Kohler Herbert

SEC source: 0001140361-12-031054 · doc1.xml · nonDerivative · entry 1

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 4,867,929

F1 · kind: Until June 25, 2012, Blackstar InvestCo LLC ("Blackstar") had been 60% owned by Daimler North America Corporation and 40% owned by Aabar Blackstar Holdings GmbH ("Aabar"). On June 25, 2012, in connection with the redemption by Blackstar of all of Aabar's membership interest in Blackstar, Blackstar transferred 3,245,286 shares (Aabar's pre-redemption proportional indirect interest in the shares held by Blackstar) to Aabar. No additional consideration was provided.

F1 · price: Until June 25, 2012, Blackstar InvestCo LLC ("Blackstar") had been 60% owned by Daimler North America Corporation and 40% owned by Aabar Blackstar Holdings GmbH ("Aabar"). On June 25, 2012, in connection with the redemption by Blackstar of all of Aabar's membership interest in Blackstar, Blackstar transferred 3,245,286 shares (Aabar's pre-redemption proportional indirect interest in the shares held by Blackstar) to Aabar. No additional consideration was provided.

F2 · ownership.nature: The shares are directly owned by Blackstar. The reporting person is a vice president of Blackstar and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001140361-12-029708 · doc1.xml · derivative · entry 6

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,334

Underlying: Common Stock · 33,334 shares

Expires 2019-06-12

F4 · kind: The option was transferred to Daimler North America Corporation on June 12, 2012. The reporting person is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3 · derivative.exercise_date: 1/24th of the shares subject to the option shall vest and become exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the option shall be fully vested and exercisable by June 8, 2015.

F4 · balance_after: The option was transferred to Daimler North America Corporation on June 12, 2012. The reporting person is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F4 · ownership.nature: The option was transferred to Daimler North America Corporation on June 12, 2012. The reporting person is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001140361-12-029708 · doc1.xml · derivative · entry 5

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires 2019-06-12

F4 · kind: The option was transferred to Daimler North America Corporation on June 12, 2012. The reporting person is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3 · derivative.exercise_date: 1/24th of the shares subject to the option shall vest and become exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the option shall be fully vested and exercisable by June 8, 2015.

SEC source: 0001140361-12-029708 · doc1.xml · derivative · entry 4

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,334 shares

Expires 2019-06-12

F3 · derivative.exercise_date: 1/24th of the shares subject to the option shall vest and become exercisable as of each monthly anniversary beginning on June 8, 2013, such that all shares subject to the option shall be fully vested and exercisable by June 8, 2015.

SEC source: 0001140361-12-029708 · doc1.xml · derivative · entry 3

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,666

Underlying: Common Stock · 16,666 shares

Expires 2019-06-08

F2 · kind: The option was transferred to Daimler North America Corporation on June 8, 2012. The reporting person is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest and become exercisable on the earlier of the first anniversary date of the grant or the day prior to the date of the next annual meeting of the stockholders of the Company following date of grant.

F2 · balance_after: The option was transferred to Daimler North America Corporation on June 8, 2012. The reporting person is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F2 · ownership.nature: The option was transferred to Daimler North America Corporation on June 8, 2012. The reporting person is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001140361-12-029708 · doc1.xml · derivative · entry 2

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires 2019-06-08

F2 · kind: The option was transferred to Daimler North America Corporation on June 8, 2012. The reporting person is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest and become exercisable on the earlier of the first anniversary date of the grant or the day prior to the date of the next annual meeting of the stockholders of the Company following date of grant.

SEC source: 0001140361-12-029708 · doc1.xml · derivative · entry 1

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Stock · 16,666 shares

Expires 2019-06-08

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest and become exercisable on the earlier of the first anniversary date of the grant or the day prior to the date of the next annual meeting of the stockholders of the Company following date of grant.

SEC source: 0001140361-11-033004 · doc1.xml · derivative · entry 3

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,666

Underlying: Common Stock · 16,666 shares

Expires 2018-06-12

F2 · kind: The reporting person transferred the option to Daimler North America Corporation on June 15, 2011, and is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F1 · derivative.exercise_date: Shares subject to the option become vested and exercisable upon the earlier of (i) June 13, 2012 or (ii) the day prior to the date of the next annual meeting of the stockholders of the Issuer following June 13, 2011; subject to the reporting person continuing to serve as a director of the Issuer through such date.

F2 · balance_after: The reporting person transferred the option to Daimler North America Corporation on June 15, 2011, and is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F2 · ownership.nature: The reporting person transferred the option to Daimler North America Corporation on June 15, 2011, and is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

SEC source: 0001140361-11-033004 · doc1.xml · derivative · entry 2

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,666 shares

Expires 2018-06-12

F2 · kind: The reporting person transferred the option to Daimler North America Corporation on June 15, 2011, and is an employee of an affiliate of Daimler North America Corporation. The reporting person disclaims beneficial ownership of the option and the shares subject to the option, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F1 · derivative.exercise_date: Shares subject to the option become vested and exercisable upon the earlier of (i) June 13, 2012 or (ii) the day prior to the date of the next annual meeting of the stockholders of the Issuer following June 13, 2011; subject to the reporting person continuing to serve as a director of the Issuer through such date.

SEC source: 0001140361-11-033004 · doc1.xml · derivative · entry 1

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Stock · 16,666 shares

Expires 2018-06-12

F1 · derivative.exercise_date: Shares subject to the option become vested and exercisable upon the earlier of (i) June 13, 2012 or (ii) the day prior to the date of the next annual meeting of the stockholders of the Issuer following June 13, 2011; subject to the reporting person continuing to serve as a director of the Issuer through such date.

SEC source: 0001140361-11-032396 · doc1.xml · nonDerivative · entry 1

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,113,215

F1 · kind: Blackstar Investco LLC ("Blackstar") purchased 637,475 shares in a private placement transaction with the issuer. The transaction closed on June 8, 2011. Blackstar is 60% owned by Daimler North America Corporation and 40% owned by Aabar Blackstar Holdings GmbH.

F2 · ownership.nature: The shares are owned directly by Blackstar. The reporting person is a vice president of Blackstar and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

SEC source: 0001140361-10-028372 · doc1.xml · derivative · entry 3

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 841,977 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series E preferred stock and Series F preferred stock automatically converted to .333333 of a share of common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series E preferred stock and Series F preferred stock automatically converted to .333333 of a share of common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series E preferred stock and Series F preferred stock automatically converted to .333333 of a share of common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are owned directly by Blackstar Investco LLC, which is 60% owned by Daimler North America Corporation and 40% owned by Aabar Blackstar Holdings GmbH. The reporting person is a vice president of Blackstar Investco LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

SEC source: 0001140361-10-028372 · doc1.xml · derivative · entry 2

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 6,633,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series E preferred stock and Series F preferred stock automatically converted to .333333 of a share of common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series E preferred stock and Series F preferred stock automatically converted to .333333 of a share of common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series E preferred stock and Series F preferred stock automatically converted to .333333 of a share of common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are owned directly by Blackstar Investco LLC, which is 60% owned by Daimler North America Corporation and 40% owned by Aabar Blackstar Holdings GmbH. The reporting person is a vice president of Blackstar Investco LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.

SEC source: 0001140361-10-028372 · doc1.xml · nonDerivative · entry 1

Kohler Herbert · CIK 0001495013 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 7,475,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series E preferred stock and Series F preferred stock automatically converted to .333333 of a share of common stock upon the closing of the Issuer's initial public offering and has no expiration date.

F2 · ownership.nature: The shares are owned directly by Blackstar Investco LLC, which is 60% owned by Daimler North America Corporation and 40% owned by Aabar Blackstar Holdings GmbH. The reporting person is a vice president of Blackstar Investco LLC, and disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficiary owner of such securities for Section 16 or any other purpose.