352.xml · derivative · entry 4

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Class A Common Stock · 938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 8, 2021, the Reporting Person was granted 3,750 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022.

F6 · derivative.expiration_date: On March 8, 2021, the Reporting Person was granted 3,750 restricted stock units, vesting in four substantially equal annual installments beginning on March 8, 2022.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:41 UTC ELUTIA INC. AZYO · Entity 7342 GrantRestricted Stock Units · Derivative 10,440 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002866 · form4-03102022_050352.xml · derivative · entry 3

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,440

Underlying: Class A Common Stock · 10,440 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units vest if the Issuer's Class A Common Stock achieves a price per share equal to or greater than $10.00 for any period of thirty (30) consecutive trading days prior to March 8, 2024.

F5 · derivative.expiration_date: The restricted stock units vest if the Issuer's Class A Common Stock achieves a price per share equal to or greater than $10.00 for any period of thirty (30) consecutive trading days prior to March 8, 2024.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:41 UTC ELUTIA INC. AZYO · Entity 7342 GrantStock Option (Right to Buy) · Derivative 37,200 $0.00 Strike: $5.08 $0.00
Disclosure

SEC source: 0001415889-22-002866 · form4-03102022_050352.xml · derivative · entry 2

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,200

Underlying: Class A Common Stock · 37,200 shares

Expires 2032-03-08

F3 · derivative.exercise_date: The option vests as to 25% of the shares on March 8, 2023 and in 12 equal quarterly installments thereafter, such that the option shall be fully vested and exercisable on March 8, 2026.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 01:41 UTC ELUTIA INC. AZYO · Entity 7342 Exercise / conversionClass A Common Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002866 · form4-03102022_050352.xml · nonDerivative · entry 1

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of Class A Common Stock on a one-for-one basis.

F2 · balance_after: Includes 2,391 shares of Class A Common Stock acquired under the Company's 2020 Employee Stock Purchase Plan.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:17 UTC ELUTIA INC. AYZO · Entity 7342 GrantRESTRICTED STOCK UNITS · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-034455 · tm219212-2_4seq1.xml · derivative · entry 2

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: CLASS A COMMON STOCK · 3,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in 4 substantially equal annual installments beginning on March 8, 2022 and have no expiration date.

F3 · derivative.expiration_date: The restricted stock units vest in 4 substantially equal annual installments beginning on March 8, 2022 and have no expiration date.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:17 UTC ELUTIA INC. AYZO · Entity 7342 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 22,500 $0.00 Strike: $14.53 $0.00
Disclosure

SEC source: 0001104659-21-034455 · tm219212-2_4seq1.xml · derivative · entry 1

Roberts Darryl · CIK 0001825892 · EVP, OPERATIONS & PRODUCT DEV.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: CLASS A COMMON STOCK · 22,500 shares

Expires 2031-03-08

F1 · derivative.exercise_date: This option vests as to 25% of the shares on March 8, 2022, and in 12 equal quarterly installments thereafter, such that the option shall be fully vested and exercisable on March 8, 2025.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 00:26 UTC ELUTIA INC. AZYO · Entity 7342 GrantRestricted Stock Units · Derivative 11,112 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-113576 · a4.xml · derivative · entry 2

Roberts Darryl · CIK 0001825892 · EVP, Operations & Product Deve

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

Underlying: Class A Common Stock · 11,112 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

F3 · derivative.expiration_date: The restricted stock units will vest in full on October 7, 2023 and do not have an expiration date.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 00:26 UTC ELUTIA INC. AZYO · Entity 7342 GrantStock Option (Right to Buy) · Derivative 50,083 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-20-113576 · a4.xml · derivative · entry 1

Roberts Darryl · CIK 0001825892 · EVP, Operations & Product Deve

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,083

Underlying: Class A Common Stock · 50,083 shares

Expires 2030-10-06

F1 · derivative.exercise_date: This option vests and becomes exercisable in 4 substantially equal annual installments on each of the successive years following October 7, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.