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person · Reporting owner

MUELLER HERBERT M

Disclosed activity across 2 companies

Tapewire entity
127836
SEC CIK
0001249448

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RESOURCES CONNECTION, INC.RECN · Entity 6553CFO & EVPOctober 05, 2018October 09, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RESOURCES CONNECTION, INC.

Report date October 05, 2018 · Filed October 09, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.96 · Expires 2028-10-05Direct45,000 Reported balance After 2018-10-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-10-05 · Grant · Acquired 45,000 · Balance 45,000

F1: Options vest 25% after one year and 25% each year thereafter for the next three years.

Filing footnotes · ownership attribution and instrument terms

F1: Options vest 25% after one year and 25% each year thereafter for the next three years.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VOLT INFORMATION SCIENCES, INC.

Report date April 22, 2022 · Filed April 26, 2022

Section 16 reporting ended · disclosed 2022-04-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-04-22 transaction · row 1
1 source row

Row 1 · 2022-04-22 · Other · Disposed 140,424 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of March 12, 2022 (the "Merger Agreement"), by and among Vega Consulting, Inc., a Delaware corporation ("Parent"), Vega MergerCo, Inc., a New York corporation and wholly owned subsidiary of Parent, and Volt Information Sciences, Inc., a New York corporation (the "Company"), in exchange for $6.00 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger") or in the related preceding tender offer (the "Tender Offer") at the same price. The Tender Offer expired on April 22, 2022, and the Merger closed on April 25, 2022.

Performance UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-04-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-04-25 · Grant · Acquired 11,621 · Balance 0

F2: Performance units convert into common stock on a one-for-one basis.

F3: On September 3, 2019, the reporting person was granted 59,904 performance stock units. The performance units were eligible to vest 1/3 in each of the three years following June 14, 2019 based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted were eligible to vest.

Performance UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-04-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-04-25 · Disposition to issuer · Disposed 11,621 · Balance 0

F4: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

Performance UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-04-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-04-25 · Grant · Acquired 77,685 · Balance 0

F2: Performance units convert into common stock on a one-for-one basis.

F5: On June 15, 2021, the reporting person was granted 66,587 performance stock units. The performance units were eligible to vest 1/3 in each of the three years following the grant date based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted were eligible to vest.

Performance UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-04-25 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-04-25 · Disposition to issuer · Disposed 77,685 · Balance 0

F4: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-04-25 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-04-25 · Disposition to issuer · Disposed 154,737 · Balance 0

F6: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $6.00.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of March 12, 2022 (the "Merger Agreement"), by and among Vega Consulting, Inc., a Delaware corporation ("Parent"), Vega MergerCo, Inc., a New York corporation and wholly owned subsidiary of Parent, and Volt Information Sciences, Inc., a New York corporation (the "Company"), in exchange for $6.00 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger") or in the related preceding tender offer (the "Tender Offer") at the same price. The Tender Offer expired on April 22, 2022, and the Merger closed on April 25, 2022.

F2: Performance units convert into common stock on a one-for-one basis.

F3: On September 3, 2019, the reporting person was granted 59,904 performance stock units. The performance units were eligible to vest 1/3 in each of the three years following June 14, 2019 based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted were eligible to vest.

F4: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

F5: On June 15, 2021, the reporting person was granted 66,587 performance stock units. The performance units were eligible to vest 1/3 in each of the three years following the grant date based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted were eligible to vest.

F6: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $6.00.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 25, 2022 Filed Apr 26, 2022 13:07 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Disposition to issuerRestricted Stock Unit · Derivative 154,737 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-010352 · wf-form4_165099282197466.xml · derivative · entry 6

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,737 shares

Expires not disclosed

F6 · derivative.exercise_price: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $6.00.

F6 · derivative.exercise_date: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $6.00.

F6 · derivative.expiration_date: Upon consummation of the Merger, each time-based restricted stock unit was cancelled in exchange for a cash payment equal to $6.00.

Read SEC document
April 25, 2022 Filed Apr 26, 2022 13:07 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Disposition to issuerPerformance Unit · Derivative 77,685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-010352 · wf-form4_165099282197466.xml · derivative · entry 5

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,685 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

F4 · derivative.exercise_date: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

F4 · derivative.expiration_date: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

Read SEC document
April 25, 2022 Filed Apr 26, 2022 13:07 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 GrantPerformance Unit · Derivative 77,685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-010352 · wf-form4_165099282197466.xml · derivative · entry 4

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,685 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 15, 2021, the reporting person was granted 66,587 performance stock units. The performance units were eligible to vest 1/3 in each of the three years following the grant date based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted were eligible to vest.

F5 · derivative.expiration_date: On June 15, 2021, the reporting person was granted 66,587 performance stock units. The performance units were eligible to vest 1/3 in each of the three years following the grant date based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted were eligible to vest.

Read SEC document
April 25, 2022 Filed Apr 26, 2022 13:07 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Disposition to issuerPerformance Unit · Derivative 11,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-010352 · wf-form4_165099282197466.xml · derivative · entry 3

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,621 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

F4 · derivative.exercise_date: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

F4 · derivative.expiration_date: Upon consummation of the Merger, these performance units were deemed to be earned and each was cancelled in exchange for a cash payment equal to $6.00.

Read SEC document
April 25, 2022 Filed Apr 26, 2022 13:07 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 GrantPerformance Unit · Derivative 11,621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-010352 · wf-form4_165099282197466.xml · derivative · entry 2

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,621 shares

Expires not disclosed

F2 · derivative.exercise_price: Performance units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 3, 2019, the reporting person was granted 59,904 performance stock units. The performance units were eligible to vest 1/3 in each of the three years following June 14, 2019 based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted were eligible to vest.

F3 · derivative.expiration_date: On September 3, 2019, the reporting person was granted 59,904 performance stock units. The performance units were eligible to vest 1/3 in each of the three years following June 14, 2019 based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted were eligible to vest.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 13:07 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 OtherCommon Stock 140,424 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-010352 · wf-form4_165099282197466.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of March 12, 2022 (the "Merger Agreement"), by and among Vega Consulting, Inc., a Delaware corporation ("Parent"), Vega MergerCo, Inc., a New York corporation and wholly owned subsidiary of Parent, and Volt Information Sciences, Inc., a New York corporation (the "Company"), in exchange for $6.00 per share upon the consummation of the transactions contemplated by the Merger Agreement (the "Merger") or in the related preceding tender offer (the "Tender Offer") at the same price. The Tender Offer expired on April 22, 2022, and the Merger closed on April 25, 2022.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 17:00 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 PurchaseCommon Stock 3,000 $3.28 $9,840.00
Disclosure

SEC source: 0001628280-21-019111 · wf-form4_163243084471950.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,424

Read SEC document
September 03, 2021 Filed Sep 7, 2021 19:03 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Exercise / conversionRestricted Stock Unit · Derivative 19,968 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-018180 · wf-form4_163105578163898.xml · derivative · entry 2

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,968

Underlying: Common Stock · 19,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On September 3, 2019, the reporting person was granted 59,904 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: On September 3, 2019, the reporting person was granted 59,904 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
September 03, 2021 Filed Sep 7, 2021 19:03 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Exercise / conversionCommon Stock 19,968 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-018180 · wf-form4_163105578163898.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 3, 2019, the reporting person was granted 59,904 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:22 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 GrantRestricted Stock Unit · Derivative 66,587 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012361 · wf-form4_162387851813482.xml · derivative · entry 5

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,587

Underlying: Common Stock · 66,587 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 15, 2021, the reporting person was granted 66,587 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest ratably on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: On June 15, 2021, the reporting person was granted 66,587 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:22 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Exercise / conversionRestricted Stock Unit · Derivative 34,091 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012361 · wf-form4_162387851813482.xml · derivative · entry 4

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,182

Underlying: Common Stock · 34,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 15, 2020, the reporting person was granted 102,273 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: On June 15, 2020, the reporting person was granted 102,273 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 17:22 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Exercise / conversionCommon Stock 34,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-012361 · wf-form4_162387851813482.xml · nonDerivative · entry 3

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On June 15, 2020, the reporting person was granted 102,273 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:22 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Tax withholdingCommon Stock 4,928 $4.06 $20,007.68
Disclosure

SEC source: 0001628280-21-012361 · wf-form4_162387851813482.xml · nonDerivative · entry 2

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,365

F2 · price: Represents the number of shares of common stock withheld by the issuer to satisfy the tax withholding obligations of the reporting person in connection with the vesting of 16,373 performance stock units reported in Table I.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 17:22 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 GrantCommon Stock 16,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-012361 · wf-form4_162387851813482.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,293

F1 · price: On September 3, 2019, the reporting person was granted 59,904 performance stock units. The performance units are eligible to vest 1/3 in each of the three years following June 14, 2018 based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted are eligible to vest. Each performance stock unit represents a contingent right to receive one share of the registrant's common stock.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 19:54 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 PurchaseCommon Stock 10,000 $1.18 $11,800.00
Disclosure

SEC source: 0001628280-20-013614 · wf-form4_160021404027552.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,920

Read SEC document
September 03, 2020 Filed Sep 8, 2020 17:27 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Exercise / conversionRestricted Stock Unit · Derivative 19,968 $0.00 $0.00
Disclosure

SEC source: 0001628279-20-000212 · wf-form4_159960043581488.xml · derivative · entry 2

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,936

Underlying: Common Stock · 19,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On September 3, 2019, the reporting person was granted 59,904 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: On September 3, 2019, the reporting person was granted 59,904 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 17:27 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 Exercise / conversionCommon Stock 19,968 $0.00 $0.00
Disclosure

SEC source: 0001628279-20-000212 · wf-form4_159960043581488.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 3, 2019, the reporting person was granted 59,904 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 17:50 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 GrantRestricted Stock Unit · Derivative 102,273 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009619 · wf-form4_159243058972718.xml · derivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,273

Underlying: Common Stock · 102,273 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 15, 2020, the reporting person was granted 102,273 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest ratably on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: On June 15, 2020, the reporting person was granted 102,273 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest ratably on each of the first three anniversaries of the grant date.

Read SEC document
June 14, 2020 Filed Jun 16, 2020 20:07 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 GrantCommon Stock 29,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-20-009578 · wf-form4_159235242998087.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,952

F1 · price: On September 3, 2019, the reporting person was granted 59,904 performance stock units. The performance units are eligible to vest 1/3 in each of the three years following June 14, 2019 based on the Company's achievement of certain financial performance goals measured over the applicable fiscal year performance period. At the maximum level of achievement, up to 150% of the units granted are eligible to vest. Each performance stock unit represents a contingent right to receive one share of the registrant's common stock.

Read SEC document
April 22, 2020 Filed Apr 22, 2020 13:58 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 PurchaseCommon Stock 10,000 $0.73 $7,288.00
Disclosure

SEC source: 0001628280-20-005247 · wf-form4_158757828476499.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · price: The price quoted in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.72 to $0.7321, inclusive. The reporting person undertakes to provide to Volt Information Sciences, Inc., any security holder of Volt Information Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set in this Form 4.

Read SEC document
September 11, 2019 Filed Sep 11, 2019 16:47 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 PurchaseCommon Stock 1,000 $3.00 $2,998.30
Disclosure

SEC source: 0001628280-19-011630 · wf-form4_156823485188864.xml · nonDerivative · entry 2

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
September 11, 2019 Filed Sep 11, 2019 16:47 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 PurchaseCommon Stock 1,000 $2.99 $2,987.80
Disclosure

SEC source: 0001628280-19-011630 · wf-form4_156823485188864.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
September 03, 2019 Filed Sep 8, 2020 17:02 UTC VOLT INFORMATION SCIENCES, INC. VOLT · Entity 127829 GrantRestricted Stock Unit · Derivative 59,904 $0.00 $0.00
Disclosure

SEC source: 0001628279-20-000209 · wf-form4_159959891472610.xml · derivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,904

Underlying: Common Stock · 59,904 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 3, 2019, the reporting person was granted 59,904 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest ratably on each of the first three anniversaries of the grant date.

F2 · derivative.expiration_date: On September 3, 2019, the reporting person was granted 59,904 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest ratably on each of the first three anniversaries of the grant date.

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October 05, 2018 Filed Oct 9, 2018 15:43 UTC RESOURCES CONNECTION, INC. RECN · Entity 6553 GrantNon-Qualified Stock Option (right to buy) · Derivative 45,000 $18.96 Strike: $18.96 $853,200.00
Disclosure

SEC source: 0001218774-18-000007 · edgardoc.xml · derivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2028-10-05

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

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November 03, 2017 Filed Nov 14, 2017 23:16 UTC RESOURCES CONNECTION, INC. RECN · Entity 6553 GrantNon-Qualified Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $15.80 $0.00
Disclosure

SEC source: 0001249448-17-000002 · edgardoc.xml · derivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · CFO & EVP Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2027-11-03

F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years.

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September 09, 2016 Filed Oct 11, 2016 13:48 UTC RESOURCES CONNECTION, INC. RECN · Entity 6553 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $14.52 $0.00
Disclosure

SEC source: 0001249448-16-000006 · edgardoc.xml · derivative · entry 2

MUELLER HERBERT M · CIK 0001249448 · CFO & EVP Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2026-09-09

F1 · derivative.exercise_date: Award vests 25% after one year and 25% each year thereafter for the next three years.

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September 09, 2016 Filed Oct 11, 2016 13:48 UTC RESOURCES CONNECTION, INC. RECN · Entity 6553 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001249448-16-000006 · edgardoc.xml · nonDerivative · entry 1

MUELLER HERBERT M · CIK 0001249448 · CFO & EVP Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,298

F1 · date: Award vests 25% after one year and 25% each year thereafter for the next three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.