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person · Reporting owner

CHAZEN STEPHEN I

Disclosed activity across 4 companies

Tapewire entity
127414
SEC CIK
0001026545

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ECOLAB INC.ECL · Entity 2954DirectorMarch 31, 2019April 02, 2019
Magnolia Oil & Gas CorpMGY · Entity 1979Director · CHAIRMAN, CEO, PRESIDENTAugust 05, 2021August 05, 2021
OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999DirectorMay 09, 2022May 12, 2022
WILLIAMS COMPANIES, INC.WMB · Entity 175DirectorApril 27, 2021April 29, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ECOLAB INC.

Report date March 31, 2019 · Filed April 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,527.19 Reported balance After 2019-03-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-03-31 · Grant · Acquired 163.33 · Balance 12,527.19

Common StockSEC Table I · non-derivativeDirect12,634.2 Reported balance After 2019-03-31 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-03-31 · Grant · Acquired 85.21 · Balance 12,634.2

F1: Includes 21.80 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 21.80 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Magnolia Oil & Gas Corp

Report date August 05, 2021 · Filed August 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect7,045,971 Reported balance After 2021-08-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-08-05 · Purchase · Acquired 50,000 · Balance 7,045,971

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.705154 to $14.445681, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

F2: The number of securities beneficially owned following the reported transaction includes 6,726 shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program during the period from December 4, 2020 through July 30, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.705154 to $14.445681, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

F2: The number of securities beneficially owned following the reported transaction includes 6,726 shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program during the period from December 4, 2020 through July 30, 2021.

OCCIDENTAL PETROLEUM CORP /DE/

Report date May 09, 2022 · Filed May 12, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect293,777 Ending reported balance After 2022-05-09 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-05-09 · Grant · Acquired 5,360 · Balance 294,957

F1: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Row 2 · 2022-05-09 · Tax withholding · Disposed 1,180 · Balance 293,777

F2: Represents shares of common stock withheld to satisfy tax withholding obligations.

Filing footnotes · ownership attribution and instrument terms

F1: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

F2: Represents shares of common stock withheld to satisfy tax withholding obligations.

WILLIAMS COMPANIES, INC.

Report date April 27, 2021 · Filed April 29, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect71,348 Reported balance After 2021-04-27 transaction · row 1
1 source row

Row 1 · 2021-04-27 · Grant · Acquired 6,892 · Balance 71,348

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2022 Filed May 12, 2022 01:12 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 Tax withholdingCommon Stock 1,180 $57.84 $68,251.20
Disclosure

SEC source: 0001567619-22-010127 · doc1.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,777

F2 · kind: Represents shares of common stock withheld to satisfy tax withholding obligations.

Read SEC document
May 09, 2022 Filed May 12, 2022 01:12 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 GrantCommon Stock 5,360 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-010127 · doc1.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,957

F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 21:57 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 PurchaseCommon Stock 20,000 $25.76 $515,200.00
Disclosure

SEC source: 0001567619-21-014951 · doc1.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,597

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.70 to $25.80, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

Read SEC document
August 05, 2021 Filed Aug 5, 2021 17:11 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 50,000 $14.12 $706,150.00
Disclosure

SEC source: 0001415889-21-003803 · form4-08052021_020859.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · CHAIRMAN, CEO, PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,045,971

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.705154 to $14.445681, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

F2 · balance_after: The number of securities beneficially owned following the reported transaction includes 6,726 shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program during the period from December 4, 2020 through July 30, 2021.

Read SEC document
July 28, 2021 Filed Jul 29, 2021 23:00 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 Disposition to issuerCommon Stock 41,346 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-014185 · doc1.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,597

F1 · kind: Represents the forfeiture of performance-based restricted stock granted to the reporting person on July 9, 2014 that were eligible to vest based on certain financial performance objectives.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:47 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 Tax withholdingCommon Stock 2,768 $26.63 $73,711.84
Disclosure

SEC source: 0001567619-21-009707 · doc1.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,943

F2 · kind: Represents shares of common stock withheld to satisfy tax withholding obligations.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:47 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 GrantCommon Stock 12,580 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009707 · doc1.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,711

F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 15:26 UTC WILLIAMS COMPANIES, INC. WMB · Entity 175 GrantCommon Stock 6,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028894 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,348

Read SEC document
November 19, 2020 Filed Nov 23, 2020 17:10 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 40,000 $5.77 $230,924.00
Disclosure

SEC source: 0001209191-20-059995 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,989,245

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.75 to $5.8187, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

F2 · balance_after: The number of securities beneficially owned following the reported transaction includes 3,927 shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program during the period from September 25, 2020 through November 20, 2020.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 18:16 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 35,000 $5.59 $195,748.00
Disclosure

SEC source: 0001209191-20-051702 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,945,318

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.5770 to $5.6057 inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

F2 · balance_after: The number of securities beneficially owned following the reported transactions includes 3,733 shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program during the period July 2, 2020 through September 11, 2020.

Read SEC document
August 31, 2020 Filed Feb 5, 2021 22:36 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 Tax withholdingWarrant · Derivative 405 $2.98 Strike: $22.00 $1,206.90
Disclosure

SEC source: 0001567619-21-002311 · doc1.xml · derivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,791

Underlying: Common Stock · 405 shares

Expires 2027-08-03

F1 · kind: Represents warrants withheld to satisfy tax withholding obligations for warrants issued in connection with an anti-dilution adjustment to certain of the issuer's outstanding long-term incentive awards.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 21:34 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 Disposition to issuerCommon Stock 59,018 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014070 · doc1.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,131

F1 · kind: Represents the forfeiture of performance-based restricted stock granted to the reporting person on July 10, 2013 that were eligible to vest based on certain financial performance objectives.

Read SEC document
June 26, 2020 Filed Jun 26, 2020 18:14 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 10,000 $5.53 $55,250.00
Disclosure

SEC source: 0001209191-20-039152 · doc4.xml · nonDerivative · entry 3

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,906,585

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.4699 to $5.5800, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 18:14 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 14,700 $5.63 $82,737.48
Disclosure

SEC source: 0001209191-20-039152 · doc4.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,896,585

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.54 to $5.67, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 18:14 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 300 $5.58 $1,674.00
Disclosure

SEC source: 0001209191-20-039152 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881,885

Read SEC document
June 23, 2020 Filed Jun 23, 2020 17:11 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 15,000 $5.95 $89,250.00
Disclosure

SEC source: 0001209191-20-038530 · doc4.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,881,585

F2 · balance_after: The number of securities beneficially owned includes shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program on June 5, 2020 (554 shares) and June 19, 2020 (682 shares).

Read SEC document
June 19, 2020 Filed Jun 23, 2020 17:11 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 35,000 $5.90 $206,650.50
Disclosure

SEC source: 0001209191-20-038530 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,866,585

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.8973 to $5.9217, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

F2 · balance_after: The number of securities beneficially owned includes shares acquired under the Magnolia Oil & Gas Corporation Stock Purchase Program on June 5, 2020 (554 shares) and June 19, 2020 (682 shares).

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:56 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 GrantCommon Stock 18,248 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011642 · doc1.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,149

F1 · kind: Award of common stock under Occidental Petroleum Corporation's Amended and Restated 2015 Long-Term Incentive Plan.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:54 UTC WILLIAMS COMPANIES, INC. WMB · Entity 175 GrantCommon Stock 8,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026330 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,456

Read SEC document
March 19, 2020 Filed Mar 24, 2020 22:46 UTC OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 GrantCommon Stock 4,383 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-006959 · doc1.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,537

F1 · kind: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 17:02 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 136,000 $7.64 $1,039,434.40
Disclosure

SEC source: 0001209191-20-012570 · doc4.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,830,349

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.3766 to $8.0367, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 17:02 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 65,000 $8.11 $526,968.00
Disclosure

SEC source: 0001209191-20-012570 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,694,349

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.9671 to $8.1973, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 17:04 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 25,000 $10.22 $255,425.00
Disclosure

SEC source: 0001209191-19-045547 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,629,349

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.185 to $10.25, inclusive. The reporting person undertakes to provide to Magnolia Oil & Gas Corporation, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 15:18 UTC WILLIAMS COMPANIES, INC. WMB · Entity 175 PurchaseCommon Stock 10,000 $23.93 $239,300.00
Disclosure

SEC source: 0001209191-19-044919 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,730

Read SEC document
July 10, 2019 Filed Jul 12, 2019 16:26 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 Disposition to issuerWarrants (option to buy) · Derivative 151,952.33 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-19-041935 · doc4.xml · derivative · entry 3

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 151,952.33 shares

Expires 2023-07-31

F1 · price: On July 10, 2019, Magnolia Oil & Gas Corporation accepted an aggregate of 2,651,952.33 warrants validly tendered by the reporting person and issued to the reporting person in exchange 769,066 shares of its Class A common stock.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 16:26 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 Disposition to issuerWarrants (option to buy) · Derivative 2,500,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-19-041935 · doc4.xml · derivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,500,000 shares

Expires 2023-07-31

F1 · price: On July 10, 2019, Magnolia Oil & Gas Corporation accepted an aggregate of 2,651,952.33 warrants validly tendered by the reporting person and issued to the reporting person in exchange 769,066 shares of its Class A common stock.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 16:26 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 GrantClass A Common Stock 769,066 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041935 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,604,349

F1 · price: On July 10, 2019, Magnolia Oil & Gas Corporation accepted an aggregate of 2,651,952.33 warrants validly tendered by the reporting person and issued to the reporting person in exchange 769,066 shares of its Class A common stock.

Read SEC document
May 20, 2019 Filed May 21, 2019 16:00 UTC WILLIAMS COMPANIES, INC. WMB · Entity 175 PurchaseCommon Stock 10,000 $27.33 $273,275.00
Disclosure

SEC source: 0001209191-19-031643 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,730

Read SEC document
May 09, 2019 Filed May 13, 2019 16:19 UTC WILLIAMS COMPANIES, INC. WMB · Entity 175 GrantCommon Stock 6,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029205 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,730

Read SEC document
March 31, 2019 Filed Apr 2, 2019 21:40 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 85.21 $176.03 $14,999.09
Disclosure

SEC source: 0001179110-19-004555 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,634.2

F1 · balance_after: Includes 21.80 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 21:40 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 163.33 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004555 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,527.19

Read SEC document
March 06, 2019 Filed Mar 7, 2019 16:28 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 25,000 $12.31 $307,737.50
Disclosure

SEC source: 0001209191-19-017764 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835,283

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:15 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 102.72 $146.03 $15,000.20
Disclosure

SEC source: 0001179110-19-000280 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,363.86

F1 · balance_after: Includes 18.89 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:15 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 196.88 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000280 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,242.25

Read SEC document
December 21, 2018 Filed Dec 21, 2018 16:44 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 OtherWarrants (option to buy) · Derivative 2,500,000 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001209191-18-063934 · doc4.xml · derivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Class A Common Stock · 2,500,000 shares

Expires 2023-07-31

F1 · price: Effective December 21, 2018, TPG Pace Energy Sponsor, LLC distributed, in accordance with its limited liability company agreement, all of its shares of Class A common stock of Magnolia Oil & Gas Corporation and all of its warrants pro rata to its members, including Mr. Chazen.

Read SEC document
December 21, 2018 Filed Dec 21, 2018 16:44 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 OtherClass A Common Stock 4,022,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063934 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,810,283

F1 · price: Effective December 21, 2018, TPG Pace Energy Sponsor, LLC distributed, in accordance with its limited liability company agreement, all of its shares of Class A common stock of Magnolia Oil & Gas Corporation and all of its warrants pro rata to its members, including Mr. Chazen.

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December 14, 2018 Filed Dec 17, 2018 17:35 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseWarrants (option to buy) · Derivative 20,000 $2.95 Strike: $11.50 $59,000.00
Disclosure

SEC source: 0001209191-18-063006 · doc4.xml · derivative · entry 4

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,952.33

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-07-31

F5 · price: On December 14, 2018, Mr. Chazen acquired 20,000 of the issuer's publicly traded warrants in multiple transactions, each at a price of $2.95 per warrant.

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December 14, 2018 Filed Dec 17, 2018 17:35 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 45,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063006 · doc4.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787,783

F3 · price: On December 14, 2018, Mr. Chazen acquired, at a weighted average price of $11.09662 per share, 45,000 shares of the issuer's Class A common stock. Such shares were purchased in multiple transactions at prices ranging from $11.00 to $11.20, inclusive.

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December 13, 2018 Filed Dec 17, 2018 17:35 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseWarrants (option to buy) · Derivative 10,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001209191-18-063006 · doc4.xml · derivative · entry 3

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,952.33

Underlying: Class A Common Stock · 10,000 shares

Expires 2023-07-31

F4 · price: On December 13, 2018, Mr. Chazen acquired, at a weighted average price of $2.985 per warrant, 10,000 of the issuer's publicly traded warrants. Such warrants were purchased in multiple transactions at prices ranging from $2.97 to $3.00, inclusive.

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December 13, 2018 Filed Dec 17, 2018 17:35 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063006 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,742,783

F1 · price: On December 13, 2018, Mr. Chazen acquired, at a weighted average price of $11.195187 per share, 20,000 shares of the issuer's Class A common stock. Such shares were purchased in multiple transactions at prices ranging from $11.1319 to $11.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants, as applicable, acquired at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · balance_after: On September 17, 2018, Mr. Chazen filed a Form 4 that inadvertently reported that, following his purchase of 10,000 shares of the issuer's Class A common stock, he owned 1,700,931 shares. In fact, Mr. Chazen directly owned 1,722,783 shares of the issuer's Class A common stock. Following his purchase of an aggregate of 20,000 shares of the issuer's Class A common stock on December 13, 2018, he owned 1,742,783 shares.

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September 30, 2018 Filed Oct 2, 2018 20:47 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 93.76 $156.65 $14,687.04
Disclosure

SEC source: 0001179110-18-011907 · edgar.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,045.37

F1 · balance_after: Includes 18.51 shares acquired pursuant to a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.

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September 30, 2018 Filed Oct 2, 2018 20:47 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 183.54 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011907 · edgar.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,933.1

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September 13, 2018 Filed Sep 17, 2018 18:35 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseWarrants (option to buy) · Derivative 20,900 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001209191-18-051279 · doc4.xml · derivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,952.33

Underlying: Class A Common Stock · 20,900 shares

Expires 2023-07-31

F1 · price: On September 13, 2018, Mr. Chazen acquired, at a weighted average price of $3.99956938 per warrant, 20,900 of the issuer's publicly traded warrants. Such warrants were purchased in multiple transactions at prices ranging from $3.99 to $4.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants acquired at each separate price within the range set forth in this footnote (1).

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September 13, 2018 Filed Sep 17, 2018 18:35 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 10,000 $13.94 $139,400.00
Disclosure

SEC source: 0001209191-18-051279 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,931

Read SEC document
September 11, 2018 Filed Sep 11, 2018 17:32 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseWarrants (option to buy) · Derivative 20,000 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001209191-18-050535 · doc4.xml · derivative · entry 6

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,052.33

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-07-31

F4 · price: On September 11, 2018, Mr. Chazen acquired, at a weighted average price of $3.85 per warrant, 20,000 of the issuer's publicly traded warrants. Such warrants were purchased in multiple transactions at prices ranging from $3.80 to $3.90, inclusive.

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September 11, 2018 Filed Sep 11, 2018 17:32 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 21,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-050535 · doc4.xml · nonDerivative · entry 3

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712,783

F2 · price: On September 11, 2018, Mr. Chazen acquired, at a weighted average price of $13.74108003 per share, 21,805 shares of the issuer's Class A common stock. Such shares were purchased in multiple transactions at prices ranging from $13.65 to $13.7986, inclusive.

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September 10, 2018 Filed Sep 11, 2018 17:32 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseWarrants (option to buy) · Derivative 6,109 $3.70 Strike: $11.50 $22,603.30
Disclosure

SEC source: 0001209191-18-050535 · doc4.xml · derivative · entry 5

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,052.33

Underlying: Class A Common Stock · 6,109 shares

Expires 2023-07-31

Read SEC document
September 10, 2018 Filed Sep 11, 2018 17:32 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 47 $13.40 $629.80
Disclosure

SEC source: 0001209191-18-050535 · doc4.xml · nonDerivative · entry 2

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690,978

Read SEC document
September 07, 2018 Filed Sep 11, 2018 17:32 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseWarrants (option to buy) · Derivative 32,310 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001209191-18-050535 · doc4.xml · derivative · entry 4

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,943.33

Underlying: Class A Common Stock · 32,310 shares

Expires 2023-07-31

F3 · price: On September 7, 2018, Mr. Chazen acquired, at a weighted average price of $3.69642526 per warrant, 32,310 of the issuer's publicly traded warrants. Such warrants were purchased in multiple transactions at prices ranging from $3.65 to $3.70, inclusive.

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September 07, 2018 Filed Sep 11, 2018 17:32 UTC Magnolia Oil & Gas Corp MGY · Entity 1979 PurchaseClass A Common Stock 31,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-050535 · doc4.xml · nonDerivative · entry 1

CHAZEN STEPHEN I · CIK 0001026545 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690,931

F1 · price: On September 7, 2018, Mr. Chazen acquired, at a weighted average price of $13.33700976 per share, 31,031 shares of the issuer's Class A common stock. Such shares were purchased in multiple transactions at prices ranging from $13.25 to $13.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares or warrants, as applicable, acquired at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.