Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Solid Power, Inc.SLDP · Entity 5427 | Chief Marketing Officer | May 12, 2022 | May 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Solid Power, Inc.
Report date May 12, 2022 · Filed May 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,728 |
Reported balance
After 2022-05-12 transaction · row 1
1 source rowRow 1 · 2022-05-12 · Grant · Acquired 45,728 · Balance 45,728 F1: Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.26 · Expires 2032-05-12 | Direct | 107,221 |
Reported balance
After 2022-05-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-05-12 · Grant · Acquired 107,221 · Balance 107,221 F2: 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.
F2: 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2022 Filed May 13, 2022 17:15 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 107,221 | $0.00 Strike: $7.26 | $0.00 |
DisclosureSEC source: 0001104659-22-060470 · tm2215575-3_4seq1.xml · derivative · entry 2 Jacobs Jon Eric · CIK 0001886468 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,221 Underlying: Common Stock · 107,221 shares Expires 2032-05-12 F2 · derivative.exercise_date: 25% of the shares issuable upon exercise of the option will vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| May 12, 2022 Filed May 13, 2022 17:15 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantCommon Stock | 45,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-060470 · tm2215575-3_4seq1.xml · nonDerivative · entry 1 Jacobs Jon Eric · CIK 0001886468 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,728 F1 · shares: Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in four equal annual installments commencing on May 12, 2023, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| December 08, 2021 Filed Dec 8, 2021 20:00 UTC | Solid Power, Inc. SLDP · Entity 5427 | GrantStock Option (Right to Buy) · Derivative | 1,034,143 | Not disclosed Strike: $5.92 | Not disclosed |
DisclosureSEC source: 0001104659-21-147780 · tm2134826-15_4seq1.xml · derivative · entry 1 Jacobs Jon Eric · CIK 0001886468 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,143 Underlying: Common Stock · 1,034,143 shares Expires 2031-10-19 F2 · price: On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio. F1 · derivative.exercise_date: 25% of the total number of shares issuable upon exercise of the option will vest on October 18, 2022, and 1/36 of the remaining shares issuable upon exercise of the option vest monthly thereafter. F2 · derivative.underlying_shares: On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.