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BEARDEN ANDREW C JR

Disclosed activity across 1 company

Tapewire entity
128557
SEC CIK
0001249076

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIRST US BANCSHARES, INC.FUSB · Entity 1337DirectorMarch 31, 2022April 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRST US BANCSHARES, INC.

Report date March 31, 2022 · Filed April 01, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect26,461.7 Reported balance After 2022-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-31 · Grant · Acquired 451.58 · Balance 26,461.7

F1: The units convert to common stock on a 1-for-1 basis.

F2: Includes 65.64 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

Filing footnotes · ownership attribution and instrument terms

F1: The units convert to common stock on a 1-for-1 basis.

F2: Includes 65.64 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 1, 2022 20:37 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 451.58 $11.66 $5,265.42
Disclosure

SEC source: 0001209191-22-021997 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,461.7

Underlying: Common Stock · 451.58 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 65.64 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 65.64 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 15:08 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012525 · doc4.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,230

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 20:01 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 496.76 $10.57 $5,250.75
Disclosure

SEC source: 0001209191-22-000587 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,010.12

Underlying: Common Stock · 496.76 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 71.02 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 71.02 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:09 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 489.39 $10.70 $5,236.47
Disclosure

SEC source: 0001209191-21-058775 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,513.36

Underlying: Common Stock · 489.39 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 68.83 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 68.83 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:21 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 476.25 $10.96 $5,219.70
Disclosure

SEC source: 0001209191-21-044797 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,023.97

Underlying: Common Stock · 476.25 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 65.65 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 65.65 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F4 · balance_after: The total in this column 9 is updated to correct an error in the Form 4 dated March 31, 2021, in which the beneficial ownership of the reporting person was overstated by 1,000 due to a clerical error.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 18:40 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 559.4 $9.30 $5,202.42
Disclosure

SEC source: 0001209191-21-024475 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,547.73

Underlying: Common Stock · 559.4 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 75.53 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 75.53 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:56 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015749 · doc4.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,207

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:36 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 574.18 $9.02 $5,179.10
Disclosure

SEC source: 0001209191-21-001124 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,988.33

Underlying: Common Stock · 574.18 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 75.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 75.29 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:06 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 777.84 $6.63 $5,157.08
Disclosure

SEC source: 0001209191-20-053013 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,414.15

Underlying: Common Stock · 777.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 99.10 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 99.10 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:05 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 743.78 $6.90 $5,132.08
Disclosure

SEC source: 0001209191-20-040227 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,645.89

Underlying: Common Stock · 743.78 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 91.60 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 91.60 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2020 Filed Jul 10, 2020 21:01 UTC Amendment FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 734.2 $6.99 $5,132.06
Disclosure

SEC source: 0001209191-20-042184 · doc4a.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,636.31

Underlying: Common Stock · 734.2 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 90.42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 90.42 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 22:37 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 833.33 $6.14 $5,116.65
Disclosure

SEC source: 0001209191-20-022793 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,902.11

Underlying: Common Stock · 833.33 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 100.44 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 100.44 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 23:06 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 300 $11.94 $3,582.00
Disclosure

SEC source: 0001209191-20-014134 · doc4.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,107

F1 · shares: Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:03 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 512.31 $11.61 $5,947.92
Disclosure

SEC source: 0001209191-20-000759 · doc4.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,068.78

Underlying: Common Stock · 512.31 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 34.27 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 34.27 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 21:05 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 PurchaseCommon Stock, $.01 par value 100 $9.87 $986.71
Disclosure

SEC source: 0001209191-19-055644 · doc4.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,807

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:18 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 663.13 $8.95 $5,935.01
Disclosure

SEC source: 0001437749-19-019498 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,556.47

Underlying: Common Stock · 663.13 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 43.02 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 43.02 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:39 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 641.05 $9.24 $5,923.30
Disclosure

SEC source: 0001437749-19-013367 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,893.34

Underlying: Common Stock · 641.05 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 40.40 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 40.40 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:36 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 590.83 $10.00 $5,908.30
Disclosure

SEC source: 0001437749-19-006416 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,252.29

Underlying: Common Stock · 590.83 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 35.83 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 35.83 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 15:39 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 420 $10.01 $4,204.20
Disclosure

SEC source: 0001437749-19-003711 · rdgdoc.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,707

F1 · shares: Represents restricted shares of common stock granted under the United Security Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 17:21 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 741.83 $7.95 $5,897.55
Disclosure

SEC source: 0001437749-19-000135 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,661.46

Underlying: Common Stock · 741.83 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 43.72 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 43.72 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:17 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 542.63 $10.85 $5,887.54
Disclosure

SEC source: 0001437749-18-017815 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,919.63

Underlying: Common Stock · 542.63 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 31.11 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 31.11 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:36 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 504.48 $11.65 $5,877.19
Disclosure

SEC source: 0001437749-18-012878 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,377

Underlying: Common Stock · 504.48 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 28.09 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 28.09 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 17:15 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 512.94 $11.44 $5,868.03
Disclosure

SEC source: 0001437749-18-006156 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,872.52

Underlying: Common Stock · 512.94 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 27.80 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 27.80 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 19:31 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 420 $11.71 $4,918.20
Disclosure

SEC source: 0001437749-18-002513 · rdgdoc.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,287

F1 · shares: Represents restricted shares of common stock granted under the United Security Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:52 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 457.64 $12.80 $5,857.79
Disclosure

SEC source: 0001437749-18-000153 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,359.58

Underlying: Common Stock · 457.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 24.05 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 24.05 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:25 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 508.48 $11.50 $5,847.52
Disclosure

SEC source: 0001437749-17-016674 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,901.94

Underlying: Common Stock · 508.48 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 25.87 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 25.87 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 22:48 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 520.32 $11.22 $5,837.99
Disclosure

SEC source: 0001437749-17-012270 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,393.46

Underlying: Common Stock · 520.32 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 25.67 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 25.67 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 14:38 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 469.97 $12.40 $5,827.63
Disclosure

SEC source: 0001437749-17-005990 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,873.14

Underlying: Common Stock · 469.97 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 22.39 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 22.39 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 18:53 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantCommon Stock, $.01 par value 467 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-003202 · rdgdoc.xml · nonDerivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,867

F1 · shares: Represents restricted shares of common stock granted under the United Security Bancshares, Inc. 2013 Incentive Plan that will vest in full on the first anniversary of the grant date.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 19:01 UTC FIRST US BANCSHARES, INC. FUSB · Entity 1337 GrantPhantom Stock Units · Derivative 523.55 $11.11 $5,816.64
Disclosure

SEC source: 0001437749-17-000113 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,403.17

Underlying: Common Stock · 523.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 24 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 24 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 19:06 UTC FIRST US BANCSHARES, INC. USBI · Entity 1337 GrantPhantom Stock Units · Derivative 548.03 $10.59 $5,803.64
Disclosure

SEC source: 0001437749-16-039450 · rdgdoc.xml · derivative · entry 1

BEARDEN ANDREW C JR · CIK 0001249076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,879.62

Underlying: Common Stock · 548.03 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a 1-for-1 basis.

F2 · shares: Includes 23.95 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F3 · derivative.expiration_date: The phantom stock units were accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

F2 · derivative.underlying_shares: Includes 23.95 shares attributable to quarterly dividends accrued under the United Security Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.