Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CASELLA WASTE SYSTEMS INCCWST · Entity 1841 | VP & CHIEF ACCOUNTING OFFICER | March 15, 2022 | March 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CASELLA WASTE SYSTEMS INC
Report date March 15, 2022 · Filed March 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,664 |
Ending reported balance
After 2022-03-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-15 · Sale · Disposed 342 · Balance 38,704 F1: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person. F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $86.83 to $87.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Row 2 · 2022-03-15 · Sale · Disposed 40 · Balance 38,664 F1: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person. F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.83 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.
F2: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $86.83 to $87.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.83 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 16, 2022 20:45 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 40 | $87.99 | $3,519.60 |
DisclosureSEC source: 0001415889-22-003052 · form4-03162022_040301.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,664 F1 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.83 to $88.20. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:45 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 342 | $87.35 | $29,873.70 |
DisclosureSEC source: 0001415889-22-003052 · form4-03162022_040301.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,704 F1 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of RSUs granted to the reporting person on March 12, 2019, March 12, 2020, and March 12, 2021. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a Restricted Stock Unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $86.83 to $87.80. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 10, 2022 Filed Mar 10, 2022 21:45 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 6,421 | $87.56 | $562,222.76 |
DisclosureSEC source: 0001415889-22-002835 · form4-03102022_040301.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,046 F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $87.50 to $88.03. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 01:07 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 163 | $71.08 | $11,586.04 |
DisclosureSEC source: 0001179110-22-001642 · edgar.xml · nonDerivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,467 F2 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on April 1, 2019. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person. F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $71.00 to $71.39, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 01:07 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 3,080 | $70.30 | $216,524.00 |
DisclosureSEC source: 0001179110-22-001642 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,630 F2 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on April 1, 2019. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $70.00 to $70.99, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 01:07 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 10,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001642 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,710 F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on April 1, 2019, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2021 through December 31, 2021, and a multiplier based on relative total shareholder return for the period running from January 1, 2019 to December 31, 2021. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 14:31 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 2,500 | $69.37 | $173,425.00 |
DisclosureSEC source: 0001179110-21-008224 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,380 F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $69.31 to $69.43. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 20:39 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 490 | $64.49 | $31,600.10 |
DisclosureSEC source: 0001179110-21-003468 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,880 F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2020, in connection with the vesting of RSUs on March 12, 2021. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $64.25 to $65.06. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:39 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 773 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-003468 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,370 F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2022. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 22:12 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 681 | $59.07 | $40,226.67 |
DisclosureSEC source: 0001179110-21-002357 · edgar.xml · nonDerivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,597 F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2019, in connection with the vesting of PSUs on February 24, 2021. F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $58.17 to $60.15, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 22:12 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 2,871 | $60.44 | $173,523.24 |
DisclosureSEC source: 0001179110-21-002357 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,278 F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2019, in connection with the vesting of PSUs on February 24, 2021. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $60.40 to $60.80, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:12 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 11,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002357 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,149 F1 · shares: Represents share of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2018, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2020 through December 1, 2020, and a multiplier based on relative total shareholder return for the period running from January 1, 2018 to December 31, 2020. Read SEC document |
| May 19, 2020 Filed May 19, 2020 20:51 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 3,754 | $49.95 | $187,508.17 |
DisclosureSEC source: 0001179110-20-006314 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,757 F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $49.874 to $50.12. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:31 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 610 | $42.77 | $26,091.04 |
DisclosureSEC source: 0001179110-20-003706 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,511 F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2019, in connection with the vesting of RSUs on March 12, 2020. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.25 to $43.31. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:31 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-003706 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,121 F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2021. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 22:21 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 20,000 | $52.04 | $1,040,780.00 |
DisclosureSEC source: 0001179110-20-003168 · edgar.xml · nonDerivative · entry 6 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,970 F7 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $52.00 to $52.13, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 22:21 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 10,418 | $50.70 | $528,150.93 |
DisclosureSEC source: 0001179110-20-003168 · edgar.xml · nonDerivative · entry 5 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,970 F6 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $50.02 to $51.07, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:21 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 5,000 | $50.00 | $250,000.00 |
DisclosureSEC source: 0001179110-20-003168 · edgar.xml · nonDerivative · entry 4 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,388 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:21 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 712 | $49.14 | $34,987.68 |
DisclosureSEC source: 0001179110-20-003168 · edgar.xml · nonDerivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,388 F4 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of restricted stock units on February 28, 2020. F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.50, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:21 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 65 | $48.83 | $3,173.69 |
DisclosureSEC source: 0001179110-20-003168 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,100 F1 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of performance-based stock units on February 27, 2020. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $48.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:21 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 1,900 | $49.63 | $94,300.80 |
DisclosureSEC source: 0001179110-20-003168 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,165 F1 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of performance-based stock units on February 27, 2020. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.05 to $49.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 02, 2020 Filed Mar 2, 2020 22:59 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 3,778 | $48.99 | $185,099.33 |
DisclosureSEC source: 0001179110-20-002733 · edgar.xml · nonDerivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,065 F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of PSUs on February 27, 2020. F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $49.25, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 22:59 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 2,670 | $49.19 | $131,326.62 |
DisclosureSEC source: 0001179110-20-002733 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,843 F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of PSUs on February 27, 2020. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.47, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 22:59 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 23,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002733 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,513 F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on February 28, 2017, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the third year of the three-year performance period running from January 1, 2017 to December 31, 2019, multiplied by a relative total shareholder return multiplier for the period running from January 1, 2017 to December 31, 2019. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:36 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,012 | $0.00 Strike: $12.48 | $0.00 |
DisclosureSEC source: 0001179110-19-009308 · edgar.xml · derivative · entry 5 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,012 shares Expires 2026-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:36 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | PurchaseClass A Common Stock | 8,012 | $12.48 | $99,989.76 |
DisclosureSEC source: 0001179110-19-009308 · edgar.xml · nonDerivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,397 Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 13:26 UTC Amendment | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,012 | $0.00 Strike: $12.48 | $0.00 |
DisclosureSEC source: 0001179110-19-009323 · edgar.xml · derivative · entry 5 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,012 shares Expires 2026-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 13:26 UTC Amendment | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionClass A Common Stock | 8,012 | $12.48 | $99,989.76 |
DisclosureSEC source: 0001179110-19-009323 · edgar.xml · nonDerivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This amendment is being filed solely to correct the transaction code from "P" to "M" for the purchase of shares of Class A common stock in connection with the exercise of the option reported in the Form 4 filed by the Reporting Person on August 8, 2019. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:36 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 976 | $0.00 Strike: $12.48 | $0.00 |
DisclosureSEC source: 0001179110-19-009308 · edgar.xml · derivative · entry 4 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 976 shares Expires 2026-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:36 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 976 | $44.58 | $43,511.06 |
DisclosureSEC source: 0001179110-19-009308 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,385 Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:36 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionClass A Common Stock | 976 | $12.48 | $12,180.48 |
DisclosureSEC source: 0001179110-19-009308 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 13:26 UTC Amendment | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 976 | $0.00 Strike: $12.48 | $0.00 |
DisclosureSEC source: 0001179110-19-009323 · edgar.xml · derivative · entry 4 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 976 shares Expires 2026-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 13:26 UTC Amendment | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 976 | $44.58 | $43,511.06 |
DisclosureSEC source: 0001179110-19-009323 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,385 Read SEC document |
| August 06, 2019 Filed Aug 9, 2019 13:26 UTC Amendment | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionClass A Common Stock | 976 | $12.48 | $12,180.48 |
DisclosureSEC source: 0001179110-19-009323 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 17, 2019 20:25 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 17,851 | $38.88 | $694,061.16 |
DisclosureSEC source: 0001179110-19-006285 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,385 F1 · kind: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $38.7625 to $39.01. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: The number of shares of Class A Common Stock directly beneficially owned by the reporting person reported in Table I, Column 5 has been adjusted to reflect a reconciliation to the reporting person's account records. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:24 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 310 | $34.18 | $10,596.73 |
DisclosureSEC source: 0001179110-19-003854 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,025 F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:24 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003854 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,335 F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020. Read SEC document |
| March 04, 2019 Filed Mar 4, 2019 21:29 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 837 | $34.99 | $29,283.78 |
DisclosureSEC source: 0001179110-19-003051 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,885 F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019. F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:29 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 443 | $35.29 | $15,632.76 |
DisclosureSEC source: 0001179110-19-003051 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,722 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 21:38 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 30,000 | $35.13 | $1,053,900.00 |
DisclosureSEC source: 0001179110-19-002702 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,165 F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.90 to $35.26, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 6,925 | $34.60 | $239,603.62 |
DisclosureSEC source: 0001179110-19-002321 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,165 F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019. F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,988 | $0.00 Strike: $12.48 | $0.00 |
DisclosureSEC source: 0001179110-19-002321 · edgar.xml · derivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,988 Underlying: Class A Common Stock · 8,988 shares Expires 2026-11-16 F4 · balance_after: On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:17 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 21,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002321 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,090 F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 19:48 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001179110-18-008596 · edgar.xml · derivative · entry 3 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested on January 23, 2016. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 19:48 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 4,000 | $24.56 | $98,243.20 |
DisclosureSEC source: 0001179110-18-008596 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,484 F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $24.53 to $24.59, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 19:48 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | Exercise / conversionClass A Common Stock | 20,000 | $4.38 | $87,600.00 |
DisclosureSEC source: 0001179110-18-008596 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 22:53 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | GrantClass A Common Stock | 2,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004231 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,484 F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2019. Read SEC document |
| March 02, 2018 Filed Mar 2, 2018 21:11 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 1,194 | $24.34 | $29,057.42 |
DisclosureSEC source: 0001179110-18-003260 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,374 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2018. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $24.12 to $24.95. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 21:42 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 606 | $25.45 | $15,425.12 |
DisclosureSEC source: 0001179110-18-003132 · edgar.xml · nonDerivative · entry 2 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,568 F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2018. F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $25.38 to $25.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:42 UTC | CASELLA WASTE SYSTEMS INC CWST · Entity 1841 | SaleClass A Common Stock | 2,277 | $26.79 | $61,008.12 |
DisclosureSEC source: 0001179110-18-003132 · edgar.xml · nonDerivative · entry 1 Heald Christopher · CIK 0001567864 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,174 F1 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 26, 2018. F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $26.41 to $26.91. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.