Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Apple Inc.AAPL · Entity 2389 | Senior Vice President | October 20, 2012 | October 23, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Apple Inc.
Report date October 20, 2012 · Filed October 23, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2012-10-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2012-10-20 · Exercise / conversion · Acquired 5,000 · Balance 5,000 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| Common StockSEC Table I · non-derivative | Direct | 2,841 |
Reported balance
After 2012-10-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2012-10-20 · Tax withholding · Disposed 2,159 · Balance 2,841 F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 95,000 |
Reported balance
After 2012-10-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2012-10-20 · Exercise / conversion · Disposed 5,000 · Balance 95,000 F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3: These restricted stock units were granted on April 20, 2012 and are scheduled to vest on the following schedule - 5,000 units on October 20, 2012, 15,000 units on the first anniversary of the grant date, and 20,000 units on each of the second, third, fourth and fifth anniversaries of the grant date, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F2: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units.
F3: These restricted stock units were granted on April 20, 2012 and are scheduled to vest on the following schedule - 5,000 units on October 20, 2012, 15,000 units on the first anniversary of the grant date, and 20,000 units on each of the second, third, fourth and fifth anniversaries of the grant date, assuming continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2012 Filed Oct 23, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-029013 · form4.xml · derivative · entry 3 Browett John · CIK 0001548245 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. F3 · derivative.exercise_date: These restricted stock units were granted on April 20, 2012 and are scheduled to vest on the following schedule - 5,000 units on October 20, 2012, 15,000 units on the first anniversary of the grant date, and 20,000 units on each of the second, third, fourth and fifth anniversaries of the grant date, assuming continued employment through the applicable vesting date. F3 · derivative.expiration_date: These restricted stock units were granted on April 20, 2012 and are scheduled to vest on the following schedule - 5,000 units on October 20, 2012, 15,000 units on the first anniversary of the grant date, and 20,000 units on each of the second, third, fourth and fifth anniversaries of the grant date, assuming continued employment through the applicable vesting date. Read SEC document |
| October 20, 2012 Filed Oct 23, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Tax withholdingCommon Stock | 2,159 | $609.84 | $1,316,644.56 |
DisclosureSEC source: 0001127602-12-029013 · form4.xml · nonDerivative · entry 2 Browett John · CIK 0001548245 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,841 F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| October 20, 2012 Filed Oct 23, 2012 22:30 UTC | Apple Inc. AAPL · Entity 2389 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-12-029013 · form4.xml · nonDerivative · entry 1 Browett John · CIK 0001548245 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. Read SEC document |
| April 20, 2012 Filed Apr 25, 2012 10:01 UTC | Apple Inc. AAPL · Entity 2389 | GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-025426 · rrd342751.xml · derivative · entry 1 Browett John · CIK 0001548245 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest on the following schedule - 5,000 units on October 20, 2012, 15,000 units on the first anniversary of the grant date, and 20,000 units on each of the second, third, fourth and fifth anniversaries of the grant date, assuming continued employment through the applicable vesting date. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest on the following schedule - 5,000 units on October 20, 2012, 15,000 units on the first anniversary of the grant date, and 20,000 units on each of the second, third, fourth and fifth anniversaries of the grant date, assuming continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.