Garfield Howard Steven

SEC source: 0000899243-22-018042 · doc4.xml · nonDerivative · entry 2

Garfield Howard Steven · CIK 0001463379 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038

F2 · shares: Represents shares of performance-based restricted stock granted on May 12, 2022 under the Plan, which vest subject to the satisfaction of certain performance conditions (but does not include additional shares of performance-based restricted stock that are subject to achievement of certain maximum performance objectives).

SEC source: 0000899243-22-018042 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,015

F1 · shares: Represents shares of restricted stock granted on May 12, 2022 under the 2019 Omnibus Stock and Incentive Plan for Sonida Senior Living, Inc. (the "Plan"), which are scheduled to vest in three installments of 33%, 33% and 34% on May 12, 2023, May 12, 2024 and May 12, 2025, respectively.

SEC source: 0000899243-22-009666 · doc4.xml · derivative · entry 5

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,930 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F1 · kind: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F3 · kind: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F3 · shares: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F3 · price: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F5 · derivative.exercise_date: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

F5 · derivative.expiration_date: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

SEC source: 0000899243-22-009666 · doc4.xml · derivative · entry 4

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,930

Underlying: Common Stock · 33,212 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F3 · kind: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F5 · derivative.exercise_date: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

F5 · derivative.expiration_date: Represents PSUs granted in 2021 which were originally scheduled to vest based on the achievement of (i) certain total shareholder return performance conditions for the performance period beginning on March 23, 2021 and ending on the third anniversary thereof, and (ii) certain other performance conditions based on the sale of certain specified non-core properties.

SEC source: 0000899243-22-009666 · doc4.xml · derivative · entry 3

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,875 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F1 · kind: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F3 · kind: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F3 · price: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F4 · derivative.exercise_date: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

F4 · derivative.expiration_date: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

SEC source: 0000899243-22-009666 · doc4.xml · derivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,875

Underlying: Common Stock · 7,806 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F3 · kind: Pursuant to the Merger Agreement, PSUs became immediately vested and cancelled and entitled the holder to receive an amount of cash equal to the number of shares of Common Stock subject to such PSU immediately prior to the effective time of the Merger (calculated based on the greater of actual performance achieved through the effective time in accordance with the terms of such PSU, and target level performance), multiplied by the Merger Consideration. PSUs acquired represent additional PSUs deemed earned based on the achievement of actual performance above target level performance through the effective time of the Merger as well as additional PSUs which were not required to be included on prior reports prior to the satisfaction of the performance-based vesting conditions.

F4 · derivative.exercise_date: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

F4 · derivative.expiration_date: Represents PSUs granted in 2019 which were originally scheduled to vest based on the achievement of certain total shareholder return performance conditions for the performance period beginning on March 26, 2019 and ending on the third anniversary thereof.

SEC source: 0000899243-22-009666 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 3, 2022, Cavalier Acquisition Owner LP ("Cavalier") acquired the Issuer pursuant to a certain Agreement and Plan of Merger, by and among the Issuer, Cavalier (as assignee of Cavalier Acquisition JV LP) and Cavalier MergerSub LP, a Delaware limited partnership and a wholly owned subsidiary of Cavalier (as assignee of Cavalier) ("Merger Sub") dated as of November 6, 2021 (as amended, modified or assigned, the "Merger Agreement"). In accordance with the Merger Agreement, the Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as a wholly owned subsidiary of Cavalier (the "Merger"). At the effective time of the Merger, each issued and outstanding share of the Issuer's Common Stock (other than certain excluded shares) automatically converted into the right to receive $15.99 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

SEC source: 0001707178-21-000090 · wf-form4_164013749632458.xml · derivative · entry 4

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,179 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

F1 · kind: In connection with the anticipated transactions contemplated by the Agreement and Plan of Merger whereby the Issuer will be acquired by a joint venture between affiliates of Highgate and Cerberus Capital Management, L.P., the Board of Directors of the Issuer accelerated the payment of certain equity awards granted on March 25, 2020 in connection with certain tax-planning actions to mitigate adverse tax consequences of Section 280G and Section 4999 of the Internal Revenue Code of 1986 (as amended). The accelerated settlement is contingent upon the Reporting Person's agreement to repay accelerated compensation amounts if the Reporting Person voluntarily resigns prior to the earlier of the closing of the merger and the originally scheduled vesting or settlement date (as applicable).

F2 · kind: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 52,775 PSUs, 26,388 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 46,179 shares of Common Stock, and an additional 26,387 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 46,178 shares of Common Stock.

F5 · derivative.exercise_date: These PSUs were scheduled to vest based on the Issuer's absolute total shareholder return over a three-year performance period beginning on March 25, 2020 and ending on the third anniversary thereof, subject to accelerated vesting upon certain events. The number of PSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F5 · derivative.expiration_date: These PSUs were scheduled to vest based on the Issuer's absolute total shareholder return over a three-year performance period beginning on March 25, 2020 and ending on the third anniversary thereof, subject to accelerated vesting upon certain events. The number of PSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F2 · derivative.underlying_shares: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 52,775 PSUs, 26,388 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 46,179 shares of Common Stock, and an additional 26,387 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 46,178 shares of Common Stock.

SEC source: 0001707178-21-000090 · wf-form4_164013749632458.xml · nonDerivative · entry 3

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,631

F4 · shares: The shares reported were withheld from the shares deliverable upon vesting of the PSUs to satisfy tax withholding requirements.

SEC source: 0001707178-21-000090 · wf-form4_164013749632458.xml · nonDerivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,974

F1 · kind: In connection with the anticipated transactions contemplated by the Agreement and Plan of Merger whereby the Issuer will be acquired by a joint venture between affiliates of Highgate and Cerberus Capital Management, L.P., the Board of Directors of the Issuer accelerated the payment of certain equity awards granted on March 25, 2020 in connection with certain tax-planning actions to mitigate adverse tax consequences of Section 280G and Section 4999 of the Internal Revenue Code of 1986 (as amended). The accelerated settlement is contingent upon the Reporting Person's agreement to repay accelerated compensation amounts if the Reporting Person voluntarily resigns prior to the earlier of the closing of the merger and the originally scheduled vesting or settlement date (as applicable).

F2 · kind: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 52,775 PSUs, 26,388 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 46,179 shares of Common Stock, and an additional 26,387 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 46,178 shares of Common Stock.

F2 · shares: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 52,775 PSUs, 26,388 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 46,179 shares of Common Stock, and an additional 26,387 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 46,178 shares of Common Stock.

SEC source: 0001707178-21-000090 · wf-form4_164013749632458.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In connection with the anticipated transactions contemplated by the Agreement and Plan of Merger whereby the Issuer will be acquired by a joint venture between affiliates of Highgate and Cerberus Capital Management, L.P., the Board of Directors of the Issuer accelerated the payment of certain equity awards granted on March 25, 2020 in connection with certain tax-planning actions to mitigate adverse tax consequences of Section 280G and Section 4999 of the Internal Revenue Code of 1986 (as amended). The accelerated settlement is contingent upon the Reporting Person's agreement to repay accelerated compensation amounts if the Reporting Person voluntarily resigns prior to the earlier of the closing of the merger and the originally scheduled vesting or settlement date (as applicable).

F2 · kind: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 52,775 PSUs, 26,388 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 46,179 shares of Common Stock, and an additional 26,387 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 46,178 shares of Common Stock.

F2 · shares: The performance-based restricted stock units granted to the Reporting Person on March 25, 2020 ("PSUs") vested with such vesting determined based on achievement of maximum performance. Of the total award of 52,775 PSUs, 26,388 PSUs subject to vesting based on achievement of certain absolute total shareholder return had previously been reported on a Form 4 filed by the Reporting Person on March 26, 2020, which PSUs were settled into 46,179 shares of Common Stock, and an additional 26,387 PSUs subject to vesting based on achievement of certain relative total shareholder return vested into 46,178 shares of Common Stock.

F3 · price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock payable in common stock, cash or a combination thereof, subject to adjustment based on the achievement of performance-based vesting criteria.

SEC source: 0001707178-21-000083 · wf-form4_163970776803482.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,617

F1 · shares: The shares reported are related to restricted stock awarded to the reporting person which vested December 15, 2021. The shares were withheld from the vested amount to satisfy tax withholding requirements.

SEC source: 0001707178-21-000049 · wf-form4_163044760308449.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · shares: The shares reported are related to restricted stock awarded to the reporting person which vested August 27, 2021. The shares were withheld from the vested amount to satisfy tax withholding requirements.

SEC source: 0001209191-21-025871 · doc4.xml · nonDerivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,039

F2 · shares: The shares reported were withheld from the vested performance-based restricted stock unit shares to satisfy tax withholding requirements.

SEC source: 0001209191-21-025871 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,845

F1 · shares: Represents common stock of the Issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

SEC source: 0001209191-21-023157 · doc4.xml · derivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

Underlying: Common Stock · 7,718 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F3 · shares: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.exercise_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.expiration_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

SEC source: 0001209191-21-023157 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,412

F1 · kind: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 15, 2021.

SEC source: 0001209191-21-018696 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,820

F1 · kind: Represents a grant of restricted stock which vests 100% one year from the date of grant.

SEC source: 0001209191-20-064180 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,085

F1 · shares: The shares reported are related to restricted stock awarded to the reporting person which vested December 15, 2020. The shares were withheld from the vested amount to satisfy tax withholding requirements.

SEC source: 0001209191-20-024800 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,783

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

SEC source: 0001209191-20-021311 · doc4.xml · derivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,388

Underlying: Common Stock · 26,388 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F3 · shares: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.exercise_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.expiration_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

SEC source: 0001209191-20-021311 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,949

F1 · kind: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 15, 2020.

SEC source: 0001209191-20-004110 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,765

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

SEC source: 0001209191-19-060894 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,479

F1 · shares: The shares reported are related to restricted stock awarded to the reporting person which vested on December 15, 2019. The shares were withheld from the vested amount to satisfy tax withholding requirements.

SEC source: 0001209191-19-053481 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,859

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

SEC source: 0001209191-19-042515 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,508

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

SEC source: 0001209191-19-025086 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,228

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

SEC source: 0001209191-19-021676 · doc4.xml · derivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,069

Underlying: Common Stock · 11,069 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.

F3 · shares: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") meeting certain performance criteria as follows: (a) 50% shall vest based on Absolute TSR meeting such performance criteria over a two-year period beginning on the grant date and ending on the second anniversary of the grant date, and (b) 50% shall vest based on Absolute TSR meeting such performance criteria over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.exercise_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") meeting certain performance criteria as follows: (a) 50% shall vest based on Absolute TSR meeting such performance criteria over a two-year period beginning on the grant date and ending on the second anniversary of the grant date, and (b) 50% shall vest based on Absolute TSR meeting such performance criteria over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

F3 · derivative.expiration_date: These RSUs vest based on the Issuer's absolute total shareholder return ("Absolute TSR") meeting certain performance criteria as follows: (a) 50% shall vest based on Absolute TSR meeting such performance criteria over a two-year period beginning on the grant date and ending on the second anniversary of the grant date, and (b) 50% shall vest based on Absolute TSR meeting such performance criteria over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. The number of RSUs reported represents the target number awarded on the grant date. The number that would be received upon vesting, if any, may vary from 0% to 175% of the target number shown.

SEC source: 0001209191-19-021676 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,963

F1 · kind: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 15, 2019.

SEC source: 0001209191-19-004351 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,566

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

SEC source: 0001209191-18-063244 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,304

SEC source: 0001209191-18-055398 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,931

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

SEC source: 0001209191-18-051546 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,709

F1 · kind: Represents dividend equivalent rights that accrued with respect to grants of restricted stock previously awarded to the Reporting Person, and which will vest upon the same schedule and under the same terms as the restricted stock grants to which they relate.

SEC source: 0001209191-18-048840 · doc4.xml · nonDerivative · entry 3

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,647

F3 · shares: Represents a grant of restricted stock that vests on August 27, 2022.

SEC source: 0001209191-18-048840 · doc4.xml · nonDerivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,268

F2 · shares: Represents a grant of restricted stock that vests on August 27, 2021.

SEC source: 0001209191-18-048840 · doc4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,889

F1 · shares: Represents a grant of restricted stock that vests in three equal annual installments beginning on December 15, 2018.

SEC source: 0001553023-18-000034 · wf-form4_151985888432085.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

F1 · shares: Represents restricted stock units that vest on February 26, 2021.

SEC source: 0001104659-17-058076 · a4.xml · derivative · entry 4

Garfield Howard Steven · CIK 0001463379 · SVP, CAO, Treas & Asst Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,920 shares

Expires not disclosed

F5 · kind: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return relative to a selected peer group from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

SEC source: 0001104659-17-058076 · a4.xml · derivative · entry 3

Garfield Howard Steven · CIK 0001463379 · SVP, CAO, Treas & Asst Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,761 shares

Expires not disclosed

F4 · kind: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each performance restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became vested in full at the maximum performance level initially established for such award, which was based on the Issuer's annualized total stockholder return on an absolute basis from March 3, 2017 through August 20, 2017, and each such performance restricted stock unit award and related agreement was cancelled and converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to such performance stock unit award, less any required withholding taxes.

SEC source: 0001104659-17-058076 · a4.xml · derivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO, Treas & Asst Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,715 shares

Expires not disclosed

F3 · kind: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent. At the effective time of the Merger, each time-based restricted stock unit award outstanding, automatically and without any required action on the part of the Reporting Person, became fully vested, all restrictions thereon lapsed and all such time-based restricted stock unit awards were converted into the right to receive a cash payment in an amount equal to $12.00, without interest, for each share of Common Stock subject to time-based restricted stock unit awards without regard to vesting, less any required withholding taxes.

SEC source: 0001104659-17-058076 · a4.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO, Treas & Asst Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 4, 2017, by and among Monogram Residential Trust, Inc., a Maryland corporation (the "Issuer"), GS Monarch Parent, LLC, a Delaware limited liability company ("Parent"), and GS Monarch Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent ("Acquisition Sub"), the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of common stock, par value of $0.0001 per share ("Common Stock"), outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $12.00 in cash, without interest.

F2 · kind: Reported shares include 20,710 vested and deferred RSUs that vested prior to the effective time of the Merger and that were converted into the right to receive $12.00 in cash, without interest, at the effective time of the Merger

F1 · acquired: Pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated July 4, 2017, by and among Monogram Residential Trust, Inc., a Maryland corporation (the "Issuer"), GS Monarch Parent, LLC, a Delaware limited liability company ("Parent"), and GS Monarch Acquisition, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent ("Acquisition Sub"), the Issuer merged with and into Acquisition Sub on September 19, 2017, with Acquisition Sub surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each share of common stock, par value of $0.0001 per share ("Common Stock"), outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $12.00 in cash, without interest.

F2 · acquired: Reported shares include 20,710 vested and deferred RSUs that vested prior to the effective time of the Merger and that were converted into the right to receive $12.00 in cash, without interest, at the effective time of the Merger

SEC source: 0001384710-17-000053 · wf-form4_149021542423547.xml · derivative · entry 2

Garfield Howard Steven · CIK 0001463379 · SVP, CAO, Treas & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,259

Underlying: Common Stock · 3,259 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2019. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F2 · deemedExecutionDate: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2019. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F2 · shares: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2019. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F2 · derivative.exercise_date: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2019. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F2 · derivative.expiration_date: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2019. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F2 · derivative.underlying_shares: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2019. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F2 · balance_after: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2019. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

SEC source: 0001384710-17-000053 · wf-form4_149021542423547.xml · derivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO, Treas & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,581

Underlying: Common Stock · 6,581 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2020. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F1 · deemedExecutionDate: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2020. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F1 · shares: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2020. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F1 · derivative.exercise_date: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2020. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F1 · derivative.expiration_date: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2020. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F1 · derivative.underlying_shares: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2020. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

F1 · balance_after: Represents a target number of restricted stock units granted under Monogram Residential Trust, Inc.'s long-term incentive program. Such restricted stock units are subject to vesting based on the Company's annualized total stockholder return on an absolute basis during the performance measurement period beginning on March 3, 2017 and concluding on February 28, 2020. After the performance measurement period, the Company will issue a number of shares of common stock under the Company's equity incentive plan based on the number of restricted stock units that vested.

SEC source: 0001384710-17-000041 · wf-form4_148892197459728.xml · nonDerivative · entry 1

Garfield Howard Steven · CIK 0001463379 · SVP, CAO, Treas & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,034

F1 · shares: The shares reported relate to restricted stock units awarded to the reporting person and are subject to specified vesting and settlement provisions.

F2 · balance_after: As of March 7, 2017, 54,903 of the shares reported in this box are shares of common stock of Monogram Residential Trust, Inc. (the "Company"), 45,706 are shares that are subject to restrictions on disposition in accordance with the amendment to the severance agreement between the reporting person and the Company, and 82,425 are shares related to restricted stock units awarded to the reporting person that are subject to specified vesting and settlement provisions.