Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | SVP, Human Resources and Org. | December 05, 2012 | December 06, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date December 05, 2012 · Filed December 06, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,313 |
Reported balance
After 2012-12-05 transaction · row 1
1 source rowRow 1 · 2012-12-05 · Sale · Disposed 7,137 · Balance 36,313 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.371 to $80.402. Upon request, UTC will provide full information as to the shares sold at each separate price. The shares sold include shares distributed from the UTC Employee Savings Plan and previously held by the officer indirectly through the Savings Plan. |
| Common Stock (Career Restricted)SEC Table I · non-derivative | Direct | 2,640 |
Reported balance
Holding disclosure · report date 2012-12-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,640 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.371 to $80.402. Upon request, UTC will provide full information as to the shares sold at each separate price. The shares sold include shares distributed from the UTC Employee Savings Plan and previously held by the officer indirectly through the Savings Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2012 Filed Dec 6, 2012 22:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,137 | $80.38 | $573,642.80 |
DisclosureSEC source: 0001225208-12-024743 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,313 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.371 to $80.402. Upon request, UTC will provide full information as to the shares sold at each separate price. The shares sold include shares distributed from the UTC Employee Savings Plan and previously held by the officer indirectly through the Savings Plan. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,800 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-019878 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,800 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:13 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 50,800 | $82.01 | $4,166,077.52 |
DisclosureSEC source: 0001225208-12-019878 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.05. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:13 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 50,800 | $31.71 | $1,610,614.00 |
DisclosureSEC source: 0001225208-12-019878 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,853 | $80.57 | $229,866.21 |
DisclosureSEC source: 0001225208-12-003364 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:17 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 8,517 | $80.57 | $686,214.69 |
DisclosureSEC source: 0001225208-12-003364 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,843 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:29 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 75,500 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000901 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 Underlying: Common Stock · 75,500 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 20,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-023865 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 21:03 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 30,000 | $79.60 | $2,388,000.00 |
DisclosureSEC source: 0001225208-11-023865 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,326 Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 21:03 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 30,000 | $32.17 | $965,100.00 |
DisclosureSEC source: 0001225208-11-023865 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · derivative · entry 18 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 15,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $85.02 | $340,084.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 15 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,326 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,669 | $85.00 | $311,865.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 14 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,326 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,825 | $85.01 | $240,153.25 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 13 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,995 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,400 | $85.02 | $204,048.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 12 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,820 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,206 | $85.03 | $102,546.18 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 11 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,220 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.00 | $8,500.05 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 10 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,426 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.00 | $8,500.12 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 9 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,526 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.00 | $8,500.15 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 8 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,626 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.00 | $8,500.25 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 7 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,726 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.01 | $8,501.12 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 6 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,826 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.01 | $8,501.15 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,926 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.01 | $8,501.19 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 4 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,026 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.02 | $8,502.08 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 3 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,126 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $85.02 | $8,502.09 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,226 Read SEC document |
| February 14, 2011 Filed Feb 15, 2011 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 15,000 | $32.17 | $482,550.00 |
DisclosureSEC source: 0001225208-11-005996 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:55 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,785 | $83.66 | $232,993.10 |
DisclosureSEC source: 0001225208-11-005209 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,326 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:55 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 8,428 | $83.66 | $705,086.48 |
DisclosureSEC source: 0001225208-11-005209 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,111 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 72,500 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001110 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 18,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · derivative · entry 16 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.59 | $235,757.70 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 13 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.62 | $235,860.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 12 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.62 | $235,863.90 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 11 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.62 | $235,866.30 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 10 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.63 | $235,879.50 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 9 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.64 | $235,914.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 8 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.64 | $235,920.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 7 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.64 | $235,920.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 6 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.67 | $236,013.30 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.67 | $236,013.90 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 4 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.70 | $236,100.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 3 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,000 | $78.70 | $236,102.10 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,683 Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 36,000 | $38.50 | $1,386,000.00 |
DisclosureSEC source: 0001225208-11-000684 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-10-026207 · doc4.xml · derivative · entry 7 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 36,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 18,000 | $77.54 | $1,395,741.60 |
DisclosureSEC source: 0001225208-10-026207 · doc4.xml · nonDerivative · entry 4 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 9,613 | $77.65 | $746,449.45 |
DisclosureSEC source: 0001225208-10-026207 · doc4.xml · nonDerivative · entry 3 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,683 Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,387 | $77.52 | $650,195.47 |
DisclosureSEC source: 0001225208-10-026207 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,296 Read SEC document |
| December 01, 2010 Filed Dec 2, 2010 23:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 36,000 | $38.50 | $1,386,000.00 |
DisclosureSEC source: 0001225208-10-026207 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2010 Filed Apr 27, 2010 21:18 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 23,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-10-011091 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 23,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2010 Filed Apr 27, 2010 21:18 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 23,000 | $77.00 | $1,771,000.00 |
DisclosureSEC source: 0001225208-10-011091 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.