Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CASELLA WASTE SYSTEMS INCCWST · Entity 1841 | VP & CHIEF ACCOUNTING OFFICER | March 15, 2022 | March 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CASELLA WASTE SYSTEMS INC
Report date March 15, 2022 · Filed March 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,664 |
Ending reported balance
After 2022-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-15 · Sale · Disposed 342 · Balance 38,704 F1: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person. F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $86.83 to $87.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Row 2 · 2022-03-15 · Sale · Disposed 40 · Balance 38,664 F1: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person. F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.83 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.
F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $86.83 to $87.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.83 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2017 Filed Nov 29, 2017 21:29 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 1,500 | $20.25 | $30,375.00 |
DisclosureSEC source: 0001179110-17-014693 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,451 Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 20:29 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 1,028 | $16.82 | $17,293.63 |
DisclosureSEC source: 0001179110-17-009773 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,951 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on June 26, 2017. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $16.61 to $16.93. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 22:22 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 500 | $0.00 Strike: $11.01 | $0.00 |
DisclosureSEC source: 0001179110-17-008958 · edgar.xml · derivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 500 shares Expires 2017-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal installments on July 23, 2008, 2009, and 2010. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 22:22 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 500 | $15.00 | $7,501.85 |
DisclosureSEC source: 0001179110-17-008958 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,979 Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 22:22 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionClass A Common Stock | 500 | $11.01 | $5,505.00 |
DisclosureSEC source: 0001179110-17-008958 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:11 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 2,887 | $12.80 | $36,953.60 |
DisclosureSEC source: 0001179110-17-004147 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,979 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 24 and March 1, 2017. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:00 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 4,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003658 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,866 F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on February 28, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.