TapewireFind a company

person · Reporting owner

BAGLEY JAMES W

Disclosed activity across 2 companies

Tapewire entity
12788
SEC CIK
0001016317

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LAM RESEARCH CORP

Report date November 01, 2012 · Filed November 05, 2012

Section 16 reporting ended · disclosed 2012-11-05. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

MICRON TECHNOLOGY INC

Report date January 26, 2012 · Filed January 28, 2012

Section 16 reporting ended · disclosed 2012-01-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect247,094 Reported balance After 2012-01-26 transaction · row 1
1 source row

Row 1 · 2012-01-26 · Grant · Acquired 49,425 · Balance 247,094

F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors.

F2: Not Applicable - release of deferred stock

Deferred Stock RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-01-26Direct0 Reported balance After 2012-01-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2012-01-26 · Exercise / conversion · Disposed 49,425 · Balance 0

F3: Each deferred stock right was the economic equivalent of one share of issuer common stock. On January 26, 2012, the reporting person's deferred stock rights were settled for an equal number of shares of issuer common stock.

F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors.

F2: Not Applicable - release of deferred stock

F3: Each deferred stock right was the economic equivalent of one share of issuer common stock. On January 26, 2012, the reporting person's deferred stock rights were settled for an equal number of shares of issuer common stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2005 Filed Jan 13, 2005 22:34 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $26.06 $651,500.00
Disclosure

SEC source: 0001016317-05-000003 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 12, 2005 Filed Jan 13, 2005 22:34 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000003 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2005 Filed Jan 13, 2005 22:34 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $18.47 Strike: $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000003 · primary_doc.xml · derivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2005 Filed Jan 13, 2005 22:34 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $26.00 $650,000.00
Disclosure

SEC source: 0001016317-05-000003 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 11, 2005 Filed Jan 13, 2005 22:34 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000003 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $18.47 Strike: $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · derivative · entry 9

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,000

Underlying: Common Stock · 25,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $26.00 $650,000.00
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 10, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $18.47 Strike: $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · derivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $26.00 $650,000.00
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 07, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $18.47 Strike: $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · derivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $26.00 $650,000.00
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 06, 2005 Filed Jan 10, 2005 23:17 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000002 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $18.47 Strike: $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · derivative · entry 11

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,907,000

Underlying: Common Stock · 25,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $26.17 $654,250.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · nonDerivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 05, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $18.47 $461,857.50
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $18.47 Strike: $18.47 $554,229.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · derivative · entry 10

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 5,000 $27.47 $137,350.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · nonDerivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 04, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $27.48 $687,000.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 04, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 30,000 $18.47 $554,229.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 40,000 $18.47 Strike: $18.47 $738,972.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · derivative · entry 9

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 5,000 $29.00 $145,000.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 35,000 $28.70 $1,004,500.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Plan.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:44 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 40,000 $18.47 $738,972.00
Disclosure

SEC source: 0001016317-05-000001 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2004 Filed Jan 3, 2005 19:50 UTC MICRON TECHNOLOGY INC MU · Entity 2793 OtherDefferred Stock Rights · Derivative 1,018 $12.29 Strike: $12.29 $12,511.22
Disclosure

SEC source: 0000723125-05-000001 · edgar.xml · derivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,867

Underlying: Common Stock · 1,018 shares

Expires not disclosed

F1 · kind: These rights were acquired through participation in the Non-Employee Directors Stock Incentive Plan.

F2 · derivative.exercise_date: Deferred rights can be converted into the Company's Common Stock upon retirement from the Board of Directors.

F2 · derivative.expiration_date: Deferred rights can be converted into the Company's Common Stock upon retirement from the Board of Directors.

Read SEC document
December 07, 2004 Filed Dec 9, 2004 22:40 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 23,514 $9.67 Strike: $9.67 $227,380.38
Disclosure

SEC source: 0001016317-04-000038 · primary_doc.xml · derivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002,000

Underlying: Common Stock · 23,514 shares

Expires 2009-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2004 Filed Dec 9, 2004 22:40 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 23,514 $29.36 $690,371.04
Disclosure

SEC source: 0001016317-04-000038 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
December 07, 2004 Filed Dec 9, 2004 22:40 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 23,514 $9.67 $227,380.38
Disclosure

SEC source: 0001016317-04-000038 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2004 Filed Dec 3, 2004 23:18 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 26,486 $9.67 Strike: $9.67 $256,119.62
Disclosure

SEC source: 0001016317-04-000037 · primary_doc.xml · derivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025,514

Underlying: Common Stock · 26,486 shares

Expires 2009-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2004 Filed Dec 3, 2004 23:18 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 26,486 $29.50 $781,337.00
Disclosure

SEC source: 0001016317-04-000037 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
December 03, 2004 Filed Dec 3, 2004 23:18 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 26,486 $9.67 $256,119.62
Disclosure

SEC source: 0001016317-04-000037 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2004 Filed Aug 10, 2005 22:30 UTC LAM RESEARCH CORP LRCX · Entity 1467 GiftCommon Stock 19,000 $29.25 $555,750.00
Disclosure

SEC source: 0001016317-05-000013 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,000

Read SEC document
December 01, 2004 Filed Dec 3, 2004 23:18 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $9.67 Strike: $9.67 $483,500.00
Disclosure

SEC source: 0001016317-04-000037 · primary_doc.xml · derivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2009-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 23:18 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 50,000 $27.30 $1,364,905.00
Disclosure

SEC source: 0001016317-04-000037 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 01, 2004 Filed Dec 3, 2004 23:18 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 50,000 $9.67 $483,500.00
Disclosure

SEC source: 0001016317-04-000037 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $6.93 Strike: $6.93 $173,250.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · derivative · entry 10

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,120,000

Underlying: Common Stock · 25,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $26.31 $657,750.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · nonDerivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04.

Read SEC document
November 29, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $6.93 $173,250.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $6.93 Strike: $6.93 $173,250.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · derivative · entry 9

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $26.20 $655,000.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04.

Read SEC document
November 26, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $6.93 $173,250.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 25,000 $6.93 Strike: $6.93 $173,250.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · derivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 5,000 $26.40 $132,000.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 20,000 $26.39 $527,800.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated 3/12/04.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 23:02 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $6.93 $173,250.00
Disclosure

SEC source: 0001016317-04-000036 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2004 Filed Nov 24, 2004 20:56 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 3,960 $9.67 Strike: $9.67 $38,293.20
Disclosure

SEC source: 0001016317-04-000035 · primary_doc.xml · derivative · entry 10

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195,000

Underlying: Common Stock · 3,960 shares

Expires 2009-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2004 Filed Nov 24, 2004 20:56 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $6.93 Strike: $6.93 $207,900.00
Disclosure

SEC source: 0001016317-04-000035 · primary_doc.xml · derivative · entry 9

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2004 Filed Nov 24, 2004 20:56 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 3,960 $26.56 $105,177.60
Disclosure

SEC source: 0001016317-04-000035 · primary_doc.xml · nonDerivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
November 23, 2004 Filed Nov 24, 2004 20:56 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 5,000 $27.00 $135,000.00
Disclosure

SEC source: 0001016317-04-000035 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 sales plan dated 3/12/04.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.