Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | SVP, Human Resources and Org. | December 05, 2012 | December 06, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date December 05, 2012 · Filed December 06, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,313 |
Reported balance
After 2012-12-05 transaction · row 1
1 source rowRow 1 · 2012-12-05 · Sale · Disposed 7,137 · Balance 36,313 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.371 to $80.402. Upon request, UTC will provide full information as to the shares sold at each separate price. The shares sold include shares distributed from the UTC Employee Savings Plan and previously held by the officer indirectly through the Savings Plan. |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 2,640 |
Reported balance
Holding disclosure · report date 2012-12-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,640 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.371 to $80.402. Upon request, UTC will provide full information as to the shares sold at each separate price. The shares sold include shares distributed from the UTC Employee Savings Plan and previously held by the officer indirectly through the Savings Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2010 Filed Apr 27, 2010 21:18 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 23,000 | $38.50 | $885,500.00 |
DisclosureSEC source: 0001225208-10-011091 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2010 Filed Mar 11, 2010 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-10-007938 · doc4.xml · derivative · entry 6 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 5,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2010 Filed Mar 11, 2010 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-10-007938 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2010 Filed Mar 11, 2010 22:10 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 20,000 | $72.00 | $1,440,000.00 |
DisclosureSEC source: 0001225208-10-007938 · doc4.xml · nonDerivative · entry 3 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Read SEC document |
| March 09, 2010 Filed Mar 11, 2010 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 5,000 | $38.50 | $192,500.00 |
DisclosureSEC source: 0001225208-10-007938 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2010 Filed Mar 11, 2010 22:10 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 15,000 | $37.63 | $564,375.00 |
DisclosureSEC source: 0001225208-10-007938 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,497 | $65.40 | $163,303.80 |
DisclosureSEC source: 0001225208-10-003913 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 7,500 | $65.40 | $490,500.00 |
DisclosureSEC source: 0001225208-10-003913 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,180 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 68,000 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001010 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Stock · 68,000 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 19,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 15, 2009 Filed Dec 16, 2009 22:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,200 | $0.00 Strike: $37.63 | $0.00 |
DisclosureSEC source: 0001225208-09-024590 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 18,200 shares Expires 2011-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2009 Filed Dec 16, 2009 22:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 18,200 | $69.75 | $1,269,450.00 |
DisclosureSEC source: 0001225208-09-024590 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,680 Read SEC document |
| December 15, 2009 Filed Dec 16, 2009 22:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 18,200 | $37.63 | $684,775.00 |
DisclosureSEC source: 0001225208-09-024590 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:08 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,600 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-018048 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,600 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:08 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 26,600 | $60.00 | $1,596,000.00 |
DisclosureSEC source: 0001225208-09-018048 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,680 Read SEC document |
| August 25, 2009 Filed Aug 27, 2009 21:08 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 26,600 | $31.25 | $831,250.00 |
DisclosureSEC source: 0001225208-09-018048 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,911 | $49.62 | $243,683.82 |
DisclosureSEC source: 0001225208-09-003413 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,680 F2 · balance_after: The reporting person also directly owns 2,640 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 15,366 | $49.62 | $762,460.92 |
DisclosureSEC source: 0001225208-09-003413 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,591 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:08 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 72,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000820 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 16,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:57 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 90,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006549 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| January 28, 2008 Filed Jan 29, 2008 22:23 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 225 | $73.68 | $16,577.55 |
DisclosureSEC source: 0001225208-08-001656 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 F1 · balance_after: The reporting person also directly owns 2,640 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 25, 2008 Filed Jan 29, 2008 22:23 UTC | RTX Corp UTX · Entity 2823 | OtherCommon Stock | 5,483.196 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-001656 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 13,934.41 Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 41,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000654 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Underlying: Common Stock · 41,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 9,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.