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person · Reporting owner

FABERMAN STEPHEN H

Disclosed activity across 1 company

Tapewire entity
128364
SEC CIK
0001270656

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PROGRESS SOFTWARE CORP /MAPRGS · Entity 4559Chief Legal OfficerApril 01, 2022April 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PROGRESS SOFTWARE CORP /MA

Report date April 01, 2022 · Filed April 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect113,998 Ending reported balance After 2022-04-01 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2022-04-01 · Exercise / conversion · Acquired 1,008 · Balance 103,025

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2022-04-01 · Tax withholding · Disposed 448 · Balance 102,577

F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2019.

Row 3 · 2022-04-01 · Exercise / conversion · Acquired 742 · Balance 103,319

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 4 · 2022-04-01 · Tax withholding · Disposed 330 · Balance 102,989

F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 21, 2020.

Row 5 · 2022-04-01 · Exercise / conversion · Acquired 939 · Balance 103,928

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 6 · 2022-04-01 · Tax withholding · Disposed 417 · Balance 103,511

F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 19, 2021.

Row 7 · 2022-04-01 · Exercise / conversion · Acquired 18,845 · Balance 122,356

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 8 · 2022-04-01 · Tax withholding · Disposed 8,358 · Balance 113,998

F5: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on May 3, 2021.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-04-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-04-01 · Exercise / conversion · Disposed 1,008 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F6: On January 22, 2019, the Reporting Person was granted 6,047 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,485 Reported balance After 2022-04-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-04-01 · Exercise / conversion · Disposed 742 · Balance 1,485

F1: Restricted stock units convert into common stock on a one-for-one basis.

F7: On January 21, 2020, the Reporting Person was granted 4,453 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,756 Reported balance After 2022-04-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-04-01 · Exercise / conversion · Disposed 939 · Balance 3,756

F1: Restricted stock units convert into common stock on a one-for-one basis.

F8: On January 19, 2021, the Reporting Person was granted 5,634 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect37,691 Reported balance After 2022-04-01 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-04-01 · Exercise / conversion · Disposed 18,845 · Balance 37,691

F1: Restricted stock units convert into common stock on a one-for-one basis.

F9: On May 3, 2021, the Reporting Person was granted 56,536 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning April 1, 2022, subject to the continued employment of the Reporting Person with the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2019.

F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 21, 2020.

F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 19, 2021.

F5: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on May 3, 2021.

F6: On January 22, 2019, the Reporting Person was granted 6,047 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company.

F7: On January 21, 2020, the Reporting Person was granted 4,453 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.

F8: On January 19, 2021, the Reporting Person was granted 5,634 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company.

F9: On May 3, 2021, the Reporting Person was granted 56,536 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning April 1, 2022, subject to the continued employment of the Reporting Person with the Company.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0000876167-19-000051 · wf-form4_155432217539150.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 21:18 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Units · Derivative 10,078 $0.00 $0.00
Disclosure

SEC source: 0000876167-19-000018 · wf-form4_154836467792731.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,078

Underlying: Common Stock · 10,078 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock.

F4 · derivative.exercise_date: Represents performance-based restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest on February 1, 2022, subject to the Company meeting total shareholder return and operating income criteria over the three-year period ending November 30, 2021, and the continued employment of the Reporting Person with the Company.

F4 · derivative.expiration_date: Represents performance-based restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest on February 1, 2022, subject to the Company meeting total shareholder return and operating income criteria over the three-year period ending November 30, 2021, and the continued employment of the Reporting Person with the Company.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 21:18 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantEmployee Stock Options · Derivative 19,231 $0.00 Strike: $34.73 $0.00
Disclosure

SEC source: 0000876167-19-000018 · wf-form4_154836467792731.xml · derivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

Underlying: Common Stock · 19,231 shares

Expires 2026-01-22

F3 · derivative.exercise_date: The stock options vest in eight equal semiannual installments beginning on October 1, 2019, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 21:18 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Units · Derivative 6,047 $0.00 $0.00
Disclosure

SEC source: 0000876167-19-000018 · wf-form4_154836467792731.xml · derivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,047

Underlying: Common Stock · 6,047 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock.

F2 · derivative.exercise_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company.

F2 · derivative.expiration_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 21:40 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Units · Derivative 3,860 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000130 · wf-form4_153981241440590.xml · derivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,860

Underlying: Common Stock · 3,860 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock.

F2 · derivative.exercise_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. One-third of the restricted stock units vest beginning October 1, 2019 and the remaining restricted stock units vest in four equal semiannual installments beginning April 1, 2020, subject to the continued employment of the Reporting Person with the Company.

F2 · derivative.expiration_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. One-third of the restricted stock units vest beginning October 1, 2019 and the remaining restricted stock units vest in four equal semiannual installments beginning April 1, 2020, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Unit · Derivative 690 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · derivative · entry 12

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,453

Underlying: Common Stock · 690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On January 12, 2018, the Reporting Person was granted 4,143 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2018, subject to the continued employment of the Reporting Person with the Company.

F9 · derivative.expiration_date: On January 12, 2018, the Reporting Person was granted 4,143 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2018, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 1,197 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · derivative · entry 11

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,591

Underlying: Common Stock · 1,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On February 17, 2017, the Reporting Person was granted 7,180 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2017, subject to the continued employment of the Reporting Person with the Company.

F8 · derivative.expiration_date: On February 17, 2017, the Reporting Person was granted 7,180 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2017, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · derivative · entry 10

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 4,575 performance-based restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. One-third of the restricted stock units vest beginning April 1, 2017 and the remaining restricted stock units vest in four equal semiannual installments beginning October 1, 2017, subject to the Company meeting earnings per share criteria for the fiscal year ending November 30, 2016, and the continued employment of the Reporting Person with the Company.

F7 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 4,575 performance-based restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. One-third of the restricted stock units vest beginning April 1, 2017 and the remaining restricted stock units vest in four equal semiannual installments beginning October 1, 2017, subject to the Company meeting earnings per share criteria for the fiscal year ending November 30, 2016, and the continued employment of the Reporting Person with the Company.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 509 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · derivative · entry 9

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509

Underlying: Common Stock · 509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2016, subject to the continued employment of the Reporting Person with the Company.

F6 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2016, subject to the continued employment of the Reporting Person with the Company.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 293 $35.72 $10,466.72
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · nonDerivative · entry 8

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,517

F5 · shares: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 12, 2018.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · nonDerivative · entry 7

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 509 $35.72 $18,182.80
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · nonDerivative · entry 6

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,120

F4 · shares: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on February 17, 2017.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 1,197 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · nonDerivative · entry 5

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 81 $35.72 $2,893.53
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · nonDerivative · entry 4

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,432

F3 · shares: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · nonDerivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 217 $35.72 $7,751.80
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,323

F2 · shares: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:09 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 509 $0.00 $0.00
Disclosure

SEC source: 0000876167-18-000108 · wf-form4_153859736713652.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 14:48 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionEmployee Stock Options · Derivative 3,500 $0.00 Strike: $29.64 $0.00
Disclosure

SEC source: 0001270656-18-000006 · wf-form4_152509966765161.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2018-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Two-forty-eighths (2/48) of the options were vested and exercisable on the grant date. The remaining options vested in 46 equal monthly installments commencing on May 1, 2011.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 14:48 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 3,002 $37.14 $111,501.79
Disclosure

SEC source: 0001270656-18-000006 · wf-form4_152509966765161.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,031

F1 · shares: This Form 4 is being filed to report the exercise of a stock option for a total of 3,500 shares by means of attestation, which is a method of exercising a stock option in which the optionholder attests to the ownership of enough shares of stock already owned by the optionholder to cover the exercise price of the option being exercised. As a result of this transaction, the Reporting Person acquired ownership of an incremental 498 shares of common stock.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 14:48 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 3,500 $29.64 $103,740.00
Disclosure

SEC source: 0001270656-18-000006 · wf-form4_152509966765161.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of a stock option for a total of 3,500 shares by means of attestation, which is a method of exercising a stock option in which the optionholder attests to the ownership of enough shares of stock already owned by the optionholder to cover the exercise price of the option being exercised. As a result of this transaction, the Reporting Person acquired ownership of an incremental 498 shares of common stock.

F2 · balance_after: Includes 919 shares of common stock acquired through Issuer's Employee Stock Purchase Plan on March 31, 2018.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 1,196 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · derivative · entry 15

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,788

Underlying: Common Stock · 1,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F12 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

F12 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · derivative · entry 14

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F11 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on April 1, 2017 with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

F11 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on April 1, 2017 with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · derivative · entry 13

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · derivative · entry 12

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY15 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on on April 1, 2016, with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY15 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on on April 1, 2016, with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · derivative · entry 11

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 508 $40.13 $20,383.50
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 10

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,614

F7 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on February 17, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 1,196 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 9

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 81 $40.13 $3,250.13
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 8

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,926

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 7

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 216 $40.13 $8,667.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 6

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,817

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 5

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 277 $40.13 $11,114.63
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 4

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,525

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 220 $40.13 $8,827.50
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,151

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 20:26 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000004 · wf-form4_152278714063780.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 368 shares of common stock acquired through Employee Stock Purchase Plan: 265 on September 30, 2017; 103 on December 31, 2017.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 21:48 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Unit · Derivative 6,905 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000002 · wf-form4_151622569570901.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905

Underlying: Common Stock · 6,905 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents performance-based restricted stock units that vest based on Progress Software Corporation total shareholder return and total operating income over a three-year period, as will be determined at the first meeting of the Progress Software Corporation's compensation committee following November 30, 2020.

F3 · derivative.exercise_date: Represents performance-based restricted stock units that vest based on Progress Software Corporation total shareholder return and total operating income over a three-year period, as will be determined at the first meeting of the Progress Software Corporation's compensation committee following November 30, 2020.

F3 · derivative.expiration_date: Represents performance-based restricted stock units that vest based on Progress Software Corporation total shareholder return and total operating income over a three-year period, as will be determined at the first meeting of the Progress Software Corporation's compensation committee following November 30, 2020.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 21:48 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantEmployee Stock Options · Derivative 13,271 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001270656-18-000002 · wf-form4_151622569570901.xml · derivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,271

Underlying: Common Stock · 13,271 shares

Expires 2025-01-12

F2 · derivative.exercise_date: Stock Options vest in eight equal semiannual installments beginning on October 1, 2018, subject to the continued employment of the Reporting Person with Progress Software Corporation.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 21:48 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 GrantRestricted Stock Unit · Derivative 4,143 $0.00 $0.00
Disclosure

SEC source: 0001270656-18-000002 · wf-form4_151622569570901.xml · derivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,143

Underlying: Common Stock · 4,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2018, subject to the continued employment of the Reporting Person with Progress Software Corporation.

F1 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2018, subject to the continued employment of the Reporting Person with Progress Software Corporation.

F1 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2018, subject to the continued employment of the Reporting Person with Progress Software Corporation.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 17:58 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock · Derivative 2,700 $24.09 Strike: $24.09 $65,043.00
Disclosure

SEC source: 0001270656-17-000015 · wf-form4_150817671884236.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Stock Option · 2,700 shares

Expires 2017-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Eight-sixtieths (8/60) of the options were vested and exercisable on the grant date. The remaining options vested in 52 equal monthly increments commencing on November 1, 2010.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 17:58 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 1,948 $40.98 $79,829.04
Disclosure

SEC source: 0001270656-17-000015 · wf-form4_150817671884236.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,486

F1 · shares: This Form 4 is being filed to report the exercise of a stock option for a total of 2,700 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the Reporting Person acquired ownership of an additional 752 shares of common stock.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 17:58 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 2,700 $24.09 $65,043.00
Disclosure

SEC source: 0001270656-17-000015 · wf-form4_150817671884236.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form 4 is being filed to report the exercise of a stock option for a total of 2,700 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the Reporting Person acquired ownership of an additional 752 shares of common stock.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 1,196 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 15

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

Underlying: Common Stock · 1,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F12 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

F12 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 14

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F11 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on April 1, 2017 with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

F11 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY16 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on April 1, 2017 with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 13

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,526

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 12

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY15 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on on April 1, 2016, with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person upon conversion of performance share units relating to FY15 performance pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents one share of common stock. One third of the restricted stock units vest on on April 1, 2016, with the remaining restricted stock units vesting in four semi-annual installments over two years, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionRestricted Stock Units · Derivative 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · derivative · entry 11

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517

Underlying: Common Stock · 517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semiannual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 10

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,734

F7 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on February 17, 2017.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 1,196 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 9

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Tax withholdingCommon Stock 62 $38.09 $2,361.58
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 8

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,927

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of performance-based restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2017 Filed Oct 4, 2017 20:00 UTC PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 Exercise / conversionCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001270656-17-000013 · wf-form4_150714723088562.xml · nonDerivative · entry 7

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.