person · Reporting owner

Phi Tram T

Disclosed activity across 2 companies

Tapewire entity: 128121
SEC CIK: 0001424551

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
DOCUSIGN, INC.DOCU · Entity 2242	SVP, General Counsel	April 10, 2022	April 11, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DOCUSIGN, INC.

Report date April 10, 2022 · Filed April 11, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,579	Reported balance After 2022-04-05 transaction · row 1 1 source row Row 1 · 2022-04-05 · Grant · Acquired 94 · Balance 7,579 F1: Shares purchased pursuant to the Docusign, Inc. 2018 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of October 6, 2021, through April 5, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on April 5, 2022.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	28,127	Reported balance After 2022-04-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-04-10 · Grant · Acquired 28,127 · Balance 28,127 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting. F3: The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer. F4: The RSUs do not expire; they either vest or are cancelled prior to vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased pursuant to the Docusign, Inc. 2018 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of October 6, 2021, through April 5, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on April 5, 2022.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3: The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are cancelled prior to vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IMPERVA INC

Report date January 09, 2019 · Filed January 11, 2019

Section 16 reporting ended · disclosed 2019-01-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2019-01-10 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2019-01-09 · Exercise / conversion · Acquired 11,800 · Balance 49,584 Row 2 · 2019-01-10 · Exercise / conversion · Acquired 2,237 · Balance 51,821 Row 3 · 2019-01-10 · Exercise / conversion · Acquired 31,160 · Balance 82,981 Row 4 · 2019-01-10 · Exercise / conversion · Acquired 3,831 · Balance 86,812 Row 5 · 2019-01-10 · Disposition to issuer · Disposed 86,812 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Imperial Purchaser, LLC and Imperial Merger Sub, Inc. dated October 10, 2018 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $55.75 in cash per share as provided by the terms of the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-02-13	Direct	11,800	Reported balance After 2019-01-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-01-09 · Grant · Acquired 11,800 · Balance 11,800 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F3: On February 14, 2018, the Compensation Committee of the Board of Directors granted performance-based restricted stock units subject to the Issuer's achievement of performance conditions for the year ended December 31, 2018. On January 9, 2019, the Compensation Committee determined that the performance conditions had been achieved at 118% of the target and awarded the restricted stock units, which vest as to 12.5% of the underlying shares on February 15, 2019, with the remainder vesting quarterly in 12.5% increments. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-02-13	Direct	0	Reported balance After 2019-01-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-01-09 · Exercise / conversion · Disposed 11,800 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F3: On February 14, 2018, the Compensation Committee of the Board of Directors granted performance-based restricted stock units subject to the Issuer's achievement of performance conditions for the year ended December 31, 2018. On January 9, 2019, the Compensation Committee determined that the performance conditions had been achieved at 118% of the target and awarded the restricted stock units, which vest as to 12.5% of the underlying shares on February 15, 2019, with the remainder vesting quarterly in 12.5% increments. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-31	Direct	0	Reported balance After 2019-01-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-01-10 · Disposition to issuer · Disposed 3,407 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F5: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-05	Direct	0	Reported balance After 2019-01-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-01-10 · Disposition to issuer · Disposed 4,894 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F6: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-05	Direct	0	Reported balance After 2019-01-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-01-10 · Disposition to issuer · Disposed 2,543 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F7: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-04-24	Direct	0	Reported balance After 2019-01-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2019-01-10 · Disposition to issuer · Disposed 2,187 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F8: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of May 15, 2017, with the remainder vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-04-24	Direct	0	Reported balance After 2019-01-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2019-01-10 · Disposition to issuer · Disposed 1,278 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F9: The restricted stock units vest as follows: 12.5% of the underlying shares vest on May 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-02-13	Direct	0	Reported balance After 2019-01-10 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2019-01-10 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F10: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2018, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including termination following a change in control of the Issuer.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-08-02	Direct	0	Reported balance After 2019-01-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged. 1 source row Row 14 · 2019-01-10 · Disposition to issuer · Disposed 5,829 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F11: The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of August 15, 2018. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.66 · Expires 2024-02-03	Direct	13,763	Reported balance After 2019-01-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged. 1 source row Row 15 · 2019-01-10 · Exercise / conversion · Disposed 2,237 · Balance 13,763 F12: Shares subject to the option are fully vested.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.70 · Expires 2021-08-24	Direct	27,810	Reported balance After 2019-01-10 transaction · row 16 Instrument identity requires review; Table II rows are not merged. 1 source row Row 16 · 2019-01-10 · Exercise / conversion · Disposed 31,160 · Balance 27,810 F12: Shares subject to the option are fully vested.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.55 · Expires 2023-02-04	Direct	11,169	Reported balance After 2019-01-10 transaction · row 17 Instrument identity requires review; Table II rows are not merged. 1 source row Row 17 · 2019-01-10 · Exercise / conversion · Disposed 3,831 · Balance 11,169 F12: Shares subject to the option are fully vested.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.66 · Expires 2024-02-03	Direct	0	Reported balance After 2019-01-10 transaction · row 18 Instrument identity requires review; Table II rows are not merged. 1 source row Row 18 · 2019-01-10 · Disposition to issuer · Disposed 13,763 · Balance 0 F13: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $15,001.67, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.70 · Expires 2021-08-24	Direct	0	Reported balance After 2019-01-10 transaction · row 19 Instrument identity requires review; Table II rows are not merged. 1 source row Row 19 · 2019-01-10 · Disposition to issuer · Disposed 27,810 · Balance 0 F14: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,252,840.50, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.55 · Expires 2023-02-04	Direct	0	Reported balance After 2019-01-10 transaction · row 20 Instrument identity requires review; Table II rows are not merged. 1 source row Row 20 · 2019-01-10 · Disposition to issuer · Disposed 11,169 · Balance 0 F15: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $236,782.80, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the the number of shares subject to the option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Imperial Purchaser, LLC and Imperial Merger Sub, Inc. dated October 10, 2018 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $55.75 in cash per share as provided by the terms of the Merger Agreement.

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F3: On February 14, 2018, the Compensation Committee of the Board of Directors granted performance-based restricted stock units subject to the Issuer's achievement of performance conditions for the year ended December 31, 2018. On January 9, 2019, the Compensation Committee determined that the performance conditions had been achieved at 118% of the target and awarded the restricted stock units, which vest as to 12.5% of the underlying shares on February 15, 2019, with the remainder vesting quarterly in 12.5% increments. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F5: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F6: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F7: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F8: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of May 15, 2017, with the remainder vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F9: The restricted stock units vest as follows: 12.5% of the underlying shares vest on May 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F10: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2018, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including termination following a change in control of the Issuer.

F11: The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of August 15, 2018. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F12: Shares subject to the option are fully vested.

F13: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $15,001.67, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

F14: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,252,840.50, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

F15: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $236,782.80, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the the number of shares subject to the option.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	31,160	$0.00 Strike: $10.70	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 16 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,810 Underlying: Common Stock · 31,160 shares Expires 2021-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Shares subject to the option are fully vested. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	2,237	$0.00 Strike: $54.66	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 15 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,763 Underlying: Common Stock · 2,237 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Shares subject to the option are fully vested. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Disposition to issuerRestricted Stock Units · Derivative	5,829	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 14 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,829 shares Expires 2028-08-02 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F11 · derivative.exercise_date: The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of August 15, 2018. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Disposition to issuerRestricted Stock Units · Derivative	10,000	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 13 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2028-02-13 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F10 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2018, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including termination following a change in control of the Issuer. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Disposition to issuerRestricted Stock Units · Derivative	1,278	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 12 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,278 shares Expires 2027-04-24 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F9 · derivative.exercise_date: The restricted stock units vest as follows: 12.5% of the underlying shares vest on May 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Disposition to issuerRestricted Stock Units · Derivative	2,187	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 11 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,187 shares Expires 2027-04-24 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F8 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of May 15, 2017, with the remainder vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Disposition to issuerRestricted Stock Units · Derivative	2,543	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 10 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,543 shares Expires 2027-02-05 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F7 · derivative.exercise_date: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Disposition to issuerRestricted Stock Units · Derivative	4,894	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 9 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,894 shares Expires 2027-02-05 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F6 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Disposition to issuerRestricted Stock Units · Derivative	3,407	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 8 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,407 shares Expires 2026-01-31 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). F5 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Disposition to issuerCommon Stock	86,812	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · nonDerivative · entry 5 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Imperial Purchaser, LLC and Imperial Merger Sub, Inc. dated October 10, 2018 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $55.75 in cash per share as provided by the terms of the Merger Agreement. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	3,831	$34.55	$132,361.05	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · nonDerivative · entry 4 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	31,160	$10.70	$333,412.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · nonDerivative · entry 3 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 10, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	2,237	$54.66	$122,274.42	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · nonDerivative · entry 2 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
January 09, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	11,800	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 7 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,800 shares Expires 2028-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F3 · derivative.exercise_date: On February 14, 2018, the Compensation Committee of the Board of Directors granted performance-based restricted stock units subject to the Issuer's achievement of performance conditions for the year ended December 31, 2018. On January 9, 2019, the Compensation Committee determined that the performance conditions had been achieved at 118% of the target and awarded the restricted stock units, which vest as to 12.5% of the underlying shares on February 15, 2019, with the remainder vesting quarterly in 12.5% increments. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). Read SEC document
January 09, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	GrantRestricted Stock Units · Derivative	11,800	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 6 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,800 Underlying: Common Stock · 11,800 shares Expires 2028-02-13 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F3 · derivative.exercise_date: On February 14, 2018, the Compensation Committee of the Board of Directors granted performance-based restricted stock units subject to the Issuer's achievement of performance conditions for the year ended December 31, 2018. On January 9, 2019, the Compensation Committee determined that the performance conditions had been achieved at 118% of the target and awarded the restricted stock units, which vest as to 12.5% of the underlying shares on February 15, 2019, with the remainder vesting quarterly in 12.5% increments. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement). Read SEC document
January 09, 2019 Filed Jan 11, 2019 20:06 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	11,800	$0.00	$0.00	Disclosure SEC source: 0001209191-19-003477 · doc4.xml · nonDerivative · entry 1 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	256	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · derivative · entry 18 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,278 Underlying: Common Stock · 256 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F9 · derivative.exercise_date: The restricted stock units vest as follows: 12.5% of the underlying shares vest on May 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. F4 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	219	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · derivative · entry 17 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 Underlying: Common Stock · 219 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F8 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of May 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. F4 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	635	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · derivative · entry 16 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,543 Underlying: Common Stock · 635 shares Expires 2027-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F7 · derivative.exercise_date: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. F4 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	544	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · derivative · entry 15 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,894 Underlying: Common Stock · 544 shares Expires 2027-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F6 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. F4 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	516	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · derivative · entry 14 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 516 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F5 · derivative.exercise_date: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. F4 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	681	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · derivative · entry 13 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407 Underlying: Common Stock · 681 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F3 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. F4 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	89	$55.88	$4,973.32	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 12 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,784 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	256	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 11 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	76	$55.88	$4,246.88	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 10 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,617 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	219	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 9 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	220	$55.88	$12,293.60	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 8 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,474 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	635	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 7 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	189	$55.88	$10,561.32	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 6 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,059 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	544	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 5 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	179	$55.88	$10,002.52	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 4 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,704 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	516	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 3 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	236	$55.88	$13,187.68	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 2 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,367 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
November 15, 2018 Filed Nov 19, 2018 17:31 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	681	$0.00	$0.00	Disclosure SEC source: 0001209191-18-059266 · doc4.xml · nonDerivative · entry 1 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	256	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · derivative · entry 19 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534 Underlying: Common Stock · 256 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F10 · derivative.exercise_date: The restricted stock units vest as follows: 12.5% of the underlying shares vest on May 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. F5 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	219	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · derivative · entry 18 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,406 Underlying: Common Stock · 219 shares Expires 2027-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F9 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of May 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. F5 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	636	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · derivative · entry 17 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,178 Underlying: Common Stock · 636 shares Expires 2027-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F8 · derivative.exercise_date: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. F5 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	544	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · derivative · entry 16 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,438 Underlying: Common Stock · 544 shares Expires 2027-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F7 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. F5 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	516	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · derivative · entry 15 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516 Underlying: Common Stock · 516 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F6 · derivative.exercise_date: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer. F5 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionRestricted Stock Units · Derivative	681	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · derivative · entry 14 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,088 Underlying: Common Stock · 681 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting. F4 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer. F5 · derivative.expiration_date: The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	89	$45.60	$4,058.40	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 12 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,233 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	256	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 11 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	76	$45.60	$3,465.60	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 10 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,066 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	219	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 9 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	220	$45.60	$10,032.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 8 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,923 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	636	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 7 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	189	$45.60	$8,618.40	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 6 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,507 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	544	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 5 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Tax withholdingCommon Stock	179	$45.60	$8,162.40	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 4 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,152 F1 · kind: Exempt transaction pursuant to Rule 16b-3(e). The shares were automatically withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy tax withholding obligations of the Reporting Person resulting from the vesting and settlement of the RSUs. The shares were withheld and cancelled by the Issuer and no shares were sold by the Reporting Person. Read SEC document
August 15, 2018 Filed Aug 17, 2018 16:52 UTC	IMPERVA INC IMPV · Entity 161103	Exercise / conversionCommon Stock	516	$0.00	$0.00	Disclosure SEC source: 0001209191-18-047408 · doc4.xml · nonDerivative · entry 3 Phi Tram T · CIK 0001424551 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.