Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HUMANA INC
Report date March 31, 2022 · Filed March 31, 2022
Section 16 reporting ended · disclosed 2022-03-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 5,723 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,723 |
| Humana CommonSEC Table I · non-derivative | IndirectSee Footnote | 905 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 905 F1: Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 238 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 238 F2: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 410 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 410 F2: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectSee Footnote | 302 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 302 F5: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F3: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F4: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F5: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2018 Filed Dec 18, 2018 14:55 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 140 | $304.05 | $42,566.30 |
DisclosureSEC source: 0000049071-18-000136 · edgar.xml · nonDerivative · entry 6 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:55 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000136 · edgar.xml · nonDerivative · entry 5 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:55 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 346 | $304.05 | $105,199.57 |
DisclosureSEC source: 0000049071-18-000136 · edgar.xml · nonDerivative · entry 4 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:55 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000136 · edgar.xml · nonDerivative · entry 3 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:55 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 371 | $304.05 | $112,800.70 |
DisclosureSEC source: 0000049071-18-000136 · edgar.xml · nonDerivative · entry 2 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424 Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 14:55 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 795 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000136 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 17:31 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 4,886 | $321.89 | $1,572,746.72 |
DisclosureSEC source: 0000049071-18-000103 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · price: Shares sold at prices ranging from $321.8657 to $322.07. Price reported is weighted average sales price. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 19:35 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 1,000 | $306.01 | $306,005.00 |
DisclosureSEC source: 0000049071-18-000079 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,886 F8 · price: Shares sold at a price of $306.005. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 18:08 UTC | HUMANA INC HUM · Entity 1429 | OtherPhantom Stock Units · Derivative | 9 | $270.81 | $2,437.29 |
DisclosureSEC source: 0000049071-18-000055 · edgar.xml · derivative · entry 7 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 252 Underlying: Humana Common · 9 shares Expires not disclosed F7 · security: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F7 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F7 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F7 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F7 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 21, 2018 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 18:17 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 1,196 | $0.00 Strike: $67.48 | $0.00 |
DisclosureSEC source: 0000049071-18-000054 · edgar.xml · derivative · entry 4 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 1,196 shares Expires 2019-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 12/13/12, vesting in three increments from 12/13/13 to 12/13/15. F2 · derivative.exercise_date: Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 12/13/12, vesting in three increments from 12/13/13 to 12/13/15. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 18:17 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 1,196 | $273.33 | $326,899.33 |
DisclosureSEC source: 0000049071-18-000054 · edgar.xml · nonDerivative · entry 2 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,575 F9 · price: All shares sold at price of $273.3272. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 18:17 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,196 | $67.48 | $80,709.07 |
DisclosureSEC source: 0000049071-18-000054 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:32 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000039 · edgar.xml · derivative · entry 5 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 1,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/15, 100% of the award is vesting on 02/24/18. F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/15, 100% of the award is vesting on 02/24/18. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:32 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 689 | $269.31 | $185,554.59 |
DisclosureSEC source: 0000049071-18-000039 · edgar.xml · nonDerivative · entry 2 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,886 Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 23:32 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 2,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000039 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: Includes both time (1,063) and peformance (1,010) based stock units that vested on 2/24/18. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 19:45 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 745 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000023 · edgar.xml · derivative · entry 8 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745 Underlying: Humana Common · 745 shares Expires not disclosed F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 19:45 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 903 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-18-000023 · edgar.xml · derivative · entry 7 Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903 Underlying: Humana Common · 903 shares Expires not disclosed F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:26 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 743 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000189 · edgar.xml · derivative · entry 7 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602 Underlying: Humana Common · 743 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:26 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 795 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000189 · edgar.xml · derivative · entry 6 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795 Underlying: Humana Common · 795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:26 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 772 | $253.62 | $195,794.64 |
DisclosureSEC source: 0000049071-17-000189 · edgar.xml · nonDerivative · entry 2 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,502 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:26 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,538 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000189 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 20:47 UTC | HUMANA INC HUM · Entity 1429 | OtherPhantom Stock Units · Derivative | 6 | $213.55 | $1,281.30 |
DisclosureSEC source: 0000049071-17-000088 · edgar.xml · derivative · entry 7 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 243 Underlying: Humana Common · 6 shares Expires not disclosed F7 · security: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F7 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F7 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F7 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. F7 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 21, 2017 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:17 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 3,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000072 · edgar.xml · derivative · entry 6 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,345 Underlying: Humana Common · 3,345 shares Expires not disclosed F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments, and 1,115 shares fully vest three years from the date of grant. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments, and 1,115 shares fully vest three years from the date of grant. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:48 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 1,885 | $213.37 | $402,205.65 |
DisclosureSEC source: 0000049071-17-000057 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,736 F7 · price: Shares sold at prices ranging from $213.361 to $213.41. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 00:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 4,213 | $0.00 Strike: $44.96 | $0.00 |
DisclosureSEC source: 0000049071-17-000032 · edgar.xml · derivative · entry 6 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 4,213 shares Expires 2017-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 04/20/10, vesting in three increments from 04/20/11 to 04/20/13. F1 · derivative.exercise_date: Right to buy pursuant to Company's 2003 Incentive Stock Plan. Non-Qualified stock options granted to reporting person on 04/20/10, vesting in three increments from 04/20/11 to 04/20/13. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 00:15 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 4,213 | $204.67 | $862,283.14 |
DisclosureSEC source: 0000049071-17-000032 · edgar.xml · nonDerivative · entry 4 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,621 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 00:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 4,213 | $44.96 | $189,395.42 |
DisclosureSEC source: 0000049071-17-000032 · edgar.xml · nonDerivative · entry 3 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 00:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,224 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000032 · edgar.xml · derivative · entry 8 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 1,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17. F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17. Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 00:15 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 921 | $205.33 | $189,104.33 |
DisclosureSEC source: 0000049071-17-000032 · edgar.xml · nonDerivative · entry 2 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,621 Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 00:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 2,584 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000032 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · shares: Includes both time based (1,224) and performance based (1,360) restricted stock units that vested on 2/18/17. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 17:24 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 794 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-16-000190 · edgar.xml · derivative · entry 8 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 Underlying: Humana Common · 794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 17:24 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 277 | $206.60 | $57,226.82 |
DisclosureSEC source: 0000049071-16-000190 · edgar.xml · nonDerivative · entry 2 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,958 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 17:24 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 794 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-16-000190 · edgar.xml · nonDerivative · entry 1 Zipperle Cynthia H · CIK 0001628102 · Vice President, CAO,Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.