Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCP Private Credit Income BDC LLCNONE · Entity 114847 | See Remarks | August 28, 2018 | August 28, 2018 |
| SLR HC BDC LLCN/A · Entity 114848 | CFO, Treasurer & Secretary | March 30, 2021 | March 30, 2021 |
| SLR Investment Corp.SLRC · Entity 5226 | CFO, SEC, TREAS | April 01, 2022 | April 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCP Private Credit Income BDC LLC
Report date August 28, 2018 · Filed August 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-08-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
SLR HC BDC LLC
Report date March 30, 2021 · Filed March 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-03-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
SLR Investment Corp.
Report date April 01, 2022 · Filed April 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,872 |
Reported balance
After 2022-04-01 transaction · row 1
1 source rowRow 1 · 2022-04-01 · Grant · Acquired 4,872 · Balance 28,872 F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 6,250 shares of common stock, par value $0.01 per share, of SUNS. Pursuant to the Merger Agreement, each share of SUNS's common stock was converted into the right to receive 0.7796 shares of SLRC's common stock, par value $0.01 per share. The acquisition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 6,250 shares of common stock, par value $0.01 per share, of SUNS. Pursuant to the Merger Agreement, each share of SUNS's common stock was converted into the right to receive 0.7796 shares of SLRC's common stock, par value $0.01 per share. The acquisition reported in this Form 4 is an exempt transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SLR Senior Investment Corp.
Report date April 01, 2022 · Filed April 05, 2022
Section 16 reporting ended · disclosed 2022-04-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 1
1 source rowRow 1 · 2022-04-01 · Disposition to issuer · Disposed 6,250 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 4,872 shares of common stock, par value $0.01 per share, of SLRC. Pursuant to the Merger Agreement, each share of SUNS's common stock, par value $0.01 per share, was converted into the right to receive 0.7796 shares of SLRC's common stock. The disposition reported in this Form 4 is an exempt transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 4,872 shares of common stock, par value $0.01 per share, of SLRC. Pursuant to the Merger Agreement, each share of SUNS's common stock, par value $0.01 per share, was converted into the right to receive 0.7796 shares of SLRC's common stock. The disposition reported in this Form 4 is an exempt transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 6, 2022 00:53 UTC | SLR Investment Corp. SLRC · Entity 5226 | GrantCommon Stock | 4,872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-013933 · doc4.xml · nonDerivative · entry 1 PETEKA RICHARD · CIK 0001240559 · CFO, SEC, TREAS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,872 F1 · price: Acquired upon the completion of and pursuant to the transactions contemplated by the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 6,250 shares of common stock, par value $0.01 per share, of SUNS. Pursuant to the Merger Agreement, each share of SUNS's common stock was converted into the right to receive 0.7796 shares of SLRC's common stock, par value $0.01 per share. The acquisition reported in this Form 4 is an exempt transaction. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:55 UTC | SLR Senior Investment Corp. SUNS · Entity 128277 | Disposition to issuerCommon Stock | 6,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-013935 · doc4.xml · nonDerivative · entry 1 PETEKA RICHARD · CIK 0001240559 · CFO, Secretary and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 1, 2021 (the "Merger Agreement"), by and among SLR Investment Corp. ("SLRC"), SLR Senior Investment Corp. ("SUNS"), Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth therein), in exchange for 4,872 shares of common stock, par value $0.01 per share, of SLRC. Pursuant to the Merger Agreement, each share of SUNS's common stock, par value $0.01 per share, was converted into the right to receive 0.7796 shares of SLRC's common stock. The disposition reported in this Form 4 is an exempt transaction. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 21:22 UTC | SLR Investment Corp. SLRC · Entity 5226 | PurchaseCommon Stock | 5,000 | $8.99 | $44,931.00 |
DisclosureSEC source: 0001567619-20-006903 · doc1.xml · nonDerivative · entry 1 PETEKA RICHARD · CIK 0001240559 · CFO, SEC, TREAS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $8.95 to $8.99, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 23:06 UTC | SLR Investment Corp. SLRC · Entity 5226 | PurchaseCommon Stock | 8,000 | $13.32 | $106,528.00 |
DisclosureSEC source: 0001567619-20-006616 · doc1.xml · nonDerivative · entry 1 PETEKA RICHARD · CIK 0001240559 · CFO, SEC, TREAS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $13.25 to $13.32, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.