Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bakkt, Inc.BKKT · Entity 5873 | EVP, Chief Revenue Officer | April 15, 2022 | April 19, 2022 |
| Digimarc CORPDMRC · Entity 46416 | Director | February 22, 2021 | June 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bakkt, Inc.
Report date April 15, 2022 · Filed April 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 321,147 |
Reported balance
After 2022-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-04-15 · Tax withholding · Disposed 33,011 · Balance 321,147 F1: In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy her tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022. F2: Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy her tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022.
F2: Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.
Digimarc CORP
Report date February 22, 2021 · Filed June 28, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-02-22 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2022 Filed Apr 19, 2022 22:25 UTC | Bakkt, Inc. BKKT · Entity 5873 | Tax withholdingClass A Common Stock | 33,011 | $4.64 | $153,171.04 |
DisclosureSEC source: 0001209191-22-024821 · doc4.xml · nonDerivative · entry 1 Zemlin Sheela · CIK 0001848283 · EVP, Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,147 F1 · shares: In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy her tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022. F2 · balance_after: Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. Read SEC document |
| February 15, 2022 Filed Feb 18, 2022 00:16 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 87,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011044 · doc4.xml · nonDerivative · entry 1 Zemlin Sheela · CIK 0001848283 · EVP, Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,158 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. Subject to the Reporting Person's continuing employment with the Issuer, the RSU will vest in three equal annual installments on the first three anniversaries of February 1, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date. F2 · balance_after: Includes 354,158 shares of Class A Common Stock subject to RSUs that remain subject to vesting. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 22:23 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-004846 · doc4.xml · nonDerivative · entry 1 Zemlin Sheela · CIK 0001848283 · EVP, Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,667 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date. F2 · balance_after: Includes 266,667 shares of Class A Common Stock subject to RSU awards that remain subject to vesting. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 23:29 UTC | Bakkt, Inc. BKKT · Entity 5873 | GrantClass A Common Stock | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071166 · doc4.xml · nonDerivative · entry 1 Zemlin Sheela · CIK 0001848283 · EVP, Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,667 F1 · shares: These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs shall vest in full on April 15, 2022 subject to the Reporting Person's continued employment with the Issuer through such date. Read SEC document |
| May 05, 2021 Filed May 7, 2021 20:47 UTC | Digimarc CORP DMRC · Entity 46416 | GrantCommon Stock | 3,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030941 · doc4.xml · nonDerivative · entry 1 Zemlin Sheela · CIK 0001848283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,060 Read SEC document |
| February 22, 2021 Filed Feb 26, 2021 19:17 UTC | Digimarc CORP DMRC · Entity 46416 | GrantCommon Stock | 4,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014633 · doc4.xml · nonDerivative · entry 1 Zemlin Sheela · CIK 0001848283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,755 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.