TapewireFind a company

person · Reporting owner

FABERMAN STEPHEN H

Disclosed activity across 1 company

Tapewire entity
128364
SEC CIK
0001270656

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PROGRESS SOFTWARE CORP /MAPRGS · Entity 4559Chief Legal OfficerApril 01, 2022April 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PROGRESS SOFTWARE CORP /MA

Report date April 01, 2022 · Filed April 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect113,998 Ending reported balance After 2022-04-01 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2022-04-01 · Exercise / conversion · Acquired 1,008 · Balance 103,025

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2022-04-01 · Tax withholding · Disposed 448 · Balance 102,577

F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2019.

Row 3 · 2022-04-01 · Exercise / conversion · Acquired 742 · Balance 103,319

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 4 · 2022-04-01 · Tax withholding · Disposed 330 · Balance 102,989

F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 21, 2020.

Row 5 · 2022-04-01 · Exercise / conversion · Acquired 939 · Balance 103,928

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 6 · 2022-04-01 · Tax withholding · Disposed 417 · Balance 103,511

F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 19, 2021.

Row 7 · 2022-04-01 · Exercise / conversion · Acquired 18,845 · Balance 122,356

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 8 · 2022-04-01 · Tax withholding · Disposed 8,358 · Balance 113,998

F5: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on May 3, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-04-01 · Exercise / conversion · Disposed 1,008 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F6: On January 22, 2019, the Reporting Person was granted 6,047 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,485 Reported balance After 2022-04-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-04-01 · Exercise / conversion · Disposed 742 · Balance 1,485

F1: Restricted stock units convert into common stock on a one-for-one basis.

F7: On January 21, 2020, the Reporting Person was granted 4,453 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,756 Reported balance After 2022-04-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-04-01 · Exercise / conversion · Disposed 939 · Balance 3,756

F1: Restricted stock units convert into common stock on a one-for-one basis.

F8: On January 19, 2021, the Reporting Person was granted 5,634 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect37,691 Reported balance After 2022-04-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-04-01 · Exercise / conversion · Disposed 18,845 · Balance 37,691

F1: Restricted stock units convert into common stock on a one-for-one basis.

F9: On May 3, 2021, the Reporting Person was granted 56,536 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning April 1, 2022, subject to the continued employment of the Reporting Person with the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2019.

F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 21, 2020.

F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 19, 2021.

F5: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on May 3, 2021.

F6: On January 22, 2019, the Reporting Person was granted 6,047 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company.

F7: On January 21, 2020, the Reporting Person was granted 4,453 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

F8: On January 19, 2021, the Reporting Person was granted 5,634 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company.

F9: On May 3, 2021, the Reporting Person was granted 56,536 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning April 1, 2022, subject to the continued employment of the Reporting Person with the Company.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 165 $38.09 $6,284.85
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 6

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,799

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 5

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 212 $38.09 $8,075.08
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 4

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,456

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 168 $38.09 $6,399.12
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,017

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 551 shares of common stock acquired through Employee Stock Purchase Plan: 324 on March 31, 2017; 227 on June 30, 2017.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 18:38 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionEmployee Stock Options · Derivative 6,480 $0.00 Strike: $21.32 $0.00
Disclosure

SEC source: 0001270656-17-000009 · wf-form4_149314549131778.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,480 shares

Expires 2017-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Two-sixtieths (2/60) of the options were vested and exercisable on the grant date. The remaining options vested in 58 equal monthly increments commencing on May 1, 2010.

Read SEC document
April 24, 2017 Filed Apr 25, 2017 18:38 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 4,654 $29.69 $138,177.26
Disclosure

SEC source: 0001270656-17-000009 · wf-form4_149314549131778.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,117

Read SEC document
April 24, 2017 Filed Apr 25, 2017 18:38 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 6,480 $21.32 $138,153.60
Disclosure

SEC source: 0001270656-17-000009 · wf-form4_149314549131778.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 381 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · derivative · entry 15

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

Underlying: Common Stock · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F12 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 4,575 performance-based restricted stock units, vesting in five installments, with one-third vesting on April 1, 2017 and the remaining performance-based restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F12 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 4,575 performance-based restricted stock units, vesting in five installments, with one-third vesting on April 1, 2017 and the remaining performance-based restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · derivative · entry 14

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F11 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F11 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · derivative · entry 13

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 4,653 performance-based restricted stock units, vesting in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 4,653 performance-based restricted stock units, vesting in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · derivative · entry 12

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 3,102 restricted stock units, vesting in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 3,102 restricted stock units, vesting in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 1,085 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · derivative · entry 11

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 6,505 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 6,505 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 121 $29.12 $3,523.52
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 10

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,291

F7 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 9

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 161 $29.12 $4,688.32
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 8

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,031

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 7

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 206 $29.12 $5,998.72
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 6

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,684

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 5

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 164 $29.12 $4,775.68
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 4

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,239

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 384 $29.12 $11,182.08
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,886

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 13, 2014.

Read SEC document
April 01, 2017 Filed Apr 5, 2017 19:55 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 1,085 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000007 · wf-form4_149142209579823.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 170 shares of common stock acquired through the Employee Stock Purchase Plan on September 30, 2016.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:08 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Unit · Derivative 11,966 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000004 · wf-form4_148779769022425.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,966

Underlying: Common Stock · 11,966 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents performance-based restricted stock units that vest based on Progress Software Corporation total shareholder return over a three-year period, as will be determined at the first meeting of the Progress Software Corporation's compensation committee following November 30, 2019.

F3 · derivative.exercise_date: Represents performance-based restricted stock units that vest based on Progress Software Corporation total shareholder return over a three-year period, as will be determined at the first meeting of the Progress Software Corporation's compensation committee following November 30, 2019.

F3 · derivative.expiration_date: Represents performance-based restricted stock units that vest based on Progress Software Corporation total shareholder return over a three-year period, as will be determined at the first meeting of the Progress Software Corporation's compensation committee following November 30, 2019.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:08 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantEmployee Stock Options · Derivative 23,490 $0.00 Strike: $29.25 $0.00
Disclosure

SEC source: 0001270656-17-000004 · wf-form4_148779769022425.xml · derivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,490

Underlying: Common Stock · 23,490 shares

Expires 2024-02-17

F2 · derivative.exercise_date: Stock Options vest in eight equal semiannual installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Progress Software Corporation.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:08 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Unit · Derivative 7,180 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000004 · wf-form4_148779769022425.xml · derivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,180

Underlying: Common Stock · 7,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Progress Software Corporation.

F1 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Progress Software Corporation.

F1 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Progress Software Corporation.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 19:57 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Units · Derivative 1,141 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000002 · wf-form4_148589262082231.xml · derivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141

Underlying: Common Stock · 1,141 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One-third of the restricted stock units vest on April 1, 2017, with the remaining restricted stock units vesting in four semiannual installments over two years, subject to the continued employment of the Reporting Person with Progress Software Corporation.

F1 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One-third of the restricted stock units vest on April 1, 2017, with the remaining restricted stock units vesting in four semiannual installments over two years, subject to the continued employment of the Reporting Person with Progress Software Corporation.

F1 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One-third of the restricted stock units vest on April 1, 2017, with the remaining restricted stock units vesting in four semiannual installments over two years, subject to the continued employment of the Reporting Person with Progress Software Corporation.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:20 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionStock Option · Derivative 3,525 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001270656-16-000015 · edgar.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,525 shares

Expires 2016-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Eight-sixtieths (8/60) of the options were vested and exercisable on the grant date. The remaining options vested in 52 equal monthly increments commencing on November 1, 2009.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:20 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 2,065 $27.21 $56,188.65
Disclosure

SEC source: 0001270656-16-000015 · edgar.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,015

F1 · shares: Represents shares of common stock withheld by Issuer to pay the aggregate exercise price of the underlying stock option of the Reporting Person.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:20 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 3,525 $15.93 $56,153.25
Disclosure

SEC source: 0001270656-16-000015 · edgar.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · derivative · entry 12

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · derivative · entry 11

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · derivative · entry 10

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Common Stock · 517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 3,102 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 3,102 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 1,084 $0.00 $0.00
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · derivative · entry 9

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Common Stock · 1,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 6,505 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

F7 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 6,505 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 165 $27.19 $4,486.35
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 8

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,555

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 508 Not disclosed Not disclosed
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 7

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 212 $27.19 $5,764.28
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 6

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,212

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 651 Not disclosed Not disclosed
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 5

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 168 $27.19 $4,567.92
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 4

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,773

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 517 Not disclosed Not disclosed
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 352 $27.19 $9,570.88
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,424

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 13, 2014.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 918 shares of common stock acquired through the Employee Stock Purchase Plan: 618 shares on March 31, 2016, and 300 shares on June 30, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.