Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ECOLAB INC.ECL · Entity 2954 | Director | March 31, 2019 | April 02, 2019 |
| Magnolia Oil & Gas CorpMGY · Entity 1979 | Director · CHAIRMAN, CEO, PRESIDENT | August 05, 2021 | August 05, 2021 |
| OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999 | Director | May 09, 2022 | May 12, 2022 |
| WILLIAMS COMPANIES, INC.WMB · Entity 175 | Director | April 27, 2021 | April 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ECOLAB INC.
Report date March 31, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,527.19 |
Reported balance
After 2019-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-31 · Grant · Acquired 163.33 · Balance 12,527.19 |
| Common StockSEC Table I · non-derivative | Direct | 12,634.2 |
Reported balance
After 2019-03-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-31 · Grant · Acquired 85.21 · Balance 12,634.2 F1: Includes 21.80 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 21.80 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.
Magnolia Oil & Gas Corp
Report date August 05, 2021 · Filed August 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 7,045,971 |
Reported balance
After 2021-08-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-05 · Purchase · Acquired 50,000 · Balance 7,045,971 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.705154 to $14.445681, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. F2: The number of securities beneficially owned following the reported transaction includes 6,726 shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program during the period from December 4, 2020 through July 30, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.705154 to $14.445681, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
F2: The number of securities beneficially owned following the reported transaction includes 6,726 shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program during the period from December 4, 2020 through July 30, 2021.
OCCIDENTAL PETROLEUM CORP /DE/
Report date May 09, 2022 · Filed May 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 293,777 |
Ending reported balance
After 2022-05-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-09 · Grant · Acquired 5,360 · Balance 294,957 F1: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan. Row 2 · 2022-05-09 · Tax withholding · Disposed 1,180 · Balance 293,777 F2: Represents shares of common stock withheld to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.
F2: Represents shares of common stock withheld to satisfy tax withholding obligations.
WILLIAMS COMPANIES, INC.
Report date April 27, 2021 · Filed April 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 71,348 |
Reported balance
After 2021-04-27 transaction · row 1
1 source rowRow 1 · 2021-04-27 · Grant · Acquired 6,892 · Balance 71,348 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2018 Filed Aug 1, 2018 20:29 UTC | Magnolia Oil & Gas Corp MGY · Entity 1979 | GrantClass A Common Stock, par value $0.0001 per share | 1,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-021047 · doc4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,659,900 F1 · price: On July 31, 2018, Mr. Chazen acquired 1,500,000 shares of Class A common stock, par value $0.0001, of Magnolia Oil & Gas Corporation (formerly known as TPG Pace Energy Holdings Corp.) (the "Issuer") at a purchase price of $10.00 per share in a private placement to certain qualified institutional buyers and accredited investors. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 21:06 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 97.54 | $140.98 | $13,750.70 |
DisclosureSEC source: 0001179110-18-009366 · edgar.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,749.56 F1 · balance_after: Includes 17.41 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 21:06 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 203.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009366 · edgar.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,634.61 Read SEC document |
| May 25, 2018 Filed May 25, 2018 18:22 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | PurchaseCommon Stock | 4,000 | $26.71 | $106,826.40 |
DisclosureSEC source: 0001209191-18-033444 · doc4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,610 Read SEC document |
| May 10, 2018 Filed May 11, 2018 20:00 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantCommon Stock | 6,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029514 · doc4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,610 Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:56 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 1,800 | $0.00 Strike: $144.02 | $0.00 |
DisclosureSEC source: 0001179110-18-006306 · edgar.xml · derivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires 2028-05-03 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:46 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 100.78 | $136.44 | $13,749.92 |
DisclosureSEC source: 0001179110-18-005239 · edgar.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,430.67 F1 · balance_after: Includes 17.33 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 20:46 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 210.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005239 · edgar.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,312.56 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:53 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 97.33 | $134.85 | $13,124.46 |
DisclosureSEC source: 0001179110-18-000313 · edgar.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,101.84 F1 · balance_after: Includes 15.16 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:53 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 185.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000313 · edgar.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,989.35 Read SEC document |
| November 16, 2017 Filed Nov 16, 2017 21:06 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | PurchaseCommon Stock | 6,000 | $27.30 | $163,791.00 |
DisclosureSEC source: 0001209191-17-061149 · doc4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,428 Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 19:06 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | Exercise / conversionRestricted Stock · Derivative | 3,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056103 · doc4.xml · derivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,428 shares Expires 2017-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 19:06 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | Exercise / conversionCommon Stock | 3,428 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-056103 · doc4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:50 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 101.67 | $129.09 | $13,124.58 |
DisclosureSEC source: 0001179110-17-012976 · edgar.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,803.95 F1 · balance_after: Includes 14.54 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:50 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 193.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012976 · edgar.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,687.74 Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 16:36 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseClass A Common Stock | 15,000 | $9.80 | $147,000.00 |
DisclosureSEC source: 0000903423-17-000545 · chazen4.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,900 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 16:36 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseWarrants (option to buy) · Derivative | 4,666.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000545 · chazen4.xml · derivative · entry 3 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,633.33 Underlying: Class A Common Stock · 4,666.67 shares Expires not disclosed F2 · derivative.exercise_price: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. F1 · price: On August 23, 2017, Mr. Chazen acquired, at a weighted average price of $10.229998 per unit, 14,000 units, with each unit (a "Unit") consisting of (i) one share of Class A common stock, par value $0.0001 per share (the "Class A Shares"), of TPG Pace Energy Holdings Corp. (the "Issuer") and (ii) one-third of one warrant (the "Warrants"). The Units were purchased in multiple transactions at prices ranging from $10.229970 to $10.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of Units acquired at each separate price within the range set forth above. F2 · derivative.exercise_date: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. F2 · derivative.expiration_date: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 16:36 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseClass A Common Stock | 14,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000545 · chazen4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,900 F1 · price: On August 23, 2017, Mr. Chazen acquired, at a weighted average price of $10.229998 per unit, 14,000 units, with each unit (a "Unit") consisting of (i) one share of Class A common stock, par value $0.0001 per share (the "Class A Shares"), of TPG Pace Energy Holdings Corp. (the "Issuer") and (ii) one-third of one warrant (the "Warrants"). The Units were purchased in multiple transactions at prices ranging from $10.229970 to $10.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of Units acquired at each separate price within the range set forth above. Read SEC document |
| August 21, 2017 Filed Aug 21, 2017 16:31 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | PurchaseCommon Stock | 5,000 | $28.93 | $144,644.50 |
DisclosureSEC source: 0001209191-17-049686 · doc4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 16:30 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseWarrants (option to buy) · Derivative | 3,966.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000541 · chazen4.xml · derivative · entry 6 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,966.67 Underlying: Class A Common Stock · 3,966.67 shares Expires not disclosed F4 · derivative.exercise_price: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. F3 · price: On August 21, 2017, Mr. Chazen acquired, at a weighted average price of $10.249985 per Unit, 11,900 Units. The Units were purchased in multiple transactions at prices ranging from $10.249900 to $10.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of Units acquired at each separate price within the range set forth above. F4 · derivative.exercise_date: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. F4 · derivative.expiration_date: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 16:30 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseClass A Common Stock | 11,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000541 · chazen4.xml · nonDerivative · entry 4 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,900 F3 · price: On August 21, 2017, Mr. Chazen acquired, at a weighted average price of $10.249985 per Unit, 11,900 Units. The Units were purchased in multiple transactions at prices ranging from $10.249900 to $10.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of Units acquired at each separate price within the range set forth above. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 16:30 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseClass A Common Stock | 2,000 | $9.80 | $19,600.00 |
DisclosureSEC source: 0000903423-17-000541 · chazen4.xml · nonDerivative · entry 3 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,000 Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 16:30 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseWarrants (option to buy) · Derivative | 666.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000541 · chazen4.xml · derivative · entry 5 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Class A Common Stock · 666.67 shares Expires not disclosed F4 · derivative.exercise_price: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. F2 · price: On August 18, 2017, Mr. Chazen acquired, at a weighted average price of $10.299945 per unit, 2,000 units, with each unit (a "Unit") consisting of (i) one Class A Share and (ii) one-third of one warrant (the "Warrants"). The Units were purchased in multiple transactions at prices ranging from $10.299900 to $10.299989, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of Units acquired at each separate price within the range set forth above. F4 · derivative.exercise_date: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. F4 · derivative.expiration_date: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 16:30 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseClass A Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000541 · chazen4.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,000 F2 · price: On August 18, 2017, Mr. Chazen acquired, at a weighted average price of $10.299945 per unit, 2,000 units, with each unit (a "Unit") consisting of (i) one Class A Share and (ii) one-third of one warrant (the "Warrants"). The Units were purchased in multiple transactions at prices ranging from $10.299900 to $10.299989, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of Units acquired at each separate price within the range set forth above. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 16:30 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseClass A Common Stock | 15,000 | $9.80 | $146,998.50 |
DisclosureSEC source: 0000903423-17-000541 · chazen4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares of the Class A common stock, par value $0.0001 per share (the "Class A Shares"), of TPG Pace Energy Holdings Corp. (the "Issuer") were purchased in multiple transactions at prices ranging from $9.7999 to $9.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of Class A Shares acquired at each separate price within the range set forth above. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:09 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 102.57 | $132.52 | $13,592.58 |
DisclosureSEC source: 0001179110-17-010038 · edgar.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,494.08 F1 · balance_after: Includes 14.42 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:09 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 188.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010038 · edgar.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,377.09 Read SEC document |
| June 26, 2017 Filed Jun 29, 2017 20:28 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | OtherRestricted Stock Units · Derivative | 57 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-042300 · doc4.xml · derivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,575 Underlying: Common Stock · 57 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · kind: Represents additional restricted stock units acquired from dividend reinvestment on restricted stock units. F3 · derivative.exercise_date: Reporting Person elected that the Restricted Stock Units will be paid out in common stock at retirement. F3 · derivative.expiration_date: Reporting Person elected that the Restricted Stock Units will be paid out in common stock at retirement. F4 · balance_after: Represents the initial award of restricted stock units plus all accrued and reinvested dividends since the date of the grant. Read SEC document |
| May 18, 2017 Filed May 19, 2017 18:39 UTC | WILLIAMS COMPANIES, INC. WMB · Entity 175 | GrantRestricted Stock Units · Derivative | 5,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033878 · doc4.xml · derivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,518 Underlying: Common Stock · 5,518 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Reporting Person elected that the Restricted Stock Units will be paid out in common stock at retirement. F2 · derivative.expiration_date: Reporting Person elected that the Restricted Stock Units will be paid out in common stock at retirement. Read SEC document |
| May 11, 2017 Filed May 11, 2017 23:26 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $60.91 | $121,820.00 |
DisclosureSEC source: 0001140361-17-019829 · doc1.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.80 to $61.16, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| May 10, 2017 Filed May 12, 2017 16:39 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseWarrants (option to buy) · Derivative | 33,333.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000351 · chazen4.xml · derivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333.33 Underlying: Class A Common Stock · 33,333.33 shares Expires not disclosed F2 · derivative.exercise_price: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. F1 · price: In connection with the initial public offering of TPG Pace Energy Holdings Corp. (the "Issuer"), Mr. Stephen I. Chazen acquired, at a price of $10 per unit, 100,000 units, with each unit consisting of (i) one share of the Class A common stock, par value $0.0001 per share (the "Class A Shares"), of the Issuer and (ii) one-third of one warrant (the "Warrants"). F2 · derivative.exercise_date: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. F2 · derivative.expiration_date: Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation. Read SEC document |
| May 10, 2017 Filed May 12, 2017 16:39 UTC | Magnolia Oil & Gas Corp TPGE · Entity 1979 | PurchaseClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000903423-17-000351 · chazen4.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · price: In connection with the initial public offering of TPG Pace Energy Holdings Corp. (the "Issuer"), Mr. Stephen I. Chazen acquired, at a price of $10 per unit, 100,000 units, with each unit consisting of (i) one share of the Class A common stock, par value $0.0001 per share (the "Class A Shares"), of the Issuer and (ii) one-third of one warrant (the "Warrants"). Read SEC document |
| May 09, 2017 Filed May 11, 2017 23:26 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $60.15 | $120,300.00 |
DisclosureSEC source: 0001140361-17-019829 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,460,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.94 to $60.42, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| May 04, 2017 Filed May 4, 2017 21:31 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $58.45 | $116,900.00 |
DisclosureSEC source: 0001140361-17-018497 · doc1.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.22 to $58.70, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| May 04, 2017 Filed May 5, 2017 20:49 UTC | ECOLAB INC. ECL · Entity 2954 | GrantNon-Employee Director Stock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $125.67 | $0.00 |
DisclosureSEC source: 0001179110-17-006678 · edgar.xml · derivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2027-05-04 F1 · derivative.exercise_date: The option will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:31 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $60.48 | $120,960.00 |
DisclosureSEC source: 0001140361-17-018497 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.34 to $60.67, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| April 27, 2017 Filed Apr 27, 2017 21:30 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $61.30 | $122,600.00 |
DisclosureSEC source: 0001140361-17-017164 · doc1.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,466,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.17 to $61.44, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:30 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $62.23 | $124,460.00 |
DisclosureSEC source: 0001140361-17-017164 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,468,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.12 to $62.34, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 22:16 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $62.09 | $124,180.00 |
DisclosureSEC source: 0001140361-17-016315 · doc1.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.87 to $62.23, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 22:16 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $63.67 | $127,340.00 |
DisclosureSEC source: 0001140361-17-016315 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,472,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.23 to $64.06, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| April 13, 2017 Filed Apr 13, 2017 22:03 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $64.74 | $129,480.00 |
DisclosureSEC source: 0001140361-17-015818 · doc1.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,474,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.61 to $65.05, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 22:03 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $64.05 | $128,100.00 |
DisclosureSEC source: 0001140361-17-015818 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,476,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.94 to $64.17, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 22:33 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $63.46 | $126,920.00 |
DisclosureSEC source: 0001140361-17-015161 · doc1.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.40 to $63.58, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 22:33 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $63.57 | $127,140.00 |
DisclosureSEC source: 0001140361-17-015161 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.19 to $63.78, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:46 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 114.7 | $125.32 | $14,374.20 |
DisclosureSEC source: 0001179110-17-005614 · edgar.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,188.44 F1 · balance_after: Includes 14.14 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:46 UTC | ECOLAB INC. ECL · Entity 2954 | GrantCommon Stock | 199.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005614 · edgar.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,059.6 Read SEC document |
| March 30, 2017 Filed Mar 30, 2017 21:51 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $64.30 | $128,600.00 |
DisclosureSEC source: 0001140361-17-014055 · doc1.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.08 to $64.47, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 21:51 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $62.96 | $125,920.00 |
DisclosureSEC source: 0001140361-17-014055 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,484,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.64 to $63.33, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
| March 23, 2017 Filed Mar 23, 2017 21:35 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $63.36 | $126,720.00 |
DisclosureSEC source: 0001140361-17-013066 · doc1.xml · nonDerivative · entry 2 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.06 to $63.59, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:35 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | SaleCommon Stock | 2,000 | $63.74 | $127,480.00 |
DisclosureSEC source: 0001140361-17-013066 · doc1.xml · nonDerivative · entry 1 CHAZEN STEPHEN I · CIK 0001026545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,488,619 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.63 to $63.82, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.