Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GrowGeneration Corp.GRWG · Entity 6802 | CFO | April 12, 2022 | April 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GrowGeneration Corp.
Report date April 12, 2022 · Filed April 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,939 |
Reported balance
After 2022-04-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-04-12 · Tax withholding · Disposed 4,690 · Balance 150,939 F1: Pursuant to the Reporting Person's employment agreement, 10,000 shares of the Issuer's common stock vested as of April 12, 2022 (as previously disclosed in a Form 4 filed on January 7, 2022), of which 4,690 shares were withheld by the Issuer to satisfy the applicable tax withholding obligation. In addition, he will receive another 40,000 shares of common stock with the following vesting schedule: 10,000 shares as of October 12, 2022, 10,000 shares as of April 12, 2023, 10,000 shares as of October 12, 2023, and 10,000 shares as of April 12, 2024. F2: Includes: (i) 5,629 shares of common stock vested on October 12, 2021; (ii) 5,310 shares of common stock vested on April 12, 2022; (iii) a total of 40,000 shares subject to the following vesting schedule: 10,000 shares as of October 12, 2022, 10,000 shares as of April 12, 2023, 10,000 shares as of October 12, 2023, and 10,000 shares as of April 12, 2024; and (iv) a total of 100,000 RSUs subject to the following vesting schedule: 25,000 RSUs as of December 15, 2022, 25,000 RSUs as of December 15, 2023, 25,000 RSUs as of December 15, 2024, and 25,000 RSUs as of December 15, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Reporting Person's employment agreement, 10,000 shares of the Issuer's common stock vested as of April 12, 2022 (as previously disclosed in a Form 4 filed on January 7, 2022), of which 4,690 shares were withheld by the Issuer to satisfy the applicable tax withholding obligation. In addition, he will receive another 40,000 shares of common stock with the following vesting schedule: 10,000 shares as of October 12, 2022, 10,000 shares as of April 12, 2023, 10,000 shares as of October 12, 2023, and 10,000 shares as of April 12, 2024.
F2: Includes: (i) 5,629 shares of common stock vested on October 12, 2021; (ii) 5,310 shares of common stock vested on April 12, 2022; (iii) a total of 40,000 shares subject to the following vesting schedule: 10,000 shares as of October 12, 2022, 10,000 shares as of April 12, 2023, 10,000 shares as of October 12, 2023, and 10,000 shares as of April 12, 2024; and (iv) a total of 100,000 RSUs subject to the following vesting schedule: 25,000 RSUs as of December 15, 2022, 25,000 RSUs as of December 15, 2023, 25,000 RSUs as of December 15, 2024, and 25,000 RSUs as of December 15, 2025.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WEST MARINE INC
Report date September 14, 2017 · Filed September 18, 2017
Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 55,849 · Balance 0 F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2: Includes 1,530 shares received in April 2017 and 762 shares received in August 2017 under the Issuer's Amended and Restated Associate Stock Purchase Plan. Also includes 41,410 unvested restricted stock units ("RSUs") and does not include 6,477 performance-based restricted stock units ("PVUs") for which the applicable performance period has ended and a payout performance was achieved but remain unvested pending continued employment with the Issuer. Pursuant to the terms of the Merger Agreement, all unvested RSUs and PVUs were assumed by the Issuer and converted into the right to receive an amount in cash, without interest, equal to (i) $12.97 multiplied by (ii) the number of unvested RSUs and PVUs, less any required tax withholdings. The cash payout of the converted RSUs and PVUs will continue to vest and be subject to the same terms and conditions applicable to the RSUs and PVUs, including continued employment with the Issuer. F3: For PVUs with a performance period that by its terms has not ended, such PVUs will be assumed and converted into the right to receive cash assuming performance at 100% of target levels pursuant to the Merger Agreement. F4: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.
F2: Includes 1,530 shares received in April 2017 and 762 shares received in August 2017 under the Issuer's Amended and Restated Associate Stock Purchase Plan. Also includes 41,410 unvested restricted stock units ("RSUs") and does not include 6,477 performance-based restricted stock units ("PVUs") for which the applicable performance period has ended and a payout performance was achieved but remain unvested pending continued employment with the Issuer. Pursuant to the terms of the Merger Agreement, all unvested RSUs and PVUs were assumed by the Issuer and converted into the right to receive an amount in cash, without interest, equal to (i) $12.97 multiplied by (ii) the number of unvested RSUs and PVUs, less any required tax withholdings. The cash payout of the converted RSUs and PVUs will continue to vest and be subject to the same terms and conditions applicable to the RSUs and PVUs, including continued employment with the Issuer.
F3: For PVUs with a performance period that by its terms has not ended, such PVUs will be assumed and converted into the right to receive cash assuming performance at 100% of target levels pursuant to the Merger Agreement.
F4: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 12, 2022 Filed Apr 14, 2022 15:43 UTC | GrowGeneration Corp. GRWG · Entity 6802 | Tax withholdingCommon Stock | 4,690 | $8.06 | $37,801.40 |
DisclosureSEC source: 0001213900-22-019810 · ownership.xml · nonDerivative · entry 1 Lasher Jeff · CIK 0001510527 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,939 F1 · shares: Pursuant to the Reporting Person's employment agreement, 10,000 shares of the Issuer's common stock vested as of April 12, 2022 (as previously disclosed in a Form 4 filed on January 7, 2022), of which 4,690 shares were withheld by the Issuer to satisfy the applicable tax withholding obligation. In addition, he will receive another 40,000 shares of common stock with the following vesting schedule: 10,000 shares as of October 12, 2022, 10,000 shares as of April 12, 2023, 10,000 shares as of October 12, 2023, and 10,000 shares as of April 12, 2024. F2 · balance_after: Includes: (i) 5,629 shares of common stock vested on October 12, 2021; (ii) 5,310 shares of common stock vested on April 12, 2022; (iii) a total of 40,000 shares subject to the following vesting schedule: 10,000 shares as of October 12, 2022, 10,000 shares as of April 12, 2023, 10,000 shares as of October 12, 2023, and 10,000 shares as of April 12, 2024; and (iv) a total of 100,000 RSUs subject to the following vesting schedule: 25,000 RSUs as of December 15, 2022, 25,000 RSUs as of December 15, 2023, 25,000 RSUs as of December 15, 2024, and 25,000 RSUs as of December 15, 2025. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 11:40 UTC | GrowGeneration Corp. GRWG · Entity 6802 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-001058 · ownership.xml · nonDerivative · entry 1 Lasher Jeff · CIK 0001510527 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,629 F1 · shares: On January 5, 2022, the Reporting Person was granted 100,000 Restricted Stock Units (RSUs) under the Amended and Restated 2018 Equity Incentive Plan of the Issuer. Such RSUs will vest in four equal installments over four years starting from December 15, 2022. F2 · balance_after: Includes: (i) 5,629 vested shares of common stock; (ii) a total of 50,000 shares subject to the following vesting schedule: 10,000 as of April 12, 2022, 10,000 shares as of October 12, 2022, 10,000 shares as of April 12, 2023, 10,000 shares as of October 12, 2023, and 10,000 shares as of April 12, 2024; and (iii) a total of 100,000 RSUs subject to the following vesting schedule: 25,000 RSUs as of December 15, 2022, 25,000 RSUs as of December 15, 2023, 25,000 RSUs as of December 15, 2024, and 25,000 RSUs as of December 15, 2025. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 17:12 UTC | GrowGeneration Corp. GRWG · Entity 6802 | Tax withholdingCommon Stock | 4,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-052883 · ownership.xml · nonDerivative · entry 2 Lasher Jeff · CIK 0001510527 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,629 F2 · shares: 4,371 shares withheld by the Issuer to satisfy the tax withholding obligation applicable to the vested shares of common stock described in footnote (1) above. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 17:12 UTC | GrowGeneration Corp. GRWG · Entity 6802 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-052883 · ownership.xml · nonDerivative · entry 1 Lasher Jeff · CIK 0001510527 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Pursuant to the Reporting Person's employment agreement, 10,000 shares of the Issuer's common stock vested as of October 12, 2021. In addition, he will receive another 50,000 shares of common stock with the following vesting schedule: 10,000 as of April 12, 2022, 10,000 shares as of October 12, 2022, 10,000 shares as of April 12, 2023, 10,000 shares as of October 12, 2023, and 10,000 shares as of April 12, 2024. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 12:58 UTC | WEST MARINE INC WMAR · Entity 173109 | Disposition to issuerCommon Stock | 55,849 | $12.97 | $724,361.53 |
DisclosureSEC source: 0000912833-17-000060 · wf-form4_150575391880622.xml · nonDerivative · entry 1 Lasher Jeff · CIK 0001510527 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2 · shares: Includes 1,530 shares received in April 2017 and 762 shares received in August 2017 under the Issuer's Amended and Restated Associate Stock Purchase Plan. Also includes 41,410 unvested restricted stock units ("RSUs") and does not include 6,477 performance-based restricted stock units ("PVUs") for which the applicable performance period has ended and a payout performance was achieved but remain unvested pending continued employment with the Issuer. Pursuant to the terms of the Merger Agreement, all unvested RSUs and PVUs were assumed by the Issuer and converted into the right to receive an amount in cash, without interest, equal to (i) $12.97 multiplied by (ii) the number of unvested RSUs and PVUs, less any required tax withholdings. The cash payout of the converted RSUs and PVUs will continue to vest and be subject to the same terms and conditions applicable to the RSUs and PVUs, including continued employment with the Issuer. F3 · shares: For PVUs with a performance period that by its terms has not ended, such PVUs will be assumed and converted into the right to receive cash assuming performance at 100% of target levels pursuant to the Merger Agreement. F4 · price: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:27 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 2,041 | $9.25 | $18,879.25 |
DisclosureSEC source: 0000912833-17-000011 · wf-form4_148970684437896.xml · nonDerivative · entry 4 Lasher Jeff · CIK 0001510527 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,557 F5 · shares: Shares withheld to cover the income taxes related to the vesting of 5,286 RSUs on March 14, 2017. These RSUs were awarded on March 14, 2016 and the remaining 10,735 RSUs vest 33% and 34% on March 14, 2018 and 2019, respectively. F6 · balance_after: Includes 41,410 unvested RSUs. Does not include 6,477 unvested PVUs. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:27 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 626 | $9.25 | $5,790.50 |
DisclosureSEC source: 0000912833-17-000011 · wf-form4_148970684437896.xml · nonDerivative · entry 3 Lasher Jeff · CIK 0001510527 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,598 F4 · shares: Shares withheld to cover the income taxes related to the vesting of 1,927 PVUs on March 14, 2017. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:27 UTC | WEST MARINE INC WMAR · Entity 173109 | GrantCommon Stock | 1,927 | $9.25 | $17,824.75 |
DisclosureSEC source: 0000912833-17-000011 · wf-form4_148970684437896.xml · nonDerivative · entry 2 Lasher Jeff · CIK 0001510527 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,224 F3 · shares: Performance-based restricted stock units ("PVUs") awarded on March 14, 2016 were subject to the achievement of a certain pre-established metric over the one-year performance period ending at the end of fiscal 2016. The Compensation and Leadership Development Committee of the Issuer's Board of Directors certified the performance metric and determined the number of PVUs that were earned. The PVUs vest over a three year period, of which 33% vested on the first anniversary (March 14, 2017), another 33% vesting on the second anniversary of the grant date and 34% vesting on the third anniversary of the grant date, in each case subject to the continued employment with the Issuer. Upon vesting, each PVU has the same terms as the RSUs, as described and included in footnote 1. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 19:27 UTC | WEST MARINE INC WMAR · Entity 173109 | GrantCommon Stock | 15,935 | $0.00 | $0.00 |
DisclosureSEC source: 0000912833-17-000011 · wf-form4_148970684437896.xml · nonDerivative · entry 1 Lasher Jeff · CIK 0001510527 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,297 F1 · shares: This award of restricted stock units ("RSUs") vests in three annual installments of 33%, 33% and 34% on March 14, 2018, 2019 and 2020, respectively. F2 · price: This award of RSUs was issued pursuant to the terms of the West Marine, Inc. Omnibus Equity Incentive Plan, as amended and restated. Each RSU represents a contingent right to receive one share of common stock upon vesting. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:58 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0000912833-16-000127 · wf-form4_148192909966295.xml · nonDerivative · entry 3 Lasher Jeff · CIK 0001510527 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,362 F4 · shares: Shares withheld to cover income taxes related to the vesting of 1,264 PVUs on December 14, 2016. F5 · balance_after: Does not include unvested PVUs. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:58 UTC | WEST MARINE INC WMAR · Entity 173109 | Tax withholdingCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000912833-16-000127 · wf-form4_148192909966295.xml · nonDerivative · entry 2 Lasher Jeff · CIK 0001510527 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,773 F3 · shares: Shares withheld to cover income taxes related to the vesting of 7,260 RSUs on December 14, 2016. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 17:58 UTC | WEST MARINE INC WMAR · Entity 173109 | GrantCommon Stock | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0000912833-16-000127 · wf-form4_148192909966295.xml · nonDerivative · entry 1 Lasher Jeff · CIK 0001510527 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,129 F1 · shares: Performance-based restricted stock units ("PVUs") granted on December 14, 2015 were subject to achievement of a pre-established performance goal over the one-year performance period ending at the end of fiscal 2015. The Compensation and Leadership Development Committee of the Issuer's Board of Directors certified the Issuer's achievement of the performance goal and determined the number of PVUs that were earned. The PVUs vest over a three-year period, with 33% vesting on the first anniversary of the grant date, another 33% vesting on the second anniversary of the grant date, and 34% vesting on the third anniversary of the grant date, in each case subject to the continued employment with the Issuer. F2 · balance_after: Includes 30,761 unvested time-vested restricted stock units ("RSUs"). RSUs represent the right to receive one share of common stock for each RSU upon vesting. RSUs vest over a three-year period, with 33% vesting on the first anniversary of the grant date, another 33% vesting on the second anniversary of the grant date, and 34% vesting on the third anniversary of the grant date, subject to continued employment with the Issuer. Also includes 1,544 shares acquired in October 2016 under the Issuer's Amended and Restated Associates Stock Buying Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.