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person · Reporting owner

Klein Peter S

Disclosed activity across 6 companies

Tapewire entity
12811
SEC CIK
0001478007

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Denali Therapeutics Inc.DNLI · Entity 1735DirectorJune 03, 2026June 05, 2026
F5, INC.FFIV · Entity 839DirectorMarch 12, 2025March 14, 2025
MICROSOFT CORPMSFT · Entity 1016Chief Financial OfficerSeptember 10, 2012September 12, 2012
Palladyne AI Corp.STRC · Entity 6068DirectorJune 14, 2023June 16, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Denali Therapeutics Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,941 Reported balance After 2026-06-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 6,408 · Balance 33,941

F1: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2: Includes 6,408 unvested RSUs.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.66 · Expires 2036-06-03Direct19,226 Reported balance After 2026-06-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-03 · Grant · Acquired 19,226 · Balance 19,226

F3: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2: Includes 6,408 unvested RSUs.

F3: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F5, INC.

Report date March 12, 2025 · Filed March 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,333 Reported balance After 2025-03-12 transaction · row 1
1 source row

Row 1 · 2025-03-12 · Exercise / conversion · Acquired 1,309 · Balance 13,333

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-03-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-03-12 · Exercise / conversion · Disposed 1,309 · Balance 0

F1: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F2: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2024 (to be held in 2025) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F3: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct934 Reported balance After 2025-03-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-03-13 · Grant · Acquired 934 · Balance 934

F1: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F4: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2025 (to be held in 2026) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F3: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of F5, Inc. Common Stock on the vest date.

F2: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2024 (to be held in 2025) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F3: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

F4: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2025 (to be held in 2026) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5, Inc. will be issued to the reporting person on the vest date.

MICROSOFT CORP

Report date September 10, 2012 · Filed September 12, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect471,016 Reported balance After 2012-09-10 transaction · row 1
1 source row

Row 1 · 2012-09-10 · Grant · Acquired 123,297 · Balance 471,016

F1: Represents stock award for fiscal year 2013 performance that will vest over 4 years at the rate of 25% starting on August 31, 2013, and then at the rate of 25% on each August 31 thereafter, subject to continued employment.

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock award for fiscal year 2013 performance that will vest over 4 years at the rate of 25% starting on August 31, 2013, and then at the rate of 25% on each August 31 thereafter, subject to continued employment.

Palladyne AI Corp.

Report date June 14, 2023 · Filed June 16, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect265,066 Reported balance After 2023-06-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-06-14 · Grant · Acquired 195,059 · Balance 265,066

F1: Includes 195,059 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 195,059 restricted stock units ("RSUs"), each RSU representing the right to receive one share of common stock of the Issuer. The RSUs will vest on the earlier of (i) the first anniversary of the date the award is granted or (ii) the day prior to the date of the next annual meeting of the Issuer's stockholders following the date the award was granted, in each case, subject to the Reporting Person continuing to be a Service Provider through the applicable vesting date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Accolade, Inc.

Report date April 08, 2025 · Filed April 08, 2025

Section 16 reporting ended · disclosed 2025-04-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-04-08 transaction · row 1
1 source row

Row 1 · 2025-04-08 · Disposition to issuer · Disposed 28,329 · Balance 0

F1: Reflects disposition of the Issuer's equity securities upon the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2025, by and among Issuer, Transcarent, Inc. ("Parent") and Acorn Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on April 8, 2025. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of the Issuer's Common Stock, par value $0.0001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $7.03 in cash, without interest (the "Merger Consideration").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-04-08 · Disposition to issuer · Disposed 35,021 · Balance 0

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. RSUs convert into the Issuer's Common Stock on a one-for-one basis.

F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the Effective Time that is vested, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee, (each, a "Vested Company RSU") and restricted stock units outstanding immediately prior to the Effective Time that vest, or become eligible to vest, based on the achievement of performance conditions and that are vested or that will become vested as of immediately prior to the Effective Time, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee (each, a "Vested Company PSU") will be cancelled and converted into the right to receive the Merger Consideration, less any applicable tax withholdings.

F3: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) August 6, 2025 (the one year anniversary of the 2024 annual meeting date), subject to continued service as a director through each applicable vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.65 · Expires 2029-10-22Direct0 Reported balance After 2025-04-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-04-08 · Disposition to issuer · Disposed 20,000 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration.

F5: The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of September 24, 2019 (the "September 2019 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the September 2019 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the September 2019 Vesting Commencement Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.50 · Expires 2030-06-19Direct0 Reported balance After 2025-04-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-04-08 · Disposition to issuer · Disposed 8,600 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration.

F7: The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of June 20, 2020 (the "2020 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the 2020 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the 2020 Vesting Commencement Date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition of the Issuer's equity securities upon the consummation of the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 8, 2025, by and among Issuer, Transcarent, Inc. ("Parent") and Acorn Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger (the "Merger") between Issuer and Merger Sub on April 8, 2025. Pursuant to the Merger Agreement, as of the effective time of the Merger (the "Effective Time"), each share of the Issuer's Common Stock, par value $0.0001 per share ("Shares") issued and outstanding immediately prior to the Effective Time was converted automatically into the right to receive $7.03 in cash, without interest (the "Merger Consideration").

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. RSUs convert into the Issuer's Common Stock on a one-for-one basis.

F3: The shares subject to the RSU will vest on the earlier of (i) the date of the following annual meeting of the Issuer's stockholders (or the date immediately prior to the next annual meeting of the Issuer's stockholders if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election) or (ii) August 6, 2025 (the one year anniversary of the 2024 annual meeting date), subject to continued service as a director through each applicable vesting date.

F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the Effective Time that is vested, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee, (each, a "Vested Company RSU") and restricted stock units outstanding immediately prior to the Effective Time that vest, or become eligible to vest, based on the achievement of performance conditions and that are vested or that will become vested as of immediately prior to the Effective Time, after giving effect to any applicable vesting acceleration and separation right applicable to any individual other than a continuing employee (each, a "Vested Company PSU") will be cancelled and converted into the right to receive the Merger Consideration, less any applicable tax withholdings.

F5: The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of September 24, 2019 (the "September 2019 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the September 2019 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the September 2019 Vesting Commencement Date.

F6: Pursuant to the Merger Agreement, at the Effective Time, each stock option, whether vested or unvested, that has an exercise price per Share that is greater than the Merger Consideration was canceled without the payment of consideration.

F7: The shares subject to this option shall vest at a rate of twenty-five percent of the total number of shares on the one-year anniversary of June 20, 2020 (the "2020 Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the 2020 Vesting Commencement Date thereafter for so long as the Reporting Person remains an employee or consultant of the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the 2020 Vesting Commencement Date.

Apptio Inc

Report date January 10, 2019 · Filed January 12, 2019

Section 16 reporting ended · disclosed 2019-01-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-01-10 transaction · row 1
1 source row

Row 1 · 2019-01-10 · Disposition to issuer · Disposed 13,337 · Balance 0

F1: Includes 4,652 restricted stock units that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement, which vested solely as a result of the consummation of the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger Agreement") and which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share.

F2: Disposed of pursuant to the Merger Agreement. in exchange for a cash payment of $38.00 per share.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.01 · Expires 2023-11-07Direct0 Reported balance After 2019-01-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-01-10 · Disposition to issuer · Disposed 48,127 · Balance 0

F3: Consists of vested options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F4: 1/4th of the shares subject to the option became vested on November 8, 2014 and 1/48th of the shares subject to the option vest monthly thereafter. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.31 · Expires 2025-11-05Direct0 Reported balance After 2019-01-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-01-10 · Disposition to issuer · Disposed 30,000 · Balance 0

F5: Includes 22,455 vested options, which as of the consummation of the Merger Agreement were cancelled and automatically converted into the right to received $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F6: Includes 7,545 options, which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F7: 1/3rd of the shares subject to the option shall become vested on September 29, 2017 and 1/36th of the shares subject to the option shall vest monthly thereafter for the next 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 4,652 restricted stock units that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement, which vested solely as a result of the consummation of the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger Agreement") and which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share.

F2: Disposed of pursuant to the Merger Agreement. in exchange for a cash payment of $38.00 per share.

F3: Consists of vested options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F4: 1/4th of the shares subject to the option became vested on November 8, 2014 and 1/48th of the shares subject to the option vest monthly thereafter. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.

F5: Includes 22,455 vested options, which as of the consummation of the Merger Agreement were cancelled and automatically converted into the right to received $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F6: Includes 7,545 options, which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F7: 1/3rd of the shares subject to the option shall become vested on September 29, 2017 and 1/36th of the shares subject to the option shall vest monthly thereafter for the next 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2021 Filed Jun 4, 2021 22:34 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantStock Option (right to buy) · Derivative 6,222 $0.00 Strike: $63.76 $0.00
Disclosure

SEC source: 0001209191-21-038383 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 6,222 shares

Expires 2031-06-02

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 22:34 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038383 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,327

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:54 UTC Denali Therapeutics Inc. DNLI · Entity 1735 Exercise / conversionRestricted Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038041 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2 · derivative.expiration_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 01, 2021 Filed Jun 4, 2021 00:54 UTC Denali Therapeutics Inc. DNLI · Entity 1735 Exercise / conversionCommon Stock 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038041 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2021 Filed May 13, 2021 17:08 UTC F5, INC. FFIV · Entity 839 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032269 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:19 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Unit · Derivative 1,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020152 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282

Underlying: Common Stock · 1,282 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2021 (to be held in 2022) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2021 (to be held in 2022) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:19 UTC F5, INC. FFIV · Entity 839 Exercise / conversionRestricted Stock Unit · Derivative 2,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020152 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 10, 2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:19 UTC F5, INC. FFIV · Entity 839 Exercise / conversionCommon Stock 2,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020152 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares received upon vesting of the March 12, 2020 award of Restricted Stock Units.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 22:01 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantRestricted Stock Units · Derivative 3,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034768 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Underlying: Common Stock · 3,253 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F3 · derivative.expiration_date: 100% of the restricted stock units shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 22:01 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantStock Option (right to buy) · Derivative 15,183 $0.00 Strike: $28.82 $0.00
Disclosure

SEC source: 0001209191-20-034768 · doc4.xml · derivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,183

Underlying: Common Stock · 15,183 shares

Expires 2030-06-02

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 20:46 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Unit · Derivative 2,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018901 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

Underlying: Common Stock · 2,543 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2020 (to be held in 2021) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2020 (to be held in 2021) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:46 UTC F5, INC. FFIV · Entity 839 Exercise / conversionRestricted Stock Unit · Derivative 1,633 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018901 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 11, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:46 UTC F5, INC. FFIV · Entity 839 Exercise / conversionCommon Stock 1,633 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018901 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares received upon vesting of the March 14, 2019 award of Restricted Stock Units.

Read SEC document
May 30, 2019 Filed May 31, 2019 22:39 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantStock Option (right to buy) · Derivative 27,245 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001209191-19-033741 · doc4.xml · derivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,245

Underlying: Common Stock · 27,245 shares

Expires 2029-05-29

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of the one year anniversary of the grant date or the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 23:26 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Unit · Derivative 1,633 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019853 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633

Underlying: Common Stock · 1,633 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2019 (to be held in 2020) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2019 (to be held in 2020) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 23:26 UTC F5, INC. FFIV · Entity 839 Exercise / conversionRestricted Stock Unit · Derivative 1,688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019853 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 13, 2019.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 23:26 UTC F5, INC. FFIV · Entity 839 Exercise / conversionCommon Stock 1,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019853 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares received upon vesting of the March 15, 2018 award of Restricted Stock Units.

Read SEC document
January 10, 2019 Filed Jan 12, 2019 02:33 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $14.31 Not disclosed
Disclosure

SEC source: 0000899243-19-001080 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2025-11-05

F5 · shares: Includes 22,455 vested options, which as of the consummation of the Merger Agreement were cancelled and automatically converted into the right to received $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F6 · shares: Includes 7,545 options, which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F5 · price: Includes 22,455 vested options, which as of the consummation of the Merger Agreement were cancelled and automatically converted into the right to received $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F6 · price: Includes 7,545 options, which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F7 · derivative.exercise_date: 1/3rd of the shares subject to the option shall become vested on September 29, 2017 and 1/36th of the shares subject to the option shall vest monthly thereafter for the next 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.

F5 · derivative.underlying_shares: Includes 22,455 vested options, which as of the consummation of the Merger Agreement were cancelled and automatically converted into the right to received $38.00 per share, less the applicable per share exercise price and subject to any applicable withholding taxes.

F6 · derivative.underlying_shares: Includes 7,545 options, which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

Read SEC document
January 10, 2019 Filed Jan 12, 2019 02:33 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerStock Option (right to buy) · Derivative 48,127 Not disclosed Strike: $9.01 Not disclosed
Disclosure

SEC source: 0000899243-19-001080 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,127 shares

Expires 2023-11-07

F3 · shares: Consists of vested options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F3 · price: Consists of vested options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option became vested on November 8, 2014 and 1/48th of the shares subject to the option vest monthly thereafter. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.

F3 · derivative.underlying_shares: Consists of vested options which vested solely as a result of the consummation of the Merger Agreement, which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share, less the applicable exercise price of the option, subject to any required withholding of taxes.

Read SEC document
January 10, 2019 Filed Jan 12, 2019 02:33 UTC Apptio Inc APTI · Entity 161106 Disposition to issuerClass A Common Stock 13,337 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-001080 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 4,652 restricted stock units that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement, which vested solely as a result of the consummation of the merger agreement between Apptio, Inc., Bellevue Parent, LLC, and Bellevue Merger Sub, Inc. (the "Merger Agreement") and which were cancelled and automatically converted into the right to receive a cash payment of $38.00 per share.

F2 · price: Disposed of pursuant to the Merger Agreement. in exchange for a cash payment of $38.00 per share.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:14 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0001209191-18-062259 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,127

Underlying: Class A Common Stock · 8,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became fully vested and exercisable on November 8, 2017.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:14 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 8,000 $37.82 $302,556.80
Disclosure

SEC source: 0001209191-18-062259 · doc4.xml · nonDerivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,337

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.80 to $37.855. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 4,652 RSUs that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:14 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 8,000 $9.01 $72,080.00
Disclosure

SEC source: 0001209191-18-062259 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,652 RSUs that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:23 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0001209191-18-058532 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,127

Underlying: Class A Common Stock · 8,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became fully vested and exercisable on November 8, 2017.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:23 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 8,000 $37.74 $301,882.40
Disclosure

SEC source: 0001209191-18-058532 · doc4.xml · nonDerivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,337

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.71 to $37.76. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 4,652 RSUs that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:23 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 8,000 $9.01 $72,080.00
Disclosure

SEC source: 0001209191-18-058532 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,652 RSUs that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:00 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0001209191-18-055406 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,127

Underlying: Class A Common Stock · 8,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became fully vested and exercisable on November 8, 2017.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:00 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 8,000 $29.90 $239,230.40
Disclosure

SEC source: 0001209191-18-055406 · doc4.xml · nonDerivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,337

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.57 to $30.34. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 4,652 RSUs that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 22:00 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 8,000 $9.01 $72,080.00
Disclosure

SEC source: 0001209191-18-055406 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,652 RSUs that represent contingent rights to receive 4,652 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 15:22 UTC F5, INC. FFIV · Entity 839 GiftCommon Stock 1,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051346 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,036

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:39 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0001209191-18-050672 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,127

Underlying: Class A Common Stock · 8,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became fully vested and exercisable on November 8, 2017.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:39 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 8,000 $38.76 $310,064.80
Disclosure

SEC source: 0001209191-18-050672 · doc4.xml · nonDerivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.39 to $39.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 4,649 RSUs that represent contingent rights to receive 4,649 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:39 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 8,000 $9.01 $72,080.00
Disclosure

SEC source: 0001209191-18-050672 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,649 RSUs that represent contingent rights to receive 4,649 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 22:58 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0001209191-18-046890 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,127

Underlying: Class A Common Stock · 8,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became fully vested and exercisable on November 8, 2017.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 22:58 UTC Apptio Inc APTI · Entity 161106 SaleClass A Common Stock 8,000 $35.07 $280,536.00
Disclosure

SEC source: 0001209191-18-046890 · doc4.xml · nonDerivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.73 to $35.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 4,649 RSUs that represent contingent rights to receive 4,649 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 22:58 UTC Apptio Inc APTI · Entity 161106 Exercise / conversionClass A Common Stock 8,000 $9.01 $72,080.00
Disclosure

SEC source: 0001209191-18-046890 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4,649 RSUs that represent contingent rights to receive 4,649 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 22:16 UTC Apptio Inc APTI · Entity 161106 GrantClass A Common Stock 4,649 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034831 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

F1 · shares: The RSU Award was automatically granted on May 30, 2018 pursuant to the Issuer's Outside Director Compensation Policy that was approved and adopted by the Issuer's Board of Directors on September 1, 2016 and 100% of the RSUs will vest on the earlier of the one year anniversary of the grant date and the date of the next annual meeting of the Issuer, provided that the Reporting Person continues to serve on the Issuer's Board of Directors through the date of vesting.

F2 · shares: Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F3 · balance_after: Includes 4,649 RSUs that represent contingent rights to receive 4,649 shares of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 10, 2018 Filed May 15, 2018 01:20 UTC Apptio Inc APTI · Entity 161106 OtherStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0000899243-18-012811 · doc4.xml · derivative · entry 4

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2025-11-05

F1 · kind: The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion, outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: 1/3rd of the shares subject to the option shall become vested on September 29, 2017 and 1/36th of the shares subject to the option shall vest monthly thereafter for the next 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.

Read SEC document
May 10, 2018 Filed May 15, 2018 01:20 UTC Apptio Inc APTI · Entity 161106 OtherStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0000899243-18-012811 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 30,000 shares

Expires 2025-11-05

F1 · kind: The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion, outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: 1/3rd of the shares subject to the option shall become vested on September 29, 2017 and 1/36th of the shares subject to the option shall vest monthly thereafter for the next 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.

Read SEC document
May 10, 2018 Filed May 15, 2018 01:20 UTC Apptio Inc APTI · Entity 161106 OtherStock Option (right to buy) · Derivative 88,127 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0000899243-18-012811 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,127

Underlying: Class A Common Stock · 88,127 shares

Expires 2023-11-07

F1 · kind: The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion, outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The option became fully vested and exercisable on November 8, 2017.

Read SEC document
May 10, 2018 Filed May 15, 2018 01:20 UTC Apptio Inc APTI · Entity 161106 OtherStock Option (right to buy) · Derivative 88,127 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0000899243-18-012811 · doc4.xml · derivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 88,127 shares

Expires 2023-11-07

F1 · kind: The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion, outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The option became fully vested and exercisable on November 8, 2017.

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March 16, 2018 Filed Mar 20, 2018 22:29 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantStock Option (right to buy) · Derivative 37,954 $0.00 Strike: $21.54 $0.00
Disclosure

SEC source: 0001209191-18-020968 · doc4.xml · derivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,954

Underlying: Common Stock · 37,954 shares

Expires 2028-03-15

F1 · derivative.exercise_date: 25% of the shares subject to the option will vest on March 16, 2019 and an additional 1/48 of the shares vest monthly thereafter.

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March 15, 2018 Filed Mar 16, 2018 22:37 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Unit · Derivative 1,688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020379 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688

Underlying: Common Stock · 1,688 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2018 (to be held in 2019) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2018 (to be held in 2019) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

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March 14, 2018 Filed Mar 16, 2018 22:37 UTC F5, INC. FFIV · Entity 839 Exercise / conversionRestricted Stock Unit · Derivative 1,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020379 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date.

F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 14, 2018.

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March 14, 2018 Filed Mar 16, 2018 22:37 UTC F5, INC. FFIV · Entity 839 Exercise / conversionCommon Stock 1,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020379 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares received upon vesting of the March 9, 2017 award of Restricted Stock Units.

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July 27, 2017 Filed Jul 31, 2017 21:20 UTC Apptio Inc APTI · Entity 161106 GrantClass A Common Stock 8,685 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046735 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,685

F1 · security: Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F2 · shares: The RSU Award was automatically granted on July 27, 2017 pursuant to the Issuer's Outside Director Compensation Policy that was approved and adopted by the Issuer's Board of Directors on September 1, 2016 and 100% of the RSUs will vest on the earlier of the one year anniversary of the grant date and the date of the next annual meeting of the Issuer, provided that the Reporting Person continues to serve on the Issuer's Board of Directors through the date of vesting.

F3 · balance_after: Includes 8,685 RSUs that represent contingent rights to receive 8,685 shares of the Issuer's Class A Common Stock upon settlement.

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March 09, 2017 Filed Mar 11, 2017 01:05 UTC F5, INC. FFIV · Entity 839 GrantRestricted Stock Units · Derivative 1,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019995 · doc4.xml · derivative · entry 3

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740

Underlying: Common Stock · 1,740 shares

Expires not disclosed

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.

F4 · derivative.exercise_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

F4 · derivative.expiration_date: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.

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March 08, 2017 Filed Mar 11, 2017 01:05 UTC F5, INC. FFIV · Entity 839 Exercise / conversionRestricted Stock Units · Derivative 2,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019995 · doc4.xml · derivative · entry 2

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.

F3 · derivative.expiration_date: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2017.

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March 08, 2017 Filed Mar 11, 2017 01:05 UTC F5, INC. FFIV · Entity 839 Exercise / conversionCommon Stock 2,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-019995 · doc4.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares received upon vesting of the March 10, 2016 award of Restricted Stock Units.

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September 10, 2012 Filed Sep 12, 2012 22:39 UTC MICROSOFT CORP MSFT · Entity 1016 GrantCommon Stock 123,297 $0.00 $0.00
Disclosure

SEC source: 0001183681-12-000093 · edgar.xml · nonDerivative · entry 1

Klein Peter S · CIK 0001478007 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,016

F1 · shares: Represents stock award for fiscal year 2013 performance that will vest over 4 years at the rate of 25% starting on August 31, 2013, and then at the rate of 25% on each August 31 thereafter, subject to continued employment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.