Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LAM RESEARCH CORP
Report date November 01, 2012 · Filed November 05, 2012
Section 16 reporting ended · disclosed 2012-11-05. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
MICRON TECHNOLOGY INC
Report date January 26, 2012 · Filed January 28, 2012
Section 16 reporting ended · disclosed 2012-01-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 247,094 |
Reported balance
After 2012-01-26 transaction · row 1
1 source rowRow 1 · 2012-01-26 · Grant · Acquired 49,425 · Balance 247,094 F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors. F2: Not Applicable - release of deferred stock |
| Deferred Stock RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-01-26 | Direct | 0 |
Reported balance
After 2012-01-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2012-01-26 · Exercise / conversion · Disposed 49,425 · Balance 0 F3: Each deferred stock right was the economic equivalent of one share of issuer common stock. On January 26, 2012, the reporting person's deferred stock rights were settled for an equal number of shares of issuer common stock. F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors.
F2: Not Applicable - release of deferred stock
F3: Each deferred stock right was the economic equivalent of one share of issuer common stock. On January 26, 2012, the reporting person's deferred stock rights were settled for an equal number of shares of issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2004 Filed Nov 24, 2004 20:56 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $26.40 | $660,000.00 |
DisclosureSEC source: 0001016317-04-000035 · primary_doc.xml · nonDerivative · entry 5 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 sales plan dated 3/12/04. Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 20:56 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 3,960 | $9.67 | $38,293.20 |
DisclosureSEC source: 0001016317-04-000035 · primary_doc.xml · nonDerivative · entry 3 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 20:56 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 30,000 | $6.93 | $207,900.00 |
DisclosureSEC source: 0001016317-04-000035 · primary_doc.xml · nonDerivative · entry 2 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 20:56 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $6.93 Strike: $6.93 | $173,250.00 |
DisclosureSEC source: 0001016317-04-000035 · primary_doc.xml · derivative · entry 8 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2006-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 20:56 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $26.25 | $656,250.00 |
DisclosureSEC source: 0001016317-04-000035 · primary_doc.xml · nonDerivative · entry 4 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 sales plan dated 3/12/04. Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 20:56 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 25,000 | $6.93 | $173,250.00 |
DisclosureSEC source: 0001016317-04-000035 · primary_doc.xml · nonDerivative · entry 1 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 21,040 | $9.67 Strike: $9.67 | $203,456.80 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · derivative · entry 21 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,253,960 Underlying: Common Stock · 21,040 shares Expires 2009-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $6.93 Strike: $6.93 | $207,900.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · derivative · entry 20 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2006-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 21,040 | $27.18 | $571,867.20 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 16 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $27.70 | $277,000.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 15 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,000 | $27.67 | $553,400.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 14 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 21,040 | $9.67 | $203,456.80 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 5 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 30,000 | $6.93 | $207,900.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 4 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2004 Filed Nov 23, 2004 17:34 UTC | MICRON TECHNOLOGY INC MU · Entity 2793 | GrantCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000723125-04-000027 · edgar.xml · nonDerivative · entry 1 BAGLEY JAMES W · CIK 0001016317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 F1 · price: Not applicable, grant of restricted stock. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 35,000 | $6.93 Strike: $6.93 | $242,550.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · derivative · entry 19 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2006-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $28.00 | $140,000.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 13 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 10,000 | $27.04 | $270,400.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 12 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,000 | $26.86 | $537,200.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 11 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 18, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 35,000 | $6.93 | $242,550.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 3 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $9.67 Strike: $9.67 | $483,500.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · derivative · entry 18 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2009-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 35,000 | $6.93 Strike: $6.93 | $242,550.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · derivative · entry 17 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2006-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 50,000 | $27.55 | $1,377,500.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 10 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $28.00 | $140,000.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 9 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $27.29 | $136,450.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 8 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $27.07 | $135,350.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 7 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,000 | $27.03 | $540,600.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 6 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 50,000 | $9.67 | $483,500.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 2 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 19, 2004 22:36 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 35,000 | $6.93 | $242,550.00 |
DisclosureSEC source: 0001016317-04-000034 · primary_doc.xml · nonDerivative · entry 1 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $6.93 Strike: $6.93 | $207,900.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · derivative · entry 15 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,425,000 Underlying: Common Stock · 30,000 shares Expires 2006-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $27.00 | $135,000.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 10 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 16, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $26.73 | $668,250.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 9 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 16, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 30,000 | $6.93 | $207,900.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 4 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $4.82 Strike: $4.82 | $482,290.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · derivative · entry 14 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2008-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Option is 100% vested as of 3/1/02. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $9.67 Strike: $9.67 | $241,750.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · derivative · entry 13 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2009-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Option is 100% vested as of 10/17/04. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $6.93 Strike: $6.93 | $207,900.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · derivative · entry 12 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2006-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GiftCommon Stock | 100,000 | $27.13 | $2,713,000.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 11 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 25,000 | $26.88 | $672,000.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 8 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $27.00 | $135,000.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 7 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $26.16 | $130,800.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 6 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,000 | $26.17 | $523,400.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 5 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 100,000 | $4.82 | $482,290.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 3 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 25,000 | $9.67 | $241,750.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 2 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 20:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 30,000 | $6.93 | $207,900.00 |
DisclosureSEC source: 0001016317-04-000033 · primary_doc.xml · nonDerivative · entry 1 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2004 Filed Nov 12, 2004 23:51 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $6.93 Strike: $6.93 | $173,250.00 |
DisclosureSEC source: 0001016317-04-000032 · primary_doc.xml · derivative · entry 8 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,610,000 Underlying: Common Stock · 25,000 shares Expires 2006-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2004 Filed Nov 12, 2004 23:51 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $26.00 | $130,000.00 |
DisclosureSEC source: 0001016317-04-000032 · primary_doc.xml · nonDerivative · entry 6 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 12, 2004 Filed Nov 12, 2004 23:51 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,000 | $25.69 | $513,800.00 |
DisclosureSEC source: 0001016317-04-000032 · primary_doc.xml · nonDerivative · entry 5 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 12, 2004 Filed Nov 12, 2004 23:51 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 25,000 | $6.93 | $173,250.00 |
DisclosureSEC source: 0001016317-04-000032 · primary_doc.xml · nonDerivative · entry 2 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2004 Filed Nov 12, 2004 23:51 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $6.93 Strike: $6.93 | $173,250.00 |
DisclosureSEC source: 0001016317-04-000032 · primary_doc.xml · derivative · entry 7 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2006-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2004 Filed Nov 12, 2004 23:51 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 5,000 | $26.00 | $130,000.00 |
DisclosureSEC source: 0001016317-04-000032 · primary_doc.xml · nonDerivative · entry 4 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
| November 11, 2004 Filed Nov 12, 2004 23:51 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 20,000 | $25.52 | $510,400.00 |
DisclosureSEC source: 0001016317-04-000032 · primary_doc.xml · nonDerivative · entry 3 BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.