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person · Reporting owner

GANESAN VENKY

Disclosed activity across 2 companies

Tapewire entity
12790
SEC CIK
0001554371

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Palo Alto Networks IncPANW · Entity 1811DirectorOctober 23, 2012October 24, 2012

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Palo Alto Networks Inc

Report date October 23, 2012 · Filed October 24, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2012-10-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2012-10-23 · Sale · Disposed 0 · Balance 0

F1: Globespan Capital Partners V, L.P. (the "Fund") participated in a secondary offering by the Issuer (the closing of which occurred on October 23, 2012) in which the Fund sold 1,500,000 of the 4,917,543 shares of Common Stock of the Issuer held by the Fund prior to such sale, at a price to the public of $63.00 per share (before underwriting discounts and associated expenses of the offering). After giving effect to such sale, the Fund holds 3,417,543 shares of Common Stock of the Issuer. Globespan Management Associates V, L.P. is the sole general partner (the "General Partner") of the Fund, and Globespan Management Associates V, LLC is the sole general partner of the General Partner.

F2: The reporting person is a limited partner of the General Partner and a Managing Director of the management company of the Fund. The reporting person disclaims beneficial ownership of the shares held by the Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his limited partnership interest in the General Partner.

Filing footnotes · ownership attribution and instrument terms

F1: Globespan Capital Partners V, L.P. (the "Fund") participated in a secondary offering by the Issuer (the closing of which occurred on October 23, 2012) in which the Fund sold 1,500,000 of the 4,917,543 shares of Common Stock of the Issuer held by the Fund prior to such sale, at a price to the public of $63.00 per share (before underwriting discounts and associated expenses of the offering). After giving effect to such sale, the Fund holds 3,417,543 shares of Common Stock of the Issuer. Globespan Management Associates V, L.P. is the sole general partner (the "General Partner") of the Fund, and Globespan Management Associates V, LLC is the sole general partner of the General Partner.

F2: The reporting person is a limited partner of the General Partner and a Managing Director of the management company of the Fund. The reporting person disclaims beneficial ownership of the shares held by the Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his limited partnership interest in the General Partner.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ROVER GROUP, INC.

Report date February 26, 2024 · Filed February 28, 2024

Section 16 reporting ended · disclosed 2024-02-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Menlo Ventures XI, L.P.5,719,022 Reported balance After 2024-02-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-02-26 · Grant · Acquired 175,591 · Balance 5,719,022

F1: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F3: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by Menlo XI to its general partner, MVM XI, and limited partners for no additional consideration, and the further pro rata distribution in kind by MVM XI, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F4: Shares are held by Menlo XI, L.P. MV Management XI, L.L.C. ("MVM XI") is the general partner of Menlo XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by Menlo XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Menlo Ventures XI, L.P.0 Reported balance After 2024-02-27 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2024-02-27 · Disposition to issuer · Disposed 5,719,022 · Balance 0

F11: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F4: Shares are held by Menlo XI, L.P. MV Management XI, L.L.C. ("MVM XI") is the general partner of Menlo XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by Menlo XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy MMEF XI, L.P.222,404 Reported balance After 2024-02-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-02-26 · Grant · Acquired 6,828 · Balance 222,404

F1: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F5: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MMEF XI to its general partner, MVM XI, and limited partners for no additional consideration, and the further pro rata distribution in kind by MVM XI, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F6: Shares are held by MMEF XI. MVM XI is the general partner of MMEF XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by MMEF XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy MMEF XI, L.P.0 Reported balance After 2024-02-27 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2024-02-27 · Disposition to issuer · Disposed 222,404 · Balance 0

F11: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F6: Shares are held by MMEF XI. MVM XI is the general partner of MMEF XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by MMEF XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Menlo Inflection I, L.P.2,814,326 Reported balance After 2024-02-26 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2024-02-26 · Grant · Acquired 86,408 · Balance 2,814,326

F1: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F7: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MI to its general partner, MSOP GP, and limited partners for no additional consideration, and the further pro rata distribution in kind by MSOP GP, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F8: Shares are held by MI. MSOP GP, L.L.C. ("MSOP GP") is the general partner of MI. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy MMSOP, L.P.45,760 Reported balance After 2024-02-26 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2024-02-26 · Grant · Acquired 1,405 · Balance 45,760

F1: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F9: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MMSOP to its general partner, MSOP GP, and limited partners for no additional consideration, and the further pro rata distribution in kind by MSOP GP, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F10: Shares are held by MMSOP. MSOP GP is the general partner of MMSOP. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MMSOP. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy MMSOP, L.P.0 Reported balance After 2024-02-27 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2024-02-27 · Disposition to issuer · Disposed 45,760 · Balance 0

F11: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F10: Shares are held by MMSOP. MSOP GP is the general partner of MMSOP. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MMSOP. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Menlo Special Opportunities Fund, L.P.0 Reported balance After 2024-02-27 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2024-02-27 · Disposition to issuer · Disposed 2,814,326 · Balance 0

F11: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F8: Shares are held by MI. MSOP GP, L.L.C. ("MSOP GP") is the general partner of MI. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2024-02-27 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2024-02-27 · Disposition to issuer · Disposed 2,578 · Balance 0

F11: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F12: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnote (9).

F13: Shares are held by a family trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Disani LP0 Reported balance After 2024-02-27 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2024-02-27 · Disposition to issuer · Disposed 862 · Balance 0

F11: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F14: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnote (7).

F15: Shares are held by Disani LP, of which the Reporting Person is a general partner. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-02-27 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2024-02-27 · Disposition to issuer · Disposed 13,512 · Balance 0

F11: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F16: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnotes (3) and (7).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F3: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by Menlo XI to its general partner, MVM XI, and limited partners for no additional consideration, and the further pro rata distribution in kind by MVM XI, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F4: Shares are held by Menlo XI, L.P. MV Management XI, L.L.C. ("MVM XI") is the general partner of Menlo XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by Menlo XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F5: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MMEF XI to its general partner, MVM XI, and limited partners for no additional consideration, and the further pro rata distribution in kind by MVM XI, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F6: Shares are held by MMEF XI. MVM XI is the general partner of MMEF XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by MMEF XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F7: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MI to its general partner, MSOP GP, and limited partners for no additional consideration, and the further pro rata distribution in kind by MSOP GP, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F8: Shares are held by MI. MSOP GP, L.L.C. ("MSOP GP") is the general partner of MI. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F9: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MMSOP to its general partner, MSOP GP, and limited partners for no additional consideration, and the further pro rata distribution in kind by MSOP GP, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F10: Shares are held by MMSOP. MSOP GP is the general partner of MMSOP. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MMSOP. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F11: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F12: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnote (9).

F13: Shares are held by a family trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

F14: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnote (7).

F15: Shares are held by Disani LP, of which the Reporting Person is a general partner. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

F16: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnotes (3) and (7).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 Disposition to issuerClass A Common Stock 13,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 11

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F11 · price: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F16 · balance_after: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnotes (3) and (7).

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February 27, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 Disposition to issuerClass A Common Stock 862 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 10

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Disani LP

Disclosed balance after: 0

F11 · price: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F14 · balance_after: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnote (7).

F15 · ownership.nature: Shares are held by Disani LP, of which the Reporting Person is a general partner. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

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February 27, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 Disposition to issuerClass A Common Stock 2,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 9

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F11 · price: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F12 · balance_after: The shares held before the reported transaction reflect the receipt of shares in the distributions in kind described in footnote (9).

F13 · ownership.nature: Shares are held by a family trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.

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February 27, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 Disposition to issuerClass A Common Stock 45,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 8

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MMSOP, L.P.

Disclosed balance after: 0

F11 · price: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F10 · ownership.nature: Shares are held by MMSOP. MSOP GP is the general partner of MMSOP. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MMSOP. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 27, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 Disposition to issuerClass A Common Stock 2,814,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 7

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Menlo Special Opportunities Fund, L.P.

Disclosed balance after: 0

F11 · price: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F8 · ownership.nature: Shares are held by MI. MSOP GP, L.L.C. ("MSOP GP") is the general partner of MI. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 27, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 Disposition to issuerClass A Common Stock 222,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 6

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MMEF XI, L.P.

Disclosed balance after: 0

F11 · price: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F6 · ownership.nature: Shares are held by MMEF XI. MVM XI is the general partner of MMEF XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by MMEF XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 27, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 Disposition to issuerClass A Common Stock 5,719,022 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 5

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Menlo Ventures XI, L.P.

Disclosed balance after: 0

F11 · price: On February 27, 2024 pursuant to the terms of an Agreement and Plan of Merger, dated as of November 29, 2023 (the "2023 Merger Agreement"), by and among the Issuer, Biscuit Parent, LLC ("Parent"), and Biscuit Merger Sub, LLC, ("2023 Merger Sub"), 2023 Merger Sub merged with and into the Issuer (collectively with the other transactions contemplated by the 2023 Merger Agreement, the "2023 Merger"), with the Issuer continuing as the surviving corporation of the 2023 Merger and a wholly-owned subsidiary of Parent. Pursuant to the 2023 Merger Agreement, at the effective time of the 2023 Merger (the "2023 Effective Time"), each issued and outstanding share of the Common Stock was cancelled and extinguished and automatically converted into the right to receive cash in an amount equal to $11.00, without interest, and subject to applicable tax withholdings.

F4 · ownership.nature: Shares are held by Menlo XI, L.P. MV Management XI, L.L.C. ("MVM XI") is the general partner of Menlo XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by Menlo XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 26, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 GrantClass A Common Stock 1,405 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 4

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MMSOP, L.P.

Disclosed balance after: 45,760

F1 · kind: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2 · kind: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F1 · price: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F9 · balance_after: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MMSOP to its general partner, MSOP GP, and limited partners for no additional consideration, and the further pro rata distribution in kind by MSOP GP, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F10 · ownership.nature: Shares are held by MMSOP. MSOP GP is the general partner of MMSOP. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MMSOP. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 26, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 GrantClass A Common Stock 86,408 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 3

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Menlo Inflection I, L.P.

Disclosed balance after: 2,814,326

F1 · kind: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2 · kind: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F1 · price: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F7 · balance_after: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MI to its general partner, MSOP GP, and limited partners for no additional consideration, and the further pro rata distribution in kind by MSOP GP, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F8 · ownership.nature: Shares are held by MI. MSOP GP, L.L.C. ("MSOP GP") is the general partner of MI. The Reporting Person is a managing member of MSOP GP and may be deemed to beneficially own the shares held by MI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 26, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 GrantClass A Common Stock 6,828 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 2

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MMEF XI, L.P.

Disclosed balance after: 222,404

F1 · kind: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2 · kind: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F1 · price: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F5 · balance_after: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by MMEF XI to its general partner, MVM XI, and limited partners for no additional consideration, and the further pro rata distribution in kind by MVM XI, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F6 · ownership.nature: Shares are held by MMEF XI. MVM XI is the general partner of MMEF XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by MMEF XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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February 26, 2024 Filed Feb 28, 2024 16:33 UTC ROVER GROUP, INC. ROVR · Entity 93736 GrantClass A Common Stock 175,591 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005733 · form4-02282024_090238.xml · nonDerivative · entry 1

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Menlo Ventures XI, L.P.

Disclosed balance after: 5,719,022

F1 · kind: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F2 · kind: The 2023 Merger (as defined below) constitutes a "Change of Control" for purposes of the SPAC Merger Agreement. Upon consummation of the Merger, all remaining earnout milestones set forth in the SPAC Merger Agreement were deemed to have occurred, and all remaining SPAC Merger Earnout Shares issuable under the SPAC Merger Agreement were issued to the Legacy Rover stockholders, effective as of immediately prior to the consummation of the 2023 Merger at the ratio of 0.0183 SPAC Merger Earnout Share per share of Legacy Rover's common stock held immediately prior to the consummation of the de-SPAC transaction, rounded down to the nearest share, with any fractional shares paid out in cash.

F1 · price: Pursuant to an "earn-out" provision of the Business Combination Agreement and Plan of Merger, dated February 10, 2021 (the "SPAC Merger Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover"), Legacy Rover stockholders, including Menlo Ventures XI, L.P. ("Menlo XI"), MMEF XI, L.P. ("MMEF XI"), Menlo Inflection I, L.P., formerly known as Menlo Special Opportunities Fund, L.P., ("MI"), and MMSOP, L.P. ("MMSOP") were entitled to receive shares of Rover's common stock ("SPAC Merger Earnout Shares"), subject to the occurrence of certain triggering events, including the occurrence of a "Change of Control" (as defined in the SPAC Merger Agreement) of Rover.

F3 · balance_after: The shares held prior to the transactions reported herein reflect the pro rata distributions in kind of shares of common stock by Menlo XI to its general partner, MVM XI, and limited partners for no additional consideration, and the further pro rata distribution in kind by MVM XI, for no additional consideration, to its members. The distribution of such shares constituted a change in the Reporting Person's form of ownership, which was exempt from reporting pursuant to Rule 16a-13.

F4 · ownership.nature: Shares are held by Menlo XI, L.P. MV Management XI, L.L.C. ("MVM XI") is the general partner of Menlo XI. The Reporting Person is a managing member of MVM XI and may be deemed to beneficially own the shares held by Menlo XI. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 23, 2021 Filed Nov 24, 2021 16:32 UTC ROVER GROUP, INC. ROVR · Entity 93736 SaleClass A Common Stock 2,290 $10.00 $22,900.00
Disclosure

SEC source: 0001562180-21-007280 · primarydocument.xml · nonDerivative · entry 4

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMSOP, L.P.

Disclosed balance after: 88,711

F1 · kind: This filing relates to the sale of shares pursuant to the closing of a previously announced registered secondary offering.

F5 · ownership.nature: Shares are held by MMSOP, L.P. MSOP GP, L.L.C. is the general partner of MMSOP, L.P. The Reporting Person is a managing member of MSOP GP, L.L.C. and may be deemed to beneficially own the shares held by MMSOP, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 23, 2021 Filed Nov 24, 2021 16:32 UTC ROVER GROUP, INC. ROVR · Entity 93736 SaleClass A Common Stock 11,118 $10.00 $111,180.00
Disclosure

SEC source: 0001562180-21-007280 · primarydocument.xml · nonDerivative · entry 3

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMEF XI, L.P.

Disclosed balance after: 431,156

F1 · kind: This filing relates to the sale of shares pursuant to the closing of a previously announced registered secondary offering.

F4 · ownership.nature: Shares are held by MMEF XI, L.P. MV Management XI, L.L.C. is the general partner of MMEF XI, L.P. The Reporting Person is a managing member of MV Management XI, L.L.C. and may be deemed to beneficially own the shares held by MMEF XI, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 23, 2021 Filed Nov 24, 2021 16:32 UTC ROVER GROUP, INC. ROVR · Entity 93736 SaleClass A Common Stock 285,901 $10.00 $2,859,010.00
Disclosure

SEC source: 0001562180-21-007280 · primarydocument.xml · nonDerivative · entry 2

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Ventures XI, L.P.

Disclosed balance after: 11,086,863

F1 · kind: This filing relates to the sale of shares pursuant to the closing of a previously announced registered secondary offering.

F3 · ownership.nature: Shares are held by Menlo Ventures XI, L.P. MV Management XI, L.L.C. is the general partner of Menlo Ventures XI, L.P. The Reporting Person is a managing member of MV Management XI, L.L.C. and may be deemed to beneficially own the shares held by Menlo Ventures XI, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 23, 2021 Filed Nov 24, 2021 16:32 UTC ROVER GROUP, INC. ROVR · Entity 93736 SaleClass A Common Stock 140,691 $10.00 $1,406,910.00
Disclosure

SEC source: 0001562180-21-007280 · primarydocument.xml · nonDerivative · entry 1

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Special Opportunities Fund, L.P.

Disclosed balance after: 5,455,836

F1 · kind: This filing relates to the sale of shares pursuant to the closing of a previously announced registered secondary offering.

F2 · ownership.nature: Shares are held by Menlo Special Opportunities Fund, L.P. MSOP GP, L.L.C. is the general partner of Menlo Special Opportunities Fund, L.P. The Reporting Person is a managing member of MSOP GP, L.L.C. and may be deemed to beneficially own the shares held by Menlo Special Opportunities Fund, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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September 29, 2021 Filed Oct 1, 2021 21:36 UTC ROVER GROUP, INC. ROVR · Entity 93736 GrantClass A Common Stock 11,240 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058670 · doc4.xml · nonDerivative · entry 4

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMSOP, L.P.

Disclosed balance after: 91,001

F1 · kind: On September 29, 2021, Menlo Ventures XI, L.P. ("MVXI"), MMEF XI, L.P. ("MMEF"), Menlo Special Opportunities Fund, L.P. ("MSOF"), and MMSOP, L.P. ("MMSOP") became entitled to receive 1,404,728, 54,628, 691,264 and 91,001 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover").

F2 · kind: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including MVXI, MMEF, MSOF and MMSOP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement.

F3 · kind: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of MVXI's, MMEF's, MSOF's and MMSOP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger.

F1 · price: On September 29, 2021, Menlo Ventures XI, L.P. ("MVXI"), MMEF XI, L.P. ("MMEF"), Menlo Special Opportunities Fund, L.P. ("MSOF"), and MMSOP, L.P. ("MMSOP") became entitled to receive 1,404,728, 54,628, 691,264 and 91,001 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover").

F2 · price: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including MVXI, MMEF, MSOF and MMSOP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement.

F3 · price: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of MVXI's, MMEF's, MSOF's and MMSOP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger.

F7 · ownership.nature: Shares are held by MMSOP, L.P. MSOP GP, L.L.C. is the general partner of MMSOP, L.P. The Reporting Person is a managing member of MSOP GP, L.L.C. and may be deemed to beneficially own the shares held by MMSOP, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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September 29, 2021 Filed Oct 1, 2021 21:36 UTC ROVER GROUP, INC. ROVR · Entity 93736 GrantClass A Common Stock 691,264 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058670 · doc4.xml · nonDerivative · entry 3

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Special Opportunities Fund, L.P.

Disclosed balance after: 5,596,527

F1 · kind: On September 29, 2021, Menlo Ventures XI, L.P. ("MVXI"), MMEF XI, L.P. ("MMEF"), Menlo Special Opportunities Fund, L.P. ("MSOF"), and MMSOP, L.P. ("MMSOP") became entitled to receive 1,404,728, 54,628, 691,264 and 91,001 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover").

F2 · kind: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including MVXI, MMEF, MSOF and MMSOP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement.

F3 · kind: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of MVXI's, MMEF's, MSOF's and MMSOP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger.

F1 · price: On September 29, 2021, Menlo Ventures XI, L.P. ("MVXI"), MMEF XI, L.P. ("MMEF"), Menlo Special Opportunities Fund, L.P. ("MSOF"), and MMSOP, L.P. ("MMSOP") became entitled to receive 1,404,728, 54,628, 691,264 and 91,001 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover").

F2 · price: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including MVXI, MMEF, MSOF and MMSOP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement.

F3 · price: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of MVXI's, MMEF's, MSOF's and MMSOP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger.

F6 · ownership.nature: Shares are held by Menlo Special Opportunities Fund, L.P. MSOP GP, L.L.C. is the general partner of Menlo Special Opportunities Fund, L.P. The Reporting Person is a managing member of MSOP GP, L.L.C. and may be deemed to beneficially own the shares held by Menlo Special Opportunities Fund, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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September 29, 2021 Filed Oct 1, 2021 21:36 UTC ROVER GROUP, INC. ROVR · Entity 93736 GrantClass A Common Stock 54,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058670 · doc4.xml · nonDerivative · entry 2

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMEF XI, L.P

Disclosed balance after: 442,274

F1 · kind: On September 29, 2021, Menlo Ventures XI, L.P. ("MVXI"), MMEF XI, L.P. ("MMEF"), Menlo Special Opportunities Fund, L.P. ("MSOF"), and MMSOP, L.P. ("MMSOP") became entitled to receive 1,404,728, 54,628, 691,264 and 91,001 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover").

F2 · kind: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including MVXI, MMEF, MSOF and MMSOP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement.

F3 · kind: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of MVXI's, MMEF's, MSOF's and MMSOP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger.

F1 · price: On September 29, 2021, Menlo Ventures XI, L.P. ("MVXI"), MMEF XI, L.P. ("MMEF"), Menlo Special Opportunities Fund, L.P. ("MSOF"), and MMSOP, L.P. ("MMSOP") became entitled to receive 1,404,728, 54,628, 691,264 and 91,001 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover").

F2 · price: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including MVXI, MMEF, MSOF and MMSOP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement.

F3 · price: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of MVXI's, MMEF's, MSOF's and MMSOP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger.

F5 · ownership.nature: Shares are held by MMEF XI, L.P. MV Management XI, L.L.C. is the general partner of MMEF XI, L.P. The Reporting Person is a managing member of MV Management XI, L.L.C. and may be deemed to beneficially own the shares held by MMEF XI, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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September 29, 2021 Filed Oct 1, 2021 21:36 UTC ROVER GROUP, INC. ROVR · Entity 93736 GrantClass A Common Stock 1,404,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058670 · doc4.xml · nonDerivative · entry 1

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Menlo Ventures XI, L.P.

Disclosed balance after: 11,372,764

F1 · kind: On September 29, 2021, Menlo Ventures XI, L.P. ("MVXI"), MMEF XI, L.P. ("MMEF"), Menlo Special Opportunities Fund, L.P. ("MSOF"), and MMSOP, L.P. ("MMSOP") became entitled to receive 1,404,728, 54,628, 691,264 and 91,001 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover").

F2 · kind: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including MVXI, MMEF, MSOF and MMSOP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement.

F3 · kind: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of MVXI's, MMEF's, MSOF's and MMSOP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger.

F1 · price: On September 29, 2021, Menlo Ventures XI, L.P. ("MVXI"), MMEF XI, L.P. ("MMEF"), Menlo Special Opportunities Fund, L.P. ("MSOF"), and MMSOP, L.P. ("MMSOP") became entitled to receive 1,404,728, 54,628, 691,264 and 91,001 shares, respectively, of Rover Group, Inc. Class A common stock, par value $0.0001 per share ("Class A Common Stock"), pursuant to an "earn-out" provision of the Business Combination Agreement, dated as of February 10, 2021 (the "Business Combination Agreement"), by and among Nebula Caravel Acquisition Corp. (n/k/a Rover Group, Inc.) ("Caravel"), Fetch Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Caravel, and A Place for Rover, Inc., a Delaware corporation ("Legacy Rover").

F2 · price: Section 3.7 of the Business Combination Agreement provided that Legacy Rover stockholders would receive additional shares of Class A Common Stock, for no additional consideration, if the volume weighted average price of Class A Common Stock over twenty trading days within any thirty trading day period during the Earnout Period (as defined in the Business Combination Agreement) was greater than or equal to (1) $12.00 and (2) $14.00. As Triggering Events I and II (as defined in the Business Combination Agreement) were satisfied as of September 29, 2021, Legacy Rover's former stockholders, including MVXI, MMEF, MSOF and MMSOP, acquired additional shares of Class A Common Stock pursuant to the Business Combination Agreement.

F3 · price: The number of shares issuable pursuant to the earn-out right was determined on September 29, 2021 pursuant to a formula set forth in the Business Combination Agreement. For each Triggering Event, Legacy Rover stockholders received Class A Common Stock at a ratio of 0.0731 shares of Class A Common Stock for each share of Legacy Rover stock held immediately prior to the merger. Each of MVXI's, MMEF's, MSOF's and MMSOP's right to receive additional shares became fixed and irrevocable on July 30, 2021, the effective date of the merger.

F4 · ownership.nature: Shares are held by Menlo Ventures XI, L.P. MV Management XI, L.L.C. is the general partner of Menlo Ventures XI, L.P. The Reporting Person is a managing member of MV Management XI, L.L.C. and may be deemed to beneficially own the shares held by Menlo Ventures XI, L.P. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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October 23, 2012 Filed Oct 24, 2012 01:46 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-055390 · rrd358568.xml · nonDerivative · entry 1

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · price: Globespan Capital Partners V, L.P. (the "Fund") participated in a secondary offering by the Issuer (the closing of which occurred on October 23, 2012) in which the Fund sold 1,500,000 of the 4,917,543 shares of Common Stock of the Issuer held by the Fund prior to such sale, at a price to the public of $63.00 per share (before underwriting discounts and associated expenses of the offering). After giving effect to such sale, the Fund holds 3,417,543 shares of Common Stock of the Issuer. Globespan Management Associates V, L.P. is the sole general partner (the "General Partner") of the Fund, and Globespan Management Associates V, LLC is the sole general partner of the General Partner.

F2 · price: The reporting person is a limited partner of the General Partner and a Managing Director of the management company of the Fund. The reporting person disclaims beneficial ownership of the shares held by the Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his limited partnership interest in the General Partner.

F1 · ownership.nature: Globespan Capital Partners V, L.P. (the "Fund") participated in a secondary offering by the Issuer (the closing of which occurred on October 23, 2012) in which the Fund sold 1,500,000 of the 4,917,543 shares of Common Stock of the Issuer held by the Fund prior to such sale, at a price to the public of $63.00 per share (before underwriting discounts and associated expenses of the offering). After giving effect to such sale, the Fund holds 3,417,543 shares of Common Stock of the Issuer. Globespan Management Associates V, L.P. is the sole general partner (the "General Partner") of the Fund, and Globespan Management Associates V, LLC is the sole general partner of the General Partner.

F2 · ownership.nature: The reporting person is a limited partner of the General Partner and a Managing Director of the management company of the Fund. The reporting person disclaims beneficial ownership of the shares held by the Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his limited partnership interest in the General Partner.

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July 25, 2012 Filed Jul 26, 2012 01:27 UTC Palo Alto Networks Inc PANW · Entity 1811 ConversionSeries C Preferred Stock · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-042193 · rrd351687.xml · derivative · entry 3

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the shares of Series C Preferred Stock converted into 817,013 shares of Common Stock.

F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the shares of Series C Preferred Stock converted into 817,013 shares of Common Stock.

F4 · derivative.expiration_date: These securities were shares of preferred stock of the Issuer and had no expiration date.

F3 · ownership.nature: Globespan Capital Partners V, L.P. (the "Fund") held 39,477 shares of Common Stock, 4,061,053 shares of Series B Preferred Stock and 817,013 shares of Series C Preferred Stock of the Issuer. Globespan Management Associates V, L.P. is the sole general partner (the "General Partner") of the Fund and Globespan Management Associates V, LLC (the "GPLLC") is the sole general partner of the General Partner. Mr. Ganesan is a limited partner of the General Partner and a Managing Director of the management company of the Fund. Mr. Ganesan disclaims beneficial ownership of the shares held by the Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his limited partnership interest in the General Partner.

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July 25, 2012 Filed Jul 26, 2012 01:27 UTC Palo Alto Networks Inc PANW · Entity 1811 ConversionSeries B Preferred Stock · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001181431-12-042193 · rrd351687.xml · derivative · entry 2

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the shares of Series B Preferred Stock converted into 4,061,053 shares of Common Stock.

F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the shares of Series B Preferred Stock converted into 4,061,053 shares of Common Stock.

F4 · derivative.expiration_date: These securities were shares of preferred stock of the Issuer and had no expiration date.

F3 · ownership.nature: Globespan Capital Partners V, L.P. (the "Fund") held 39,477 shares of Common Stock, 4,061,053 shares of Series B Preferred Stock and 817,013 shares of Series C Preferred Stock of the Issuer. Globespan Management Associates V, L.P. is the sole general partner (the "General Partner") of the Fund and Globespan Management Associates V, LLC (the "GPLLC") is the sole general partner of the General Partner. Mr. Ganesan is a limited partner of the General Partner and a Managing Director of the management company of the Fund. Mr. Ganesan disclaims beneficial ownership of the shares held by the Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his limited partnership interest in the General Partner.

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July 25, 2012 Filed Jul 26, 2012 01:27 UTC Palo Alto Networks Inc PANW · Entity 1811 ConversionCommon Stock 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-12-042193 · rrd351687.xml · nonDerivative · entry 1

GANESAN VENKY · CIK 0001554371 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon the closing of the Issuer's initial public offering, the shares of Series B Preferred Stock converted into 4,061,053 shares of Common Stock.

F2 · price: Upon the closing of the Issuer's initial public offering, the shares of Series C Preferred Stock converted into 817,013 shares of Common Stock.

F3 · ownership.nature: Globespan Capital Partners V, L.P. (the "Fund") held 39,477 shares of Common Stock, 4,061,053 shares of Series B Preferred Stock and 817,013 shares of Series C Preferred Stock of the Issuer. Globespan Management Associates V, L.P. is the sole general partner (the "General Partner") of the Fund and Globespan Management Associates V, LLC (the "GPLLC") is the sole general partner of the General Partner. Mr. Ganesan is a limited partner of the General Partner and a Managing Director of the management company of the Fund. Mr. Ganesan disclaims beneficial ownership of the shares held by the Fund and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his limited partnership interest in the General Partner.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.