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Phi Tram T

Disclosed activity across 2 companies

Tapewire entity
128121
SEC CIK
0001424551

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DOCUSIGN, INC.DOCU · Entity 2242SVP, General CounselApril 10, 2022April 11, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DOCUSIGN, INC.

Report date April 10, 2022 · Filed April 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,579 Reported balance After 2022-04-05 transaction · row 1
1 source row

Row 1 · 2022-04-05 · Grant · Acquired 94 · Balance 7,579

F1: Shares purchased pursuant to the Docusign, Inc. 2018 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of October 6, 2021, through April 5, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on April 5, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect28,127 Reported balance After 2022-04-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-04-10 · Grant · Acquired 28,127 · Balance 28,127

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3: The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are cancelled prior to vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares purchased pursuant to the Docusign, Inc. 2018 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of October 6, 2021, through April 5, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on April 5, 2022.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3: The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4: The RSUs do not expire; they either vest or are cancelled prior to vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IMPERVA INC

Report date January 09, 2019 · Filed January 11, 2019

Section 16 reporting ended · disclosed 2019-01-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-01-10 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2019-01-09 · Exercise / conversion · Acquired 11,800 · Balance 49,584

Row 2 · 2019-01-10 · Exercise / conversion · Acquired 2,237 · Balance 51,821

Row 3 · 2019-01-10 · Exercise / conversion · Acquired 31,160 · Balance 82,981

Row 4 · 2019-01-10 · Exercise / conversion · Acquired 3,831 · Balance 86,812

Row 5 · 2019-01-10 · Disposition to issuer · Disposed 86,812 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Imperial Purchaser, LLC and Imperial Merger Sub, Inc. dated October 10, 2018 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $55.75 in cash per share as provided by the terms of the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-02-13Direct11,800 Reported balance After 2019-01-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-01-09 · Grant · Acquired 11,800 · Balance 11,800

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F3: On February 14, 2018, the Compensation Committee of the Board of Directors granted performance-based restricted stock units subject to the Issuer's achievement of performance conditions for the year ended December 31, 2018. On January 9, 2019, the Compensation Committee determined that the performance conditions had been achieved at 118% of the target and awarded the restricted stock units, which vest as to 12.5% of the underlying shares on February 15, 2019, with the remainder vesting quarterly in 12.5% increments. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-02-13Direct0 Reported balance After 2019-01-09 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-01-09 · Exercise / conversion · Disposed 11,800 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F3: On February 14, 2018, the Compensation Committee of the Board of Directors granted performance-based restricted stock units subject to the Issuer's achievement of performance conditions for the year ended December 31, 2018. On January 9, 2019, the Compensation Committee determined that the performance conditions had been achieved at 118% of the target and awarded the restricted stock units, which vest as to 12.5% of the underlying shares on February 15, 2019, with the remainder vesting quarterly in 12.5% increments. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-01-31Direct0 Reported balance After 2019-01-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-01-10 · Disposition to issuer · Disposed 3,407 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F5: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-05Direct0 Reported balance After 2019-01-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-01-10 · Disposition to issuer · Disposed 4,894 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F6: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-05Direct0 Reported balance After 2019-01-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-01-10 · Disposition to issuer · Disposed 2,543 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F7: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-04-24Direct0 Reported balance After 2019-01-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-01-10 · Disposition to issuer · Disposed 2,187 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F8: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of May 15, 2017, with the remainder vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-04-24Direct0 Reported balance After 2019-01-10 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-01-10 · Disposition to issuer · Disposed 1,278 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F9: The restricted stock units vest as follows: 12.5% of the underlying shares vest on May 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-02-13Direct0 Reported balance After 2019-01-10 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-01-10 · Disposition to issuer · Disposed 10,000 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F10: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2018, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including termination following a change in control of the Issuer.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-08-02Direct0 Reported balance After 2019-01-10 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-01-10 · Disposition to issuer · Disposed 5,829 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F11: The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of August 15, 2018. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.66 · Expires 2024-02-03Direct13,763 Reported balance After 2019-01-10 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-01-10 · Exercise / conversion · Disposed 2,237 · Balance 13,763

F12: Shares subject to the option are fully vested.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.70 · Expires 2021-08-24Direct27,810 Reported balance After 2019-01-10 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2019-01-10 · Exercise / conversion · Disposed 31,160 · Balance 27,810

F12: Shares subject to the option are fully vested.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.55 · Expires 2023-02-04Direct11,169 Reported balance After 2019-01-10 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2019-01-10 · Exercise / conversion · Disposed 3,831 · Balance 11,169

F12: Shares subject to the option are fully vested.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.66 · Expires 2024-02-03Direct0 Reported balance After 2019-01-10 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2019-01-10 · Disposition to issuer · Disposed 13,763 · Balance 0

F13: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $15,001.67, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.70 · Expires 2021-08-24Direct0 Reported balance After 2019-01-10 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2019-01-10 · Disposition to issuer · Disposed 27,810 · Balance 0

F14: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,252,840.50, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.55 · Expires 2023-02-04Direct0 Reported balance After 2019-01-10 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2019-01-10 · Disposition to issuer · Disposed 11,169 · Balance 0

F15: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $236,782.80, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the the number of shares subject to the option.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Imperial Purchaser, LLC and Imperial Merger Sub, Inc. dated October 10, 2018 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $55.75 in cash per share as provided by the terms of the Merger Agreement.

F2: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.

F3: On February 14, 2018, the Compensation Committee of the Board of Directors granted performance-based restricted stock units subject to the Issuer's achievement of performance conditions for the year ended December 31, 2018. On January 9, 2019, the Compensation Committee determined that the performance conditions had been achieved at 118% of the target and awarded the restricted stock units, which vest as to 12.5% of the underlying shares on February 15, 2019, with the remainder vesting quarterly in 12.5% increments. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F4: Pursuant to the Merger Agreement, the unvested RSUs were cancelled and converted into the right to receive $55.75 in cash per unvested RSU, payable following satisfaction of the underlying vesting conditions of such unvested RSU (including all vesting schedules and acceleration provisions as in effect on the date of the Merger Agreement or as otherwise provided by the terms of the Merger Agreement).

F5: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F6: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2017, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F7: The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F8: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of May 15, 2017, with the remainder vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F9: The restricted stock units vest as follows: 12.5% of the underlying shares vest on May 15, 2018, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F10: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2018, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including termination following a change in control of the Issuer.

F11: The restricted stock units vest as follows: 100% of the underlying shares vest one year following the vesting commencement date of August 15, 2018. The restricted stock units are subject to accelerated vesting in the event of a termination of employment under certain circumstances, including a termination following a change in control of the Issuer.

F12: Shares subject to the option are fully vested.

F13: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $15,001.67, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

F14: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,252,840.50, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

F15: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $236,782.80, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the the number of shares subject to the option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 10, 2022 Filed Apr 11, 2022 20:16 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantRestricted Stock Units · Derivative 28,127 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000059 · wf-form4_164972259087249.xml · derivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,127

Underlying: Common Stock · 28,127 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3 · derivative.exercise_date: The RSUs will vest in full on the one year anniversary of the vesting commencement date of April 10, 2022, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are cancelled prior to vesting date.

Read SEC document
April 05, 2022 Filed Apr 11, 2022 20:16 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantCommon Stock 94 $91.26 $8,578.86
Disclosure

SEC source: 0001261333-22-000059 · wf-form4_164972259087249.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,579

F1 · kind: Shares purchased pursuant to the Docusign, Inc. 2018 Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of October 6, 2021, through April 5, 2022. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on April 5, 2022.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:59 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 764 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000039 · wf-form4_164755077313183.xml · derivative · entry 5

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,928

Underlying: Common Stock · 764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:59 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000039 · wf-form4_164755077313183.xml · derivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,609

Underlying: Common Stock · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F5 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:59 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 3,683 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000039 · wf-form4_164755077313183.xml · derivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,098

Underlying: Common Stock · 3,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:59 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 1,851 $73.24 $135,567.24
Disclosure

SEC source: 0001261333-22-000039 · wf-form4_164755077313183.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,485

F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU").

Read SEC document
March 15, 2022 Filed Mar 17, 2022 16:59 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 5,181 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000039 · wf-form4_164755077313183.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 16:23 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 213 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000002 · wf-form4_164159058804861.xml · nonDerivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 298

F2 · ownership.nature: This transaction involved a gift of securities by the Reporting Person to her children, who share the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by her children, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of her children's shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 16:23 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 213 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000002 · wf-form4_164159058804861.xml · nonDerivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 298

F2 · ownership.nature: This transaction involved a gift of securities by the Reporting Person to her children, who share the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by her children, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of her children's shares for purposes of Section 16 or for any other purpose.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 16:23 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 2,185 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000002 · wf-form4_164159058804861.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,580

F1 · ownership.nature: These securities are held by The Mendez Trust Agreement, dated October 26, 2010, of which the Reporting Person is a trustee.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 16:23 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 2,611 $0.00 $0.00
Disclosure

SEC source: 0001261333-22-000002 · wf-form4_164159058804861.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,155

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:16 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 764 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000231 · wf-form4_163969655235191.xml · derivative · entry 5

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,692

Underlying: Common Stock · 764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:16 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000231 · wf-form4_163969655235191.xml · derivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,343

Underlying: Common Stock · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F5 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:16 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 3,683 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000231 · wf-form4_163969655235191.xml · derivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,781

Underlying: Common Stock · 3,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:16 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 2,570 $144.46 $371,262.20
Disclosure

SEC source: 0001261333-21-000231 · wf-form4_163969655235191.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,766

F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU").

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:16 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 5,181 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000231 · wf-form4_163969655235191.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 19:56 UTC DOCUSIGN, INC. DOCU · Entity 2242 SaleCommon Stock 1,500 $281.57 $422,355.00
Disclosure

SEC source: 0001261333-21-000189 · wf-form4_163537898876849.xml · nonDerivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,155

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

Read SEC document
September 23, 2021 Filed Oct 27, 2021 19:56 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000189 · wf-form4_163537898876849.xml · nonDerivative · entry 6

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 85

F3 · ownership.nature: This transaction involved a gift of securities by the Reporting Person to her children, who share the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by her children, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of her children's shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 23, 2021 Filed Oct 27, 2021 19:56 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000189 · wf-form4_163537898876849.xml · nonDerivative · entry 5

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 85

F3 · ownership.nature: This transaction involved a gift of securities by the Reporting Person to her children, who share the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by her children, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of her children's shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 23, 2021 Filed Oct 27, 2021 19:56 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 13,395 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000189 · wf-form4_163537898876849.xml · nonDerivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 13,395

F2 · ownership.nature: These securities are held by The Mendez Trust Agreement, dated October 26, 2010, of which the Reporting Person is a trustee.

Read SEC document
September 23, 2021 Filed Oct 27, 2021 19:56 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000189 · wf-form4_163537898876849.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,655

Read SEC document
September 23, 2021 Filed Oct 27, 2021 19:56 UTC DOCUSIGN, INC. DOCU · Entity 2242 GiftCommon Stock 13,395 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000189 · wf-form4_163537898876849.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,825

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:29 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 763 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000176 · wf-form4_163184212879045.xml · derivative · entry 5

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,456

Underlying: Common Stock · 763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:29 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000176 · wf-form4_163184212879045.xml · derivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,077

Underlying: Common Stock · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F5 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:29 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 3,683 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000176 · wf-form4_163184212879045.xml · derivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,464

Underlying: Common Stock · 3,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F3 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F4 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:29 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 2,570 $267.98 $688,708.60
Disclosure

SEC source: 0001261333-21-000176 · wf-form4_163184212879045.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,220

F1 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU").

Read SEC document
September 15, 2021 Filed Sep 16, 2021 21:29 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 5,180 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000176 · wf-form4_163184212879045.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:23 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 735 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000133 · wf-form4_162388939774819.xml · derivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

Underlying: Common Stock · 735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of May 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:23 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 3,683 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000133 · wf-form4_162388939774819.xml · derivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,147

Underlying: Common Stock · 3,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F4 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:23 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 2,192 $257.26 $563,913.92
Disclosure

SEC source: 0001261333-21-000133 · wf-form4_162388939774819.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,610

F2 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units ("RSU").

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:23 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 4,418 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000133 · wf-form4_162388939774819.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to Issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 19:55 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantRestricted Stock Units · Derivative 12,219 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000126 · wf-form4_162345574456558.xml · derivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,219

Underlying: Common Stock · 12,219 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs will vest in equal quarterly installments over four years, with a vesting commencement date of May 10, 2021, in each case subject to the Reporting Person being a service provider through each such date. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: The RSUs do not expire; they either vest or are cancelled prior to vesting date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 19:58 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000047 · wf-form4_161593910854777.xml · derivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,546

Underlying: Common Stock · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of June 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 19:58 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 3,683 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000047 · wf-form4_161593910854777.xml · derivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,830

Underlying: Common Stock · 3,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F4 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 19:58 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 1,552 $210.34 $326,447.68
Disclosure

SEC source: 0001261333-21-000047 · wf-form4_161593910854777.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,271

F2 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 19:58 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 4,417 $0.00 $0.00
Disclosure

SEC source: 0001261333-21-000047 · wf-form4_161593910854777.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:33 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000269 · wf-form4_160816159146847.xml · derivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,280

Underlying: Common Stock · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of June 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:33 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 3,683 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000269 · wf-form4_160816159146847.xml · derivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,513

Underlying: Common Stock · 3,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F4 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:33 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 2,191 $228.33 $500,271.03
Disclosure

SEC source: 0001261333-20-000269 · wf-form4_160816159146847.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,406

F2 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 18:33 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 4,417 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000269 · wf-form4_160816159146847.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 19:38 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000216 · wf-form4_160038588328523.xml · derivative · entry 4

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,014

Underlying: Common Stock · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F6 · derivative.exercise_date: The RSUs will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of June 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

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September 15, 2020 Filed Sep 17, 2020 19:38 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionRestricted Stock Units · Derivative 14,732 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000216 · wf-form4_160038588328523.xml · derivative · entry 3

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,196

Underlying: Common Stock · 14,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F4 · derivative.exercise_date: Twenty-five percent of the total RSUs granted vested on July 10, 2020, and the balance of the RSUs shall vest in twelve equal quarterly installments until fully vested on July 20, 2023, in each case subject to the Reporting Person being a service provider through each such date. The RSUs are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F5 · derivative.expiration_date: The RSUs do not expire; they either vest or are canceled prior to vesting date.

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September 15, 2020 Filed Sep 17, 2020 19:38 UTC DOCUSIGN, INC. DOCU · Entity 2242 Tax withholdingCommon Stock 6,992 $202.95 $1,419,026.40
Disclosure

SEC source: 0001261333-20-000216 · wf-form4_160038588328523.xml · nonDerivative · entry 2

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,968

F2 · shares: Represents shares withheld by the Issuer to satisfy a tax obligation realized by the Reporting Person upon the vesting and settlement of restricted stock units.

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September 15, 2020 Filed Sep 17, 2020 19:38 UTC DOCUSIGN, INC. DOCU · Entity 2242 Exercise / conversionCommon Stock 15,960 $202.95 $3,239,082.00
Disclosure

SEC source: 0001261333-20-000216 · wf-form4_160038588328523.xml · nonDerivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.

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June 10, 2020 Filed Jun 11, 2020 19:19 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantRestricted Stock Units · Derivative 11,748 $0.00 $0.00
Disclosure

SEC source: 0001261333-20-000127 · wf-form4_159191757810642.xml · derivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,748

Underlying: Common Stock · 11,748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The restricted stock units will vest in sixteen equal quarterly installments over four years, with a vesting commencement date of June 10, 2020, in each case subject to the Reporting Person being a service provider through each such date.The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: Following vesting, the restricted stock units will settle pursuant to the Issuer's quarterly settlement schedule. The restricted stock units do not expire.

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July 10, 2019 Filed Jul 12, 2019 19:37 UTC DOCUSIGN, INC. DOCU · Entity 2242 GrantRestricted Stock Units · Derivative 58,928 $0.00 $0.00
Disclosure

SEC source: 0001261333-19-000069 · wf-form4_156297465236659.xml · derivative · entry 1

Phi Tram T · CIK 0001424551 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,928

Underlying: Common Stock · 58,928 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.

F2 · derivative.exercise_date: The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of July 10, 2019, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person including under certain circumstances following a change in control of the Issuer.

F3 · derivative.expiration_date: Following vesting, the restricted stock units will settle pursuant to the Issuer's quarterly settlement schedule. The restricted stock units do not expire.

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January 10, 2019 Filed Jan 11, 2019 20:06 UTC IMPERVA INC IMPV · Entity 161103 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 11,169 $0.00 Strike: $34.55 $0.00
Disclosure

SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 20

Phi Tram T · CIK 0001424551 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,169 shares

Expires 2023-02-04

F15 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $236,782.80, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the the number of shares subject to the option.

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January 10, 2019 Filed Jan 11, 2019 20:06 UTC IMPERVA INC IMPV · Entity 161103 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 27,810 $0.00 Strike: $10.70 $0.00
Disclosure

SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 19

Phi Tram T · CIK 0001424551 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,810 shares

Expires 2021-08-24

F14 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,252,840.50, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

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January 10, 2019 Filed Jan 11, 2019 20:06 UTC IMPERVA INC IMPV · Entity 161103 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 13,763 $0.00 Strike: $54.66 $0.00
Disclosure

SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 18

Phi Tram T · CIK 0001424551 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,763 shares

Expires 2024-02-03

F13 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $15,001.67, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.

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January 10, 2019 Filed Jan 11, 2019 20:06 UTC IMPERVA INC IMPV · Entity 161103 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,831 $0.00 Strike: $34.55 $0.00
Disclosure

SEC source: 0001209191-19-003477 · doc4.xml · derivative · entry 17

Phi Tram T · CIK 0001424551 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,169

Underlying: Common Stock · 3,831 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Shares subject to the option are fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.