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person · Reporting owner

SUN ANTHONY Y

Disclosed activity across 3 companies

Tapewire entity
128309
SEC CIK
0001377952

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aravive, Inc.VSAR · Entity 114535DirectorDecember 20, 2017December 22, 2017
HYPERION DEFI, INC.EYEN · Entity 7220DirectorNovember 17, 2021November 22, 2021
Zentalis Pharmaceuticals, Inc.ZNTL · Entity 5772Director · President & CEOApril 04, 2022April 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aravive, Inc.

Report date December 20, 2017 · Filed December 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,880 Reported balance After 2017-12-20 transaction · row 1
1 source row

Row 1 · 2017-12-20 · Grant · Acquired 11,200 · Balance 23,880

F1: Represents the grant of restricted stock units that vest 100% on December 20, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of restricted stock units that vest 100% on December 20, 2018.

HYPERION DEFI, INC.

Report date November 17, 2021 · Filed November 22, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.0001SEC Table I · non-derivativeDirect26,322 Reported balance After 2021-11-17 transaction · row 1
1 source row

Row 1 · 2021-11-17 · Grant · Acquired 6,963 · Balance 26,322

F1: Represents restricted stock units that fully vest on the earlier of November 17, 2022 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.59 · Expires 2031-11-17Direct9,653 Reported balance After 2021-11-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-11-17 · Grant · Acquired 9,653 · Balance 9,653

F2: The option becomes exercisable on the earlier of November 17, 2022 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that fully vest on the earlier of November 17, 2022 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

F2: The option becomes exercisable on the earlier of November 17, 2022 or the date of the Issuer's 2022 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control.

Zentalis Pharmaceuticals, Inc.

Report date April 04, 2022 · Filed April 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,175,589 Ending reported balance After 2022-04-05 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-04-04 · Sale · Disposed 10,471 · Balance 1,186,060

F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

Row 2 · 2022-04-05 · Sale · Disposed 7,971 · Balance 1,178,089

F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F2: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.84 to $51.83. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2022-04-05 · Sale · Disposed 2,500 · Balance 1,175,589

F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F3: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $51.85 to $52.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common StockSEC Table I · non-derivativeIndirectBy Spouse103,650 Reported balance Holding disclosure · report date 2022-04-04 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 103,650

Common StockSEC Table I · non-derivativeIndirectBy Essex Group International, LLC974,302 Reported balance Holding disclosure · report date 2022-04-04 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 974,302

Common StockSEC Table I · non-derivativeIndirectBy Hao Bao Zi Trust LLC213,600 Reported balance Holding disclosure · report date 2022-04-04 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 213,600

F4: Represents shares nominally held by Hao Bao Zi Trust LLC on behalf of the Hao Bao Zi Trust (the "Trust"), the sole member of Hao Bao Zi Trust LLC. The Reporting Person's spouse is the investment adviser with sole power to make investment decisions regarding the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the securities held by Hao Bao Zi Trust LLC except to the extent of his pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectBy Hao Jiao Zi Trust LLC125,000 Reported balance Holding disclosure · report date 2022-04-04 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 125,000

F5: Represents shares nominally held by Hao Jiao Zi Trust LLC on behalf of the Hao Jiao Zi Trust (the "Trust"), the sole member of Hao Jiao Zi Trust LLC. The Reporting Person's spouse is the investment adviser with sole power to make investment decisions regarding the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the securities held by Hao Jiao Zi Trust LLC except to the extent of his pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F2: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.84 to $51.83. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $51.85 to $52.70. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Represents shares nominally held by Hao Bao Zi Trust LLC on behalf of the Hao Bao Zi Trust (the "Trust"), the sole member of Hao Bao Zi Trust LLC. The Reporting Person's spouse is the investment adviser with sole power to make investment decisions regarding the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the securities held by Hao Bao Zi Trust LLC except to the extent of his pecuniary interest therein, if any.

F5: Represents shares nominally held by Hao Jiao Zi Trust LLC on behalf of the Hao Jiao Zi Trust (the "Trust"), the sole member of Hao Jiao Zi Trust LLC. The Reporting Person's spouse is the investment adviser with sole power to make investment decisions regarding the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the securities held by Hao Jiao Zi Trust LLC except to the extent of his pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2021 Filed Nov 2, 2021 23:24 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 1,494 $79.40 $118,623.75
Disclosure

SEC source: 0001725160-21-000211 · wf-form4_163589546612485.xml · nonDerivative · entry 5

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,578

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $78.78 to $79.76. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2021 Filed Nov 2, 2021 23:24 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 200 $83.19 $16,637.00
Disclosure

SEC source: 0001725160-21-000211 · wf-form4_163589546612485.xml · nonDerivative · entry 4

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,072

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $83.13 to $83.24. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 01, 2021 Filed Nov 2, 2021 23:24 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 2,600 $82.49 $214,461.78
Disclosure

SEC source: 0001725160-21-000211 · wf-form4_163589546612485.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,272

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $82.05 to $82.97. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 01, 2021 Filed Nov 2, 2021 23:24 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 3,251 $81.48 $264,877.18
Disclosure

SEC source: 0001725160-21-000211 · wf-form4_163589546612485.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262,872

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $81.03 to $82.01. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 01, 2021 Filed Nov 2, 2021 23:24 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 4,420 $80.72 $356,795.66
Disclosure

SEC source: 0001725160-21-000211 · wf-form4_163589546612485.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,123

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $80.03 to $81.02. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 04, 2021 Filed Oct 5, 2021 01:15 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 27 $67.15 $1,813.05
Disclosure

SEC source: 0001725160-21-000198 · wf-form4_163339651954978.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,543

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 01:15 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 16,308 $66.58 $1,085,757.29
Disclosure

SEC source: 0001725160-21-000198 · wf-form4_163339651954978.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,570

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $66.15 to $67.09. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 04, 2021 Filed Oct 5, 2021 01:15 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 10,464 $65.95 $690,136.38
Disclosure

SEC source: 0001725160-21-000198 · wf-form4_163339651954978.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,878

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $65.15 to $66.14. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2021 Filed Sep 2, 2021 23:32 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 825 $68.58 $56,580.73
Disclosure

SEC source: 0001725160-21-000190 · wf-form4_163062551581670.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,342

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $68.53 to $68.59. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 01, 2021 Filed Sep 2, 2021 23:32 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 13,482 $67.82 $914,330.37
Disclosure

SEC source: 0001725160-21-000190 · wf-form4_163062551581670.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,167

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $67.43 to $68.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 23:32 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 12,487 $67.09 $837,805.28
Disclosure

SEC source: 0001725160-21-000190 · wf-form4_163062551581670.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,649

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $66.41 to $67.40. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 03, 2021 Filed Aug 4, 2021 00:01 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 607 $51.36 $31,173.27
Disclosure

SEC source: 0001725160-21-000176 · wf-form4_162803520388448.xml · nonDerivative · entry 7

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,136

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F8 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $51.31 to $51.39. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 00:01 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 4,659 $50.70 $236,229.94
Disclosure

SEC source: 0001725160-21-000176 · wf-form4_162803520388448.xml · nonDerivative · entry 6

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,743

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.30 to $51.25. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 00:01 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 2,513 $50.01 $125,686.44
Disclosure

SEC source: 0001725160-21-000176 · wf-form4_162803520388448.xml · nonDerivative · entry 5

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,402

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.30 to $50.28. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 00:01 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 927 $53.14 $49,264.58
Disclosure

SEC source: 0001725160-21-000176 · wf-form4_162803520388448.xml · nonDerivative · entry 4

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,915

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $52.78 to $53.37. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 00:01 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 2,006 $52.29 $104,887.92
Disclosure

SEC source: 0001725160-21-000176 · wf-form4_162803520388448.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,332,842

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $51.75 to $52.72. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 00:01 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 9,182 $51.30 $471,022.83
Disclosure

SEC source: 0001725160-21-000176 · wf-form4_162803520388448.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334,848

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.73 to $51.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 00:01 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 6,900 $50.01 $345,071.76
Disclosure

SEC source: 0001725160-21-000176 · wf-form4_162803520388448.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344,030

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.57 to $50.50. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 5,940 $47.76 $283,709.84
Disclosure

SEC source: 0001725160-21-000170 · wf-form4_162577775558750.xml · nonDerivative · entry 6

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,930

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.56 to $48.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 7,265 $47.28 $343,489.93
Disclosure

SEC source: 0001725160-21-000170 · wf-form4_162577775558750.xml · nonDerivative · entry 5

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,870

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $46.55 to $47.54. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 4,599 $46.08 $211,914.56
Disclosure

SEC source: 0001725160-21-000170 · wf-form4_162577775558750.xml · nonDerivative · entry 4

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364,135

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $45.52 to $46.50. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 20:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 377 $48.83 $18,410.46
Disclosure

SEC source: 0001725160-21-000170 · wf-form4_162577775558750.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368,734

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.11 to $49.01. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 06, 2021 Filed Jul 8, 2021 20:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 5,320 $47.17 $250,927.38
Disclosure

SEC source: 0001725160-21-000170 · wf-form4_162577775558750.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369,111

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.08 to $48.07. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 06, 2021 Filed Jul 8, 2021 20:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 19,348 $46.78 $905,149.74
Disclosure

SEC source: 0001725160-21-000170 · wf-form4_162577775558750.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374,431

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $46.08 to $47.06. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 01, 2021 Filed Jul 7, 2021 00:00 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 900 $53.20 $47,883.51
Disclosure

SEC source: 0001725160-21-000162 · wf-form4_162561601212116.xml · nonDerivative · entry 4

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393,779

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $53.09 to $53.43. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 01, 2021 Filed Jul 7, 2021 00:00 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 5,180 $52.20 $270,371.14
Disclosure

SEC source: 0001725160-21-000162 · wf-form4_162561601212116.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394,679

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $51.78 to $52.75. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 01, 2021 Filed Jul 7, 2021 00:00 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 13,365 $51.27 $685,267.65
Disclosure

SEC source: 0001725160-21-000162 · wf-form4_162561601212116.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,859

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.69 to $51.65. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 01, 2021 Filed Jul 7, 2021 00:00 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 7,349 $50.17 $368,712.56
Disclosure

SEC source: 0001725160-21-000162 · wf-form4_162561601212116.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,413,224

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.61 to $50.56. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 00:26 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 2,918 $54.72 $159,666.83
Disclosure

SEC source: 0001725160-21-000134 · wf-form4_162267993674438.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420,573

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $54.44 to $55.36. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2021 Filed Jun 3, 2021 00:26 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 23,876 $53.95 $1,288,012.31
Disclosure

SEC source: 0001725160-21-000134 · wf-form4_162267993674438.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423,491

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $53.44 to $54.43. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 03, 2021 Filed May 5, 2021 20:27 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 16,823 $60.07 $1,010,510.51
Disclosure

SEC source: 0001725160-21-000121 · wf-form4_162024645809800.xml · nonDerivative · entry 6

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447,367

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $59.71 to $60.45. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 03, 2021 Filed May 5, 2021 20:27 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 2,200 $59.37 $130,604.76
Disclosure

SEC source: 0001725160-21-000121 · wf-form4_162024645809800.xml · nonDerivative · entry 5

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,464,190

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $58.70 to $59.68. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 03, 2021 Filed May 5, 2021 20:27 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 5,182 $58.03 $300,706.80
Disclosure

SEC source: 0001725160-21-000121 · wf-form4_162024645809800.xml · nonDerivative · entry 4

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,390

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $57.54 to $58.51. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 03, 2021 Filed May 5, 2021 20:27 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 2,589 $57.04 $147,683.55
Disclosure

SEC source: 0001725160-21-000121 · wf-form4_162024645809800.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,572

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $56.54 to $57.53. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 21, 2021 Filed May 5, 2021 20:27 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 GiftCommon Stock 228,650 $0.00 $0.00
Disclosure

SEC source: 0001725160-21-000121 · wf-form4_162024645809800.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 228,650

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April 21, 2021 Filed May 5, 2021 20:27 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 GiftCommon Stock 228,650 $0.00 $0.00
Disclosure

SEC source: 0001725160-21-000121 · wf-form4_162024645809800.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,161

Read SEC document
April 05, 2021 Filed Apr 6, 2021 21:40 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 224 $45.06 $10,093.57
Disclosure

SEC source: 0001725160-21-000088 · wf-form4_161774514967821.xml · nonDerivative · entry 6

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702,811

F5 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F8 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $44.87 to $45.11. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 05, 2021 Filed Apr 6, 2021 21:40 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 400 $44.21 $17,685.92
Disclosure

SEC source: 0001725160-21-000088 · wf-form4_161774514967821.xml · nonDerivative · entry 5

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703,035

F5 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F7 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $43.87 to $44.74. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 05, 2021 Filed Apr 6, 2021 21:40 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 37,144 $43.37 $1,610,775.56
Disclosure

SEC source: 0001725160-21-000088 · wf-form4_161774514967821.xml · nonDerivative · entry 4

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703,435

F5 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $42.87 to $43.78. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 05, 2021 Filed Apr 6, 2021 21:40 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 600 $45.06 $27,033.48
Disclosure

SEC source: 0001725160-21-000088 · wf-form4_161774514967821.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740,579

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $44.99 to $45.11. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 05, 2021 Filed Apr 6, 2021 21:40 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 2,300 $44.25 $101,772.93
Disclosure

SEC source: 0001725160-21-000088 · wf-form4_161774514967821.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,741,179

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $43.88 to $44.87. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 21:40 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 23,894 $43.38 $1,036,438.09
Disclosure

SEC source: 0001725160-21-000088 · wf-form4_161774514967821.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743,479

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $42.87 to $43.84. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 01, 2021 Filed Mar 3, 2021 21:37 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 19,195 $41.92 $804,700.47
Disclosure

SEC source: 0001725160-21-000052 · wf-form4_161480738876736.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767,373

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

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March 01, 2021 Filed Mar 3, 2021 21:37 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 7,599 $41.13 $312,524.07
Disclosure

SEC source: 0001725160-21-000052 · wf-form4_161480738876736.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786,568

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

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February 11, 2021 Filed Feb 17, 2021 00:02 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 GrantStock Option (Right to Buy) · Derivative 131,250 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001725160-21-000038 · wf-form4_161352010527706.xml · derivative · entry 4

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Common Stock · 131,250 shares

Expires 2031-02-10

F3 · derivative.exercise_date: The option vests and becomes exercisable in 48 substantially equal monthly installments following the grant date.

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February 11, 2021 Filed Feb 17, 2021 00:02 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 GrantCommon Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001725160-21-000038 · wf-form4_161352010527706.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,794,167

F1 · shares: Represents restricted stock units, each of which represent a contingent right to receive one share of common stock, and which will vest in substantially equal annual installments over a four year period following the grant date.

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February 01, 2021 Filed Feb 3, 2021 22:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 1,300 $38.54 $50,107.98
Disclosure

SEC source: 0001725160-21-000023 · wf-form4_161239298598585.xml · nonDerivative · entry 3

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750,417

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $38.50 to $38.55. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 12,417 $37.68 $467,844.00
Disclosure

SEC source: 0001725160-21-000023 · wf-form4_161239298598585.xml · nonDerivative · entry 2

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,717

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $37.50 to $38.10. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:56 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 13,077 $37.23 $486,885.48
Disclosure

SEC source: 0001725160-21-000023 · wf-form4_161239298598585.xml · nonDerivative · entry 1

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764,134

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $36.50 to $37.49. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 04, 2021 Filed Jan 7, 2021 01:25 UTC Zentalis Pharmaceuticals, Inc. ZNTL · Entity 5772 SaleCommon Stock 6,813 $53.06 $361,519.58
Disclosure

SEC source: 0001725160-21-000008 · wf-form4_160998272301109.xml · nonDerivative · entry 6

SUN ANTHONY Y · CIK 0001377952 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777,211

F2 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.

F6 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $52.85 to $53.74. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.