TapewireFind a company

person · Reporting owner

Zipperle Cynthia H

Disclosed activity across 1 company

Tapewire entity
128618
SEC CIK
0001628102

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date March 31, 2022 · Filed March 31, 2022

Section 16 reporting ended · disclosed 2022-03-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect5,723 Reported balance Holding disclosure · report date 2022-03-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 5,723

Humana CommonSEC Table I · non-derivativeIndirectSee Footnote905 Reported balance Holding disclosure · report date 2022-03-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 905

F1: Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect238 Reported balance Holding disclosure · report date 2022-03-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 238

F2: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect410 Reported balance Holding disclosure · report date 2022-03-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 410

F2: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote302 Reported balance Holding disclosure · report date 2022-03-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 302

F5: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held for the benefit of reporting person as of February 28, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

F2: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F4: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F5: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2022 Filed Mar 24, 2022 14:28 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 9 $438.43 $3,945.87
Disclosure

SEC source: 0001062993-22-008459 · form4.xml · derivative · entry 5

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 302

Underlying: Humana Common · 9 shares

Expires not disclosed

F5 · security: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F5 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F5 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F5 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F5 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:13 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 427 $428.27 $182,871.29
Disclosure

SEC source: 0001062993-22-006090 · form4.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,723

F7 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/25/22.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:13 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,323 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006090 · form4.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Performance Stock Units vested on 2/25/22, not required to be reported until vest.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 205 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · derivative · entry 10

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Humana Common · 205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · derivative · entry 9

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Underlying: Humana Common · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 271 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · derivative · entry 8

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 96 $459.85 $44,145.60
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · nonDerivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,827

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 205 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · nonDerivative · entry 5

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 111 $459.85 $51,043.35
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · nonDerivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 238 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · nonDerivative · entry 3

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 127 $459.85 $58,400.95
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:30 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 271 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013091 · form4.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:29 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 9 $416.45 $3,748.05
Disclosure

SEC source: 0000049071-21-000068 · edgar.xml · derivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 291

Underlying: Humana Common · 9 shares

Expires not disclosed

F7 · security: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:42 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 615 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · derivative · entry 9

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615

Underlying: Humana Common · 615 shares

Expires not disclosed

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 745 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · derivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 246 $377.42 $92,844.09
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · nonDerivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 745 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · nonDerivative · entry 3

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 572 $377.42 $215,881.38
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,948

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,806 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: Includes Performance Stock Units that vested on 2/19/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 237 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · derivative · entry 11

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476

Underlying: Humana Common · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 271 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · derivative · entry 10

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271

Underlying: Humana Common · 271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 302 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · derivative · entry 8

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 76 $390.49 $29,676.86
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · nonDerivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,714

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 237 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · nonDerivative · entry 5

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 86 $390.49 $33,581.71
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · nonDerivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 271 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · nonDerivative · entry 3

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 96 $390.49 $37,486.56
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:53 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 302 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000165 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:15 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 1,000 $443.58 $443,581.60
Disclosure

SEC source: 0000049071-20-000149 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,162

F9 · price: All shares sold at reported price.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 19:11 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 11 $304.48 $3,349.28
Disclosure

SEC source: 0000049071-20-000072 · edgar.xml · derivative · entry 7

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 280

Underlying: Humana Common · 11 shares

Expires not disclosed

F8 · security: Phantom Stock Units held for the benefit of reporting person as of March 26, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F8 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 26, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F8 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 26, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F8 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 26, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F8 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 26, 2020 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 13:28 UTC HUMANA INC HUM · Entity 1429 PurchaseHumana Common 1,500 $289.40 $434,100.00
Disclosure

SEC source: 0000049071-20-000060 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,162

F9 · price: All shares purchased at price reported.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 14:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,115 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000052 · edgar.xml · derivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 14:44 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 352 $359.85 $126,666.32
Disclosure

SEC source: 0000049071-20-000052 · edgar.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Read SEC document
March 08, 2020 Filed Mar 10, 2020 14:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,115 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000052 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:18 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 713 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000041 · edgar.xml · derivative · entry 7

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Underlying: Humana Common · 713 shares

Expires not disclosed

F3 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 981 $365.25 $358,311.82
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 7

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899

F8 · price: All shares sold at reported price.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 270 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · derivative · entry 12

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Humana Common · 270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 301 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · derivative · entry 10

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302

Underlying: Humana Common · 301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 744 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · derivative · entry 9

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

Underlying: Humana Common · 744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.

F3 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 86 $350.41 $30,135.26
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,880

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 270 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 5

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 95 $350.41 $33,288.95
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 301 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 3

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 235 $350.41 $82,346.35
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490

Read SEC document
December 15, 2019 Filed Dec 17, 2019 19:23 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 744 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000134 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 13:21 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 12 $272.60 $3,271.20
Disclosure

SEC source: 0000049071-19-000051 · edgar.xml · derivative · entry 7

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 265

Underlying: Humana Common · 12 shares

Expires not disclosed

F7 · security: Phantom Stock Units held for the benefit of reporting person as of February 28, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of February 28, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of February 28, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of February 28, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F7 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of February 28, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 23:27 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 812 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000037 · edgar.xml · derivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812

Underlying: Humana Common · 812 shares

Expires not disclosed

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:55 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000136 · edgar.xml · derivative · entry 10

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Humana Common · 300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F5 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:55 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 743 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000136 · edgar.xml · derivative · entry 9

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859

Underlying: Humana Common · 743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 2,230 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,115 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 14:55 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 795 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000136 · edgar.xml · derivative · entry 8

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 795 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F3 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.