Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SmartKem, Inc.SMTK · Entity 8554 | Director · Chief Financial Officer | March 31, 2021 | April 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SmartKem, Inc.
Report date March 31, 2021 · Filed April 11, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.00 · Expires 2031-03-31 | Direct | 137,648 |
Reported balance
After 2021-03-31 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-03-31 · Grant · Acquired 137,648 · Balance 137,648 F1: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in (i) monthly installments of 2,867 shares over a period of 35 months commencing on April 1, 2022 and (ii) one installment of 2,891 shares on April 1, 2025. F2: The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in (i) monthly installments of 2,867 shares over a period of 35 months commencing on April 1, 2022 and (ii) one installment of 2,891 shares on April 1, 2025.
F2: The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Apr 2, 2021 12:05 UTC | SmartKem, Inc. NONE · Entity 8554 | GrantStock option (right to buy) · Derivative | 137,648 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000905718-21-000531 · smartkem_fm4mar312021.xml · derivative · entry 1 Bahns Robert · CIK 0001845541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,648 Underlying: Common Stock · 137,648 shares Expires 2031-03-31 F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022. Read SEC document |
| March 31, 2021 Filed Apr 11, 2022 17:13 UTC Amendment | SmartKem, Inc. SMTK · Entity 8554 | GrantStock option (right to buy) · Derivative | 137,648 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000905718-22-000590 · smartkem_fm4amapr22021.xml · derivative · entry 1 Bahns Robert · CIK 0001845541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,648 Underlying: Common Stock · 137,648 shares Expires 2031-03-31 F1 · derivative.exercise_date: The option award was made in accordance with the terms of the Issuer's UK Tax-Advantaged Sub-Plan. The option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in (i) monthly installments of 2,867 shares over a period of 35 months commencing on April 1, 2022 and (ii) one installment of 2,891 shares on April 1, 2025. F2 · derivative.exercise_date: The original Form 4 filed by the Reporting Person on April 2, 2021 incorrectly reported that the option vests as to 25% of the shares on March 31, 2022 with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on April 30, 2022. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 13:47 UTC | SmartKem, Inc. NONE · Entity 8554 | OtherCommon Stock | 118,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-027366 · tm217317d11_4.xml · nonDerivative · entry 1 Bahns Robert · CIK 0001845541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,852 F1 · kind: In connection with a share exchange transaction with SmartKem Limited that occurred on February 23, 2021, the reporting person exchanged all of their SmartKem Limited shares for 118,852 shares of common stock of Parasol Investments Corporation, now known as SmartKem, Inc. F1 · shares: In connection with a share exchange transaction with SmartKem Limited that occurred on February 23, 2021, the reporting person exchanged all of their SmartKem Limited shares for 118,852 shares of common stock of Parasol Investments Corporation, now known as SmartKem, Inc. F1 · price: In connection with a share exchange transaction with SmartKem Limited that occurred on February 23, 2021, the reporting person exchanged all of their SmartKem Limited shares for 118,852 shares of common stock of Parasol Investments Corporation, now known as SmartKem, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.