Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVERSAL ELECTRONICS INC
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,601 |
Ending reported balance
After 2022-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-04-01 · Exercise / conversion · Acquired 1,250 · Balance 38,226 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Row 2 · 2022-04-01 · Tax withholding · Disposed 625 · Balance 37,601 F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3: These shares are valued at $31.485 which is the high/low average of the price on the vesting date (4/1/2022). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,250 |
Reported balance
After 2022-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-04-01 · Exercise / conversion · Disposed 1,250 · Balance 1,250 F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3: These shares are valued at $31.485 which is the high/low average of the price on the vesting date (4/1/2022).
F4: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 4, 2022 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022640 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. F4 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $31.49 | $19,678.13 |
DisclosureSEC source: 0001209191-22-022640 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,601 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: These shares are valued at $31.485 which is the high/low average of the price on the vesting date (4/1/2022). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 22:09 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022640 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001039 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F4 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $40.89 | $25,553.13 |
DisclosureSEC source: 0001209191-22-001039 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,976 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:36 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001039 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 17:45 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059292 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F4 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 17:45 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $49.64 | $31,021.88 |
DisclosureSEC source: 0001209191-21-059292 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,351 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 17:45 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-059292 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045115 · doc4.xml · derivative · entry 4 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022. F5 · derivative.expiration_date: Restricted stock units awarded on July 1, 2021 as director compensation and generally vests and are paid quarterly over a period ending July 1, 2022. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-045115 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F4 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $48.71 | $30,440.63 |
DisclosureSEC source: 0001209191-21-045115 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,726 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 21:49 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-045115 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-024514 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. F4 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $55.61 | $34,753.13 |
DisclosureSEC source: 0001209191-21-024514 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,101 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:40 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024514 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 22:16 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000376 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F4 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 22:16 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $52.06 | $32,534.38 |
DisclosureSEC source: 0001209191-21-000376 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,476 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 22:16 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000376 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053380 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. F4 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $37.78 | $23,609.38 |
DisclosureSEC source: 0001209191-20-053380 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,851 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 23:18 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053380 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040452 · doc4.xml · derivative · entry 4 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. F5 · derivative.expiration_date: Restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending July 1, 2021. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040452 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. F4 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $46.29 | $28,931.25 |
DisclosureSEC source: 0001209191-20-040452 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,226 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:54 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-040452 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022253 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $38.91 | $24,315.63 |
DisclosureSEC source: 0001209191-20-022253 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,601 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 22:31 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022253 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000621 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $52.21 | $32,628.13 |
DisclosureSEC source: 0001209191-20-000621 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,976 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 17:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-000621 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051467 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $51.09 | $31,928.13 |
DisclosureSEC source: 0001209191-19-051467 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,351 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:51 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051467 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 15:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040710 · doc4.xml · derivative · entry 4 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019. F6 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 15:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040710 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 15:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $40.24 | $25,150.00 |
DisclosureSEC source: 0001209191-19-040710 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,726 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan. Read SEC document |
| June 30, 2019 Filed Jul 3, 2019 15:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040710 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022167 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F4 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. F4 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $37.46 | $23,409.38 |
DisclosureSEC source: 0001209191-19-022167 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,101 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 15:21 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022167 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000713 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $24.81 | $15,506.25 |
DisclosureSEC source: 0001209191-19-000713 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,476 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: These shares are valued at $24.81 which is the high/low average on the last day of the quarter (12/31/2018). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:56 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000713 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052874 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Tax withholdingCommon Stock | 625 | $38.95 | $24,343.75 |
DisclosureSEC source: 0001209191-18-052874 · doc4.xml · nonDerivative · entry 2 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,851 F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. F3 · price: Price determined in accordance with the terms of the 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| September 30, 2018 Filed Oct 1, 2018 21:53 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052874 · doc4.xml · nonDerivative · entry 1 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Stock issued pursuant to 2004 Directors Compensation Plan approved by the stockholders on June 14, 2004. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 16:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040619 · doc4.xml · derivative · entry 4 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F6 · derivative.exercise_date: Restricted Stock Units awarded pursuant to the 2004 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2018 Annual Meeting of Stockholders. These units will vest 25% each quarter, commencing on September 30, 2018. F7 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and will vest 25% each quarter, commencing on September 30, 2018. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:34 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040619 · doc4.xml · derivative · entry 3 STAPLETON GREGORY · CIK 0001215955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock. F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017. F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2017 and vested 25% each quarter, commencing on September 30, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.