Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINISAR CORPFNSR · Entity 154739 | Director | September 24, 2019 | September 26, 2019 |
| ROGERS CORPROG · Entity 4438 | Director | May 05, 2022 | May 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINISAR CORP
Report date September 24, 2019 · Filed September 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-24 · Disposition to issuer · Disposed 29,626 · Balance 12,027 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 29,626 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2: The remaining 12,027 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Row 2 · 2019-09-24 · Disposition to issuer · Disposed 12,027 · Balance 0 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 29,626 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2: The remaining 12,027 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 29,626 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash.
F2: The remaining 12,027 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share.
ROGERS CORP
Report date May 05, 2022 · Filed May 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Capital (Common) StockSEC Table I · non-derivative | Direct | 10,500 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Grant · Acquired 600 · Balance 10,500 F1: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2022, award of deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2022, award of deferred stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2022 Filed May 6, 2022 16:34 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-22-000242 · f4_a1e2k00000rxm5ouad-live.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2022, award of deferred stock units. Read SEC document |
| May 05, 2021 Filed May 7, 2021 15:26 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-21-000154 · f4_a1e2k00000h7pziuaf-live.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2021, award of deferred stock units. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:26 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 1,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001664272-20-000094 · f4_a1e2k00000krsisuat-live.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,100 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 7, 2020, award of deferred stock units. Read SEC document |
| September 24, 2019 Filed Sep 26, 2019 06:09 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerCommon Stock | 12,027 | $23.80 | $286,242.60 |
DisclosureSEC source: 0001094739-19-000114 · wf-form4_156949255305923.xml · nonDerivative · entry 2 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 29,626 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 12,027 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document |
| September 24, 2019 Filed Sep 26, 2019 06:09 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerCommon Stock | 29,626 | $23.80 | $705,098.80 |
DisclosureSEC source: 0001094739-19-000114 · wf-form4_156949255305923.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,027 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 29,626 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 12,027 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's service with the issuer upon the closing of the Merger, were accelerated and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 16:42 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 8,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000090 · wf-form4_156823451057044.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,653 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2020. Read SEC document |
| May 09, 2019 Filed May 13, 2019 19:33 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007816 · doc4.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 9, 2019 award of deferred stock units. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 17:18 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 10,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000085 · wf-form4_153687347860270.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,858 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2019. Read SEC document |
| May 03, 2018 Filed May 7, 2018 18:35 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008787 · doc4.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 3, 2018 award of deferred stock units. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 17:23 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 9,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-17-000130 · wf-form4_150542419030079.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,722 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2018. Read SEC document |
| May 04, 2017 Filed May 8, 2017 20:13 UTC | ROGERS CORP ROG · Entity 4438 | GrantCapital (Common) Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009307 · doc4.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 4, 2017 award of deferred stock units. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:01 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 3,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-17-000037 · wf-form4_149073485091770.xml · nonDerivative · entry 2 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,540 F2 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on September 1, 2017. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:01 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 9,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-17-000037 · wf-form4_149073485091770.xml · nonDerivative · entry 1 SIMONET HELENE · CIK 0001234297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,696 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in three equal annual installments beginning on March 24, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.