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person · Reporting owner

Gust David Richard

Disclosed activity across 1 company

Tapewire entity
128280
SEC CIK
0001356988

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LogicMark, Inc.LGMK · Entity 8603DirectorApril 01, 2022April 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LogicMark, Inc.

Report date April 01, 2022 · Filed April 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2032-04-01Direct20,045 Reported balance After 2022-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-04-01 · Grant · Acquired 4,546 · Balance 20,045

F1: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 5, 2022 16:42 UTC LogicMark, Inc. LGMK · Entity 8603 GrantOptions to Purchase · Derivative 4,546 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001213900-22-018194 · ownership.xml · derivative · entry 1

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,045

Underlying: Common Stock · 4,546 shares

Expires 2032-04-01

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2022.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 14:23 UTC LogicMark, Inc. NXTD · Entity 8603 GrantOptions to Purchase · Derivative 3,268 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001213900-22-000438 · ownership.xml · derivative · entry 1

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,499

Underlying: Common Stock · 3,268 shares

Expires 2031-12-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2021.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 18:49 UTC LogicMark, Inc. NXTD · Entity 8603 GrantOptions to Purchase · Derivative 4,016 $0.00 Strike: $2.49 $0.00
Disclosure

SEC source: 0001213900-21-066101 · ownership.xml · derivative · entry 1

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,231

Underlying: Common Stock · 4,016 shares

Expires 2031-12-17

F1 · shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split.

F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2021.

F1 · derivative.underlying_shares: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split.

F1 · balance_after: On October 15, 2021 the Issuer effected a 1-for-10 reverse stock split. The number of securities reported on this Form 4 have been adjusted to reflect the reverse stock split.

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June 30, 2021 Filed Jul 8, 2021 15:36 UTC LogicMark, Inc. NXTD · Entity 8603 GrantOptions to Purchase · Derivative 11,236 $0.00 Strike: $0.89 $0.00
Disclosure

SEC source: 0001213900-21-036144 · ownership.xml · derivative · entry 1

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,146

Underlying: Common Stock · 11,236 shares

Expires 2031-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
March 31, 2021 Filed May 5, 2021 17:17 UTC LogicMark, Inc. NXTD · Entity 8603 GrantOptions to Purchase · Derivative 7,092 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001213900-21-024725 · ownership.xml · derivative · entry 4

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,910

Underlying: Common Stock · 7,092 shares

Expires 2031-03-31

F4 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2021. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
December 31, 2020 Filed May 5, 2021 17:17 UTC LogicMark, Inc. NXTD · Entity 8603 GrantOptions to Purchase · Derivative 6,250 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001213900-21-024725 · ownership.xml · derivative · entry 3

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,818

Underlying: Common Stock · 6,250 shares

Expires 2030-12-31

F3 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
September 30, 2020 Filed May 5, 2021 17:17 UTC LogicMark, Inc. NXTD · Entity 8603 GrantOptions to Purchase · Derivative 29,155 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001213900-21-024725 · ownership.xml · derivative · entry 2

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,568

Underlying: Common Stock · 29,155 shares

Expires 2030-09-30

F2 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
June 30, 2020 Filed May 5, 2021 17:17 UTC LogicMark, Inc. NXTD · Entity 8603 GrantOptions to Purchase · Derivative 19,841 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001213900-21-024725 · ownership.xml · derivative · entry 1

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,413

Underlying: Common Stock · 19,841 shares

Expires 2030-06-30

F1 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
March 31, 2020 Filed Apr 21, 2020 10:12 UTC LogicMark, Inc. NXTD · Entity 8603 GrantOptions to Purchase · Derivative 28,572 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001213900-20-009669 · ownership.xml · derivative · entry 5

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,572

Underlying: Common Stock · 28,572 shares

Expires 2020-03-31

F5 · shares: The stock options were received as compensation for the reporting person's services as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2020. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
December 31, 2019 Filed Apr 21, 2020 10:12 UTC LogicMark, Inc. NXTD · Entity 8603 GrantCommon Stock 44,444 $0.45 $19,999.80
Disclosure

SEC source: 0001213900-20-009669 · ownership.xml · nonDerivative · entry 4

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,523

F4 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
September 30, 2019 Filed Apr 21, 2020 10:12 UTC LogicMark, Inc. NXTD · Entity 8603 GrantCommon Stock 37,736 $0.53 $20,000.08
Disclosure

SEC source: 0001213900-20-009669 · ownership.xml · nonDerivative · entry 3

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,079

F3 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended September 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
June 30, 2019 Filed Apr 21, 2020 10:12 UTC LogicMark, Inc. NXTD · Entity 8603 GrantCommon Stock 27,064 $0.74 $20,000.30
Disclosure

SEC source: 0001213900-20-009669 · ownership.xml · nonDerivative · entry 2

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,343

F2 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended June 30, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
March 31, 2019 Filed Apr 21, 2020 10:12 UTC LogicMark, Inc. NXTD · Entity 8603 GrantCommon Stock 22,497 $0.89 $19,999.83
Disclosure

SEC source: 0001213900-20-009669 · ownership.xml · nonDerivative · entry 1

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,279

F1 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended March 31, 2019. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
December 31, 2018 Filed Jan 7, 2019 13:31 UTC LogicMark, Inc. NXTD · Entity 8603 GrantCommon Stock 29,412 $0.68 $20,000.16
Disclosure

SEC source: 0001213900-19-000264 · ownership.xml · nonDerivative · entry 1

Gust David Richard · CIK 0001356988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,782

F1 · shares: The shares were received as compensation for the reporting person's service as a member of the Board of Directors of the Issuer for the quarter ended December 31, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.