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Platt James

Disclosed activity across 1 company

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127867
SEC CIK
0001870432

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aon plcAON · Entity 2608Chief Operating OfficerFebruary 17, 2022April 26, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aon plc

Report date February 17, 2022 · Filed April 26, 2022 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share Unit (Right to Receive)SEC Table II · derivative / convertible security · Expires 2025-02-17Direct929 Reported balance After 2022-02-17 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2022-02-17 · Grant · Acquired 929 · Balance 929

F1: This Amendment is being filed to correct the number of shares reported in this transaction. The original reported number of 325 is hereby corrected to disclose 929 restricted share units granted in this transaction.

F2: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person.

F3: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: This Amendment is being filed to correct the number of shares reported in this transaction. The original reported number of 325 is hereby corrected to disclose 929 restricted share units granted in this transaction.

F2: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person.

F3: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2022 Filed Mar 17, 2022 22:55 UTC Aon plc AON · Entity 2608 Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 314 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019774 · doc4.xml · derivative · entry 6

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629

Underlying: Class A Ordinary Shares · 314 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person.

F5 · derivative.exercise_date: A restricted share unit award was granted on March 15, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

F5 · derivative.expiration_date: A restricted share unit award was granted on March 15, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:55 UTC Aon plc AON · Entity 2608 Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019774 · doc4.xml · derivative · entry 5

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 377 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on March 15, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

F4 · derivative.expiration_date: A restricted share unit award was granted on March 15, 2019 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:55 UTC Aon plc AON · Entity 2608 Tax withholdingClass A Ordinary Stock 148 $307.62 $45,527.76
Disclosure

SEC source: 0001209191-22-019774 · doc4.xml · nonDerivative · entry 4

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:55 UTC Aon plc AON · Entity 2608 Exercise / conversionClass A Ordinary Stock 314 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019774 · doc4.xml · nonDerivative · entry 3

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:55 UTC Aon plc AON · Entity 2608 Tax withholdingClass A Ordinary Stock 178 $307.62 $54,756.36
Disclosure

SEC source: 0001209191-22-019774 · doc4.xml · nonDerivative · entry 2

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,424

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:55 UTC Aon plc AON · Entity 2608 Exercise / conversionClass A Ordinary Stock 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019774 · doc4.xml · nonDerivative · entry 1

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
March 11, 2022 Filed Mar 16, 2022 00:32 UTC Aon plc AON · Entity 2608 Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019007 · doc4.xml · derivative · entry 3

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151

Underlying: Class A Ordinary Shares · 151 shares

Expires 2023-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on March 13, 2020 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant

F4 · derivative.expiration_date: A restricted share unit award was granted on March 13, 2020 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant

Read SEC document
March 11, 2022 Filed Mar 16, 2022 00:32 UTC Aon plc AON · Entity 2608 Tax withholdingClass A Ordinary Stock 71 $295.33 $20,968.43
Disclosure

SEC source: 0001209191-22-019007 · doc4.xml · nonDerivative · entry 2

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award

Read SEC document
March 11, 2022 Filed Mar 16, 2022 00:32 UTC Aon plc AON · Entity 2608 Exercise / conversionClass A Ordinary Stock 151 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-019007 · doc4.xml · nonDerivative · entry 1

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 00:32 UTC Aon plc AON · Entity 2608 GrantRestricted Share Unit (Right to Receive) · Derivative 325 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011957 · doc4.xml · derivative · entry 3

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325

Underlying: Class A Ordinary Shares · 325 shares

Expires 2025-02-17

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.

F4 · derivative.expiration_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 00:32 UTC Aon plc AON · Entity 2608 Tax withholdingClass A Ordinary Stock 3,335 $281.04 $937,268.40
Disclosure

SEC source: 0001209191-22-011957 · doc4.xml · nonDerivative · entry 2

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,145

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
February 17, 2022 Filed Feb 23, 2022 00:32 UTC Aon plc AON · Entity 2608 GrantClass A Ordinary Stock 7,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-011957 · doc4.xml · nonDerivative · entry 1

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,480

F1 · kind: Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the fourteenth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 17, 2022, based on the Company's performance for the period from January 1, 2019 to December 31, 2021.

F1 · price: Represents Class A Ordinary Shares issued upon the settlement of performance share unit awards originally granted approximately three years ago under the fourteenth cycle of the Company's Leadership Performance Program. The number of shares issued was determined by the Organization and Compensation Committee of the Board of Directors on February 17, 2022, based on the Company's performance for the period from January 1, 2019 to December 31, 2021.

Read SEC document
February 17, 2022 Filed Apr 26, 2022 00:26 UTC Amendment Aon plc AON · Entity 2608 GrantRestricted Share Unit (Right to Receive) · Derivative 929 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025569 · doc4a.xml · derivative · entry 1

Platt James · CIK 0001870432 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929

Underlying: Class A Ordinary Shares · 929 shares

Expires 2025-02-17

F1 · security: This Amendment is being filed to correct the number of shares reported in this transaction. The original reported number of 325 is hereby corrected to disclose 929 restricted share units granted in this transaction.

F2 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of $0.01 per share issued to the reporting person.

F3 · derivative.exercise_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.

F3 · derivative.expiration_date: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the award vests on each of the first through third anniversary of the date of the grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.