Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,601 |
Ending reported balance
After 2022-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-04-01 · Exercise / conversion · Acquired 1,250 · Balance 38,226 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Row 2 · 2022-04-01 · Tax withholding · Disposed 625 · Balance 37,601 F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3: These shares are valued at $31.485 which is the high/low average of the price on the vesting date (4/1/2022). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,250 |
Reported balance
After 2022-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-04-01 · Exercise / conversion · Disposed 1,250 · Balance 1,250 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: These shares are valued at $31.485 which is the high/low average of the price on the vesting date (4/1/2022).
F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2018 Filed Jul 3, 2018 16:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $32.88 | $20,546.88 |
DisclosureSEC source: 0001209191-18-040619 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,226 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040619 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative | 10,000 | $26.48 Strike: $26.48 | $264,750.00 |
DisclosureSEC source: 0001209191-18-023248 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 10,000 | $50.04 | $500,442.00 |
DisclosureSEC source: 0001209191-18-023248 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,601 F2 · price: This is a weighted average of the price traded. The high was $51.90 and the low was $49.60. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 10,000 | $26.48 | $264,750.00 |
DisclosureSEC source: 0001209191-18-023248 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022850 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $52.43 | $32,765.63 |
DisclosureSEC source: 0001209191-18-022850 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,601 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:04 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022850 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:08 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001071 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:08 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $47.00 | $29,375.00 |
DisclosureSEC source: 0001209191-18-001071 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,976 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: These shares are valued at $47.00 which is the high/low average on the last day of the quarter (12/29/2017). Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:08 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001071 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055302 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $63.83 | $39,890.63 |
DisclosureSEC source: 0001209191-17-055302 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,351 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055302 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 16:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative | 10,000 | $26.48 Strike: $26.48 | $264,750.00 |
DisclosureSEC source: 0001209191-17-053116 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2018-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 16:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | SaleCommon Stock | 10,000 | $60.31 | $603,138.00 |
DisclosureSEC source: 0001209191-17-053116 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,726 F2 · price: This is a weighted average of the price traded. The high was $63.65 and the low was $60.00. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 16:35 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 10,000 | $26.48 | $264,750.00 |
DisclosureSEC source: 0001209191-17-053116 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 23:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Disposition to issuerStock Option (Rt. to Buy) · Derivative | 25,000 | $0.00 Strike: $48.61 | $0.00 |
DisclosureSEC source: 0001209191-17-052303 · doc4.xml · derivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 25,000 shares Expires 2023-02-10 F1 · shares: Reporting person has voluntarily rescinded these stock options, which were originally granted on February 10, 2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043340 · doc4.xml · derivative · entry 4 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2017 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2017. F7 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and will vest 25% each quarter, commencing on September 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043340 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and vested 25% each quarter, commencing on September 30, 2016. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 550 | $67.21 | $36,965.50 |
DisclosureSEC source: 0001209191-17-043340 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,726 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:23 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043340 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024294 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 550 | $67.98 | $37,386.25 |
DisclosureSEC source: 0001209191-17-024294 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,026 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:38 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024294 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:55 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000462 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:55 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 550 | $65.78 | $36,176.25 |
DisclosureSEC source: 0001209191-17-000462 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,326 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 23:55 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000462 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143598 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2016 and will vest 25% each quarter, commencing on September 30, 2016. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 550 | $74.99 | $41,241.75 |
DisclosureSEC source: 0001209191-16-143598 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,626 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-143598 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.