Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AXT INC
Report date December 23, 2019 · Filed December 31, 2019 · Amendment
Section 16 reporting ended · disclosed 2019-12-31. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-23 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-12-23 · Grant · Acquired 0 · Balance 0 F1: This Form 4 was filed in error for the incorrect reporting person. Uni-Pixel, Inc. is not the beneficial owner of any securities of AXT, Inc. F2: The reporting person did not receive a grant of a restricted stock award. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 was filed in error for the incorrect reporting person. Uni-Pixel, Inc. is not the beneficial owner of any securities of AXT, Inc.
F2: The reporting person did not receive a grant of a restricted stock award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 23, 2019 Filed Dec 31, 2019 02:20 UTC Amendment | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013201 · edgar.xml · nonDerivative · entry 1 Uni-Pixel · CIK 0001171012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 was filed in error for the incorrect reporting person. Uni-Pixel, Inc. is not the beneficial owner of any securities of AXT, Inc. F2 · shares: The reporting person did not receive a grant of a restricted stock award. F2 · balance_after: The reporting person did not receive a grant of a restricted stock award. Read SEC document |
| December 23, 2019 Filed Dec 30, 2019 21:21 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013191 · edgar.xml · nonDerivative · entry 1 Uni-Pixel · CIK 0001171012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,179 F1 · shares: Represents grants of restricted stock awards, 100% shares of common stock shall vest on May 21, 2020 (date of AXT, Inc.'s annual shareholder meeting), conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.