Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SONIC AUTOMOTIVE INCSAH · Entity 4366 | Director · Executive Chairman · 10% owner | March 31, 2022 | April 04, 2022 |
| SPEEDWAY MOTORSPORTS LLCTRK · Entity 154919 | Director · Executive Chairman · 10% owner | September 17, 2019 | September 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SONIC AUTOMOTIVE INC
Report date March 31, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 973,670 |
Reported balance
After 2022-03-31 transaction · row 1
1 source rowRow 1 · 2022-03-31 · Tax withholding · Disposed 5,626 · Balance 973,670 F1: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units.
SPEEDWAY MOTORSPORTS LLC
Report date September 17, 2019 · Filed September 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-17 transaction · row 1
1 source rowRow 1 · 2019-09-17 · Disposition to issuer · Disposed 11,376 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 0 |
Reported balance
After 2019-09-17 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-09-17 · Sale · Disposed 5,300,000 · Balance 0 F1: The reported securities were held by OBS Holdings, LLC ("Holdings"), a North Carolina limited liability company of which Mr. Smith was a member and manager. Mr. Smith contributed all of his interest in Holdings to Sonic Financial Corporation ("SFC"), a North Carolina corporation of which Mr. Smith is a stockholder, officer and director, for additional shares of SFC. Accordingly, Mr. Smith may be deemed the indirect beneficial owner of the reported securities owned by either SFC or Holdings. Subsequently, Holdings merged with and into SFC. No consideration was payable to Mr. Smith upon consummation of the merger of Holdings with and into SFC. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by Holdings, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 1. | 29,000,000 |
Reported balance
After 2019-09-17 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-09-17 · Purchase · Acquired 5,300,000 · Balance 29,000,000 F1: The reported securities were held by OBS Holdings, LLC ("Holdings"), a North Carolina limited liability company of which Mr. Smith was a member and manager. Mr. Smith contributed all of his interest in Holdings to Sonic Financial Corporation ("SFC"), a North Carolina corporation of which Mr. Smith is a stockholder, officer and director, for additional shares of SFC. Accordingly, Mr. Smith may be deemed the indirect beneficial owner of the reported securities owned by either SFC or Holdings. Subsequently, Holdings merged with and into SFC. No consideration was payable to Mr. Smith upon consummation of the merger of Holdings with and into SFC. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by Holdings, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote 2. | 0 |
Reported balance
After 2019-09-17 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-09-17 · Disposition to issuer · Disposed 29,000,000 · Balance 0 F2: The reported securities were held by SFC and were cancelled for no consideration upon the consummation of the merger of a wholly-owned subsidiary of SFC with and into Speedway Motorsports, Inc. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by SFC, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were held by OBS Holdings, LLC ("Holdings"), a North Carolina limited liability company of which Mr. Smith was a member and manager. Mr. Smith contributed all of his interest in Holdings to Sonic Financial Corporation ("SFC"), a North Carolina corporation of which Mr. Smith is a stockholder, officer and director, for additional shares of SFC. Accordingly, Mr. Smith may be deemed the indirect beneficial owner of the reported securities owned by either SFC or Holdings. Subsequently, Holdings merged with and into SFC. No consideration was payable to Mr. Smith upon consummation of the merger of Holdings with and into SFC. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by Holdings, except to the extent of his pecuniary interest therein.
F2: The reported securities were held by SFC and were cancelled for no consideration upon the consummation of the merger of a wholly-owned subsidiary of SFC with and into Speedway Motorsports, Inc. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by SFC, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2022 Filed Apr 4, 2022 15:59 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 5,626 | $42.51 | $239,161.26 |
DisclosureSEC source: 0001209191-22-022281 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973,670 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| March 08, 2022 Filed Mar 9, 2022 15:59 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 29,126 | $51.05 | $1,486,882.30 |
DisclosureSEC source: 0001209191-22-017547 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,296 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 16:17 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | GrantClass A Common Stock | 55,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008843 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008,422 F1 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2022. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2023, thirty percent (30%) of the shares vesting on February 9, 2024, and forty-five percent (45%) of the shares vesting on February 9, 2025. Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 16:00 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 19,575 | $50.01 | $978,945.75 |
DisclosureSEC source: 0001209191-21-018930 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952,973 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 15:29 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 9,903 | $41.61 | $412,063.83 |
DisclosureSEC source: 0001209191-21-014267 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,548 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 15:56 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | GrantClass A Common Stock | 50,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010076 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,451 F1 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2021. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2022, thirty percent (30%) of the shares vesting on February 10, 2023, and forty-five percent (45%) of the shares vesting on February 10, 2024. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 17:17 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | GrantOptions to purchase · Derivative | 336,851 | $0.00 Strike: $16.76 | $0.00 |
DisclosureSEC source: 0001209191-20-024377 · doc4.xml · derivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,851 Underlying: Class A Common Stock · 336,851 shares Expires 2030-04-10 F1 · derivative.exercise_date: Options vest in equal annual installments over a three year period, with one-third (1/3) of the options vesting on each of April 10, 2021, April 10, 2022 and April 10, 2023, subject to continued employment requirements and compliance with certain restrictive covenants. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:27 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 16,312 | $13.28 | $216,623.36 |
DisclosureSEC source: 0001209191-20-022826 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,955 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 23, 2020 Filed Feb 25, 2020 16:08 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 6,335 | $28.10 | $178,013.50 |
DisclosureSEC source: 0001209191-20-012425 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,267 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:06 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 10,822 | $31.74 | $343,490.28 |
DisclosureSEC source: 0001209191-20-010048 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,602 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 13:19 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | GrantClass A Common Stock | 71,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009505 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036,424 F1 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2020. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2021, thirty percent (30%) of the shares vesting on February 12, 2022, and forty-five percent (45%) of the shares vesting on February 12, 2023. Read SEC document |
| February 12, 2020 Filed Apr 14, 2020 17:12 UTC Amendment | SONIC AUTOMOTIVE INC SAH · Entity 4366 | OtherClass A Common Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024373 · doc4a.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,167 F1 · kind: Subsequent to the filing of the initial Form 4 by the Reporting Person on February 14, 2020, but prior to the finalization of the grant and issuance of the restricted stock units reported on such Form 4, the grant was rescinded by the Compensation Committee of Sonic Automotive, Inc., pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan, and, as a result, such grant of restricted stock units did not occur. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 18:12 UTC | SPEEDWAY MOTORSPORTS LLC TRK · Entity 154919 | Disposition to issuerCommon Stock | 29,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-018761 · rdgdoc.xml · nonDerivative · entry 4 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 2. Disclosed balance after: 0 F2 · shares: The reported securities were held by SFC and were cancelled for no consideration upon the consummation of the merger of a wholly-owned subsidiary of SFC with and into Speedway Motorsports, Inc. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by SFC, except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 18:12 UTC | SPEEDWAY MOTORSPORTS LLC TRK · Entity 154919 | PurchaseCommon Stock | 5,300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-018761 · rdgdoc.xml · nonDerivative · entry 3 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 29,000,000 F1 · shares: The reported securities were held by OBS Holdings, LLC ("Holdings"), a North Carolina limited liability company of which Mr. Smith was a member and manager. Mr. Smith contributed all of his interest in Holdings to Sonic Financial Corporation ("SFC"), a North Carolina corporation of which Mr. Smith is a stockholder, officer and director, for additional shares of SFC. Accordingly, Mr. Smith may be deemed the indirect beneficial owner of the reported securities owned by either SFC or Holdings. Subsequently, Holdings merged with and into SFC. No consideration was payable to Mr. Smith upon consummation of the merger of Holdings with and into SFC. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by Holdings, except to the extent of his pecuniary interest therein. F1 · price: The reported securities were held by OBS Holdings, LLC ("Holdings"), a North Carolina limited liability company of which Mr. Smith was a member and manager. Mr. Smith contributed all of his interest in Holdings to Sonic Financial Corporation ("SFC"), a North Carolina corporation of which Mr. Smith is a stockholder, officer and director, for additional shares of SFC. Accordingly, Mr. Smith may be deemed the indirect beneficial owner of the reported securities owned by either SFC or Holdings. Subsequently, Holdings merged with and into SFC. No consideration was payable to Mr. Smith upon consummation of the merger of Holdings with and into SFC. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by Holdings, except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 18:12 UTC | SPEEDWAY MOTORSPORTS LLC TRK · Entity 154919 | SaleCommon Stock | 5,300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-018761 · rdgdoc.xml · nonDerivative · entry 2 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1. Disclosed balance after: 0 F1 · shares: The reported securities were held by OBS Holdings, LLC ("Holdings"), a North Carolina limited liability company of which Mr. Smith was a member and manager. Mr. Smith contributed all of his interest in Holdings to Sonic Financial Corporation ("SFC"), a North Carolina corporation of which Mr. Smith is a stockholder, officer and director, for additional shares of SFC. Accordingly, Mr. Smith may be deemed the indirect beneficial owner of the reported securities owned by either SFC or Holdings. Subsequently, Holdings merged with and into SFC. No consideration was payable to Mr. Smith upon consummation of the merger of Holdings with and into SFC. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by Holdings, except to the extent of his pecuniary interest therein. F1 · price: The reported securities were held by OBS Holdings, LLC ("Holdings"), a North Carolina limited liability company of which Mr. Smith was a member and manager. Mr. Smith contributed all of his interest in Holdings to Sonic Financial Corporation ("SFC"), a North Carolina corporation of which Mr. Smith is a stockholder, officer and director, for additional shares of SFC. Accordingly, Mr. Smith may be deemed the indirect beneficial owner of the reported securities owned by either SFC or Holdings. Subsequently, Holdings merged with and into SFC. No consideration was payable to Mr. Smith upon consummation of the merger of Holdings with and into SFC. Mr. Smith disclaims beneficial ownership of the Speedway Motorsports, Inc. common stock held by Holdings, except to the extent of his pecuniary interest therein. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 18:12 UTC | SPEEDWAY MOTORSPORTS LLC TRK · Entity 154919 | Disposition to issuerCommon Stock | 11,376 | $19.75 | $224,676.00 |
DisclosureSEC source: 0001437749-19-018761 · rdgdoc.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 16:09 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 5,448 | $14.81 | $80,684.88 |
DisclosureSEC source: 0001209191-19-022378 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,167 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 16:08 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | GrantClass A Common Stock | 145,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018400 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,615 F1 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2019. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2020, thirty percent (30%) of the shares vesting on March 8, 2021, and forty-five percent (45%) of the shares vesting on March 8, 2022. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 13:17 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Disposition to issuerClass A Common Stock | 58,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012463 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,648 F1 · shares: Represents the forfeiture of restricted stock units granted pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan on February 20, 2019 based on the achievement of performance criteria for fiscal year 2018. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 16:55 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 18,880 | $15.87 | $299,625.60 |
DisclosureSEC source: 0001209191-19-011607 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 883,566 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:17 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 7,245 | $15.63 | $113,239.35 |
DisclosureSEC source: 0001209191-19-010580 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,446 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 16:42 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | PurchaseClass B Common Stock · Derivative | 976,875 | $21.44 | $20,944,200.00 |
DisclosureSEC source: 0001209191-18-052809 · doc4.xml · derivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by SFC Disclosed balance after: 9,858,125 Underlying: Class A Common Stock · 976,875 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Sonic Automotive, Inc.'s Class B Common Stock are convertible into shares of Sonic Automotive, Inc.'s Class A Common Stock on a 1-for-1 basis at the option of the reporting person and there is no expiration date. F2 · shares: The reported securities were purchased in a private, non-market transaction and are held by Sonic Financial Corporation ("SFC"), a North Carolina corporation of which the reporting person is a shareholder, an officer and a director. F3 · price: Based solely on the average of the closing price of Sonic Automotive, Inc.'s Class A Common Stock for the 30-day trading period ended September 21, 2018, as reported by the New York Stock Exchange. F1 · derivative.exercise_date: Shares of Sonic Automotive, Inc.'s Class B Common Stock are convertible into shares of Sonic Automotive, Inc.'s Class A Common Stock on a 1-for-1 basis at the option of the reporting person and there is no expiration date. F1 · derivative.expiration_date: Shares of Sonic Automotive, Inc.'s Class B Common Stock are convertible into shares of Sonic Automotive, Inc.'s Class A Common Stock on a 1-for-1 basis at the option of the reporting person and there is no expiration date. F4 · balance_after: Represents the entire amount of Sonic Automotive, Inc.'s Class B Common Stock held by SFC. The reporting person disclaims beneficial ownership of Sonic Automotive, Inc.'s Class B Common Stock held by SFC, except to the extent of his pecuniary interest therein. Read SEC document |
| May 25, 2018 Filed May 29, 2018 16:03 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | PurchaseClass A Common Stock | 15,000 | $21.41 | $321,163.50 |
DisclosureSEC source: 0001209191-18-033763 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,691 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.40 per share to $21.55 per share. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 17:37 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 6,052 | $18.95 | $114,685.40 |
DisclosureSEC source: 0001209191-18-023208 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,691 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:09 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Exercise / conversionOptions to purchase · Derivative | 183,333 | $0.00 Strike: $1.81 | $0.00 |
DisclosureSEC source: 0001209191-18-020556 · doc4.xml · derivative · entry 2 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 183,333 shares Expires 2019-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 16:09 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Exercise / conversionClass A Common Stock | 183,333 | $1.81 | $331,832.73 |
DisclosureSEC source: 0001209191-18-020556 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 17:38 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | GrantClass A Common Stock | 107,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014058 · doc4.xml · nonDerivative · entry 2 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,410 F2 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2018. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2019, thirty percent (30%) of the shares vesting on February 23, 2020, and forty-five percent (45%) of the shares vesting on February 23, 2021. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 17:38 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Disposition to issuerClass A Common Stock | 41,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014058 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,287 F1 · shares: Represents the forfeiture of restricted stock units granted pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan on February 13, 2017 based on the achievement of performance criteria for fiscal year 2017. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 16:03 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 12,618 | $20.60 | $259,930.80 |
DisclosureSEC source: 0001209191-18-011245 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,630 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 19:02 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 12,361 | $20.80 | $257,108.80 |
DisclosureSEC source: 0001209191-18-009748 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,248 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| May 03, 2017 Filed May 5, 2017 11:13 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | PurchaseClass A Common Stock | 19,273 | $18.55 | $357,514.15 |
DisclosureSEC source: 0001209191-17-030199 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,609 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:10 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 11,158 | $20.05 | $223,717.90 |
DisclosureSEC source: 0001209191-17-024700 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,336 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 15:34 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | PurchaseClass A Common Stock | 90,000 | $20.11 | $1,810,242.00 |
DisclosureSEC source: 0001209191-17-022271 · doc4.xml · nonDerivative · entry 2 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,494 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.925 per share to $20.25 per share. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 15:34 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | PurchaseClass A Common Stock | 10,000 | $20.40 | $204,000.00 |
DisclosureSEC source: 0001209191-17-022271 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,494 Read SEC document |
| February 22, 2017 Filed Feb 22, 2017 17:02 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Disposition to issuerClass A Common Stock | 32,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013352 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,494 F1 · shares: Represents the forfeiture of restricted stock units granted pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan on February 16, 2016 based on the achievement of performance criteria for fiscal year 2016. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 18:11 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | GrantClass A Common Stock | 95,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-010765 · doc4.xml · nonDerivative · entry 3 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,875 F2 · shares: Represents shares of Class A Common Stock issuable upon conversion of restricted stock units granted by the Compensation Committee of Sonic Automotive, Inc. pursuant to the Sonic Automotive, Inc. 2012 Stock Incentive Plan. The restricted stock units may only be settled in shares of Class A Common Stock and are subject to forfeiture based on the satisfaction of performance criteria for fiscal year 2017. If the performance criteria are met, this award will vest in three annual installments, with twenty-five percent (25%) of the shares vesting on March 31, 2018, thirty percent (30%) of the shares vesting on February 13, 2019 and forty-five percent (45%) of the shares vesting on February 13, 2020. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 18:11 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 8,745 | $23.80 | $208,131.00 |
DisclosureSEC source: 0001209191-17-010765 · doc4.xml · nonDerivative · entry 2 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,680 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 18:11 UTC | SONIC AUTOMOTIVE INC SAH · Entity 4366 | Tax withholdingClass A Common Stock | 10,817 | $23.80 | $257,444.60 |
DisclosureSEC source: 0001209191-17-010765 · doc4.xml · nonDerivative · entry 1 SMITH O BRUTON · CIK 0000931255 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,425 F1 · shares: Represents shares delivered by the reporting person to Sonic Automotive, Inc. to satisfy withholding tax obligations due upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.