Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TXNM ENERGY INCPNM · Entity 3794 | EVP Corp Development & Finance | May 13, 2022 | May 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TXNM ENERGY INC
Report date May 13, 2022 · Filed May 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock SharesSEC Table II · derivative / convertible security | IndirectPNM Common Stock Fund - PNM Resources Executive Savings Plan II | 7,833 |
Reported balance
After 2022-05-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-05-13 · Grant · Acquired 56 · Balance 7,833 F1: The security converts to common stock on a one-for-one basis. F2: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of May 13, 2022. F3: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to common stock on a one-for-one basis.
F2: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of May 13, 2022.
F3: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2022 Filed May 16, 2022 21:16 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantPhantom Stock Shares · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004043 · primarydocument.xml · derivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II Disclosed balance after: 7,833 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of May 13, 2022. F3 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. F3 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · derivative · entry 9 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,143 Underlying: Common Stock · 1,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · derivative · entry 8 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,288 Underlying: Common Stock · 1,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · derivative · entry 7 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,506 Underlying: Common Stock · 1,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 347 | $46.11 | $16,000.17 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 6 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,338 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 5 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 369 | $46.11 | $17,014.59 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 4 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,540 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 3 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 408 | $46.11 | $18,812.88 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,691 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:50 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002454 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002334 · primarydocument.xml · derivative · entry 3 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852 Underlying: Common Stock · 5,304 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 4,615 | $44.64 | $206,013.60 |
DisclosureSEC source: 0001562180-22-002334 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,753 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 15,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002334 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022. Read SEC document |
| February 24, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantPhantom Stock Shares · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002334 · primarydocument.xml · derivative · entry 4 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II Disclosed balance after: 7,777 Underlying: Common Stock · 61 shares Expires not disclosed F5 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F6 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of February 24, 2022. F7 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. F7 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 20:07 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantPhantom Stock Shares · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007073 · primarydocument.xml · derivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II Disclosed balance after: 7,716 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of November 12, 2021. F3 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. F3 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 19:26 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantPhantom Stock Shares · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005339 · primarydocument.xml · derivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II Disclosed balance after: 7,665 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of August 13, 2021. F3 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. F3 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. Read SEC document |
| May 14, 2021 Filed May 17, 2021 21:52 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantPhantom Stock Shares · Derivative | 49 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003498 · primarydocument.xml · derivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II Disclosed balance after: 7,614 Underlying: Common Stock · 49 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of May 14, 2021. F3 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. F3 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · derivative · entry 12 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,548 Underlying: Common Stock · 1,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · derivative · entry 11 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,693 Underlying: Common Stock · 1,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · derivative · entry 10 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,912 Underlying: Common Stock · 1,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 4,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · derivative · entry 9 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,361 Underlying: Common Stock · 4,040 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 519 | $47.42 | $24,610.98 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · nonDerivative · entry 8 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,243 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · nonDerivative · entry 7 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 552 | $47.42 | $26,175.84 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · nonDerivative · entry 6 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,617 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · nonDerivative · entry 5 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 656 | $47.42 | $31,107.52 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · nonDerivative · entry 4 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,950 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · nonDerivative · entry 3 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 8,698 | $47.42 | $412,459.16 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,157 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:49 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 19,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002109 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2020 for the 2018-2020 performance period, and settled on March 5, 2020. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:07 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantPhantom Stock Shares · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001240 · primarydocument.xml · derivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Indirect · PNM Common Stock Fund - PNM Resources Executive Savings Plan II Disclosed balance after: 7,564 Underlying: Common Stock · 50 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F2 · shares: Reflects the amount of phantom shares acquired under the PNM Resources, Inc. Executive Savings Plan II through notational dividend reinvestment on the cash dividend payment date of February 16, 2021, being the first dividend payment date for PNM Resources' common stock following the termination of dividend reinvestment under the PNM Resources Direct Plan F3 · derivative.exercise_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. F3 · derivative.expiration_date: The phantom stock shares were acquired under the PNM Resources, Inc. Executive Savings Plan II, and will settle upon the Reporting Person's retirement or other termination of service. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · derivative · entry 9 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Underlying: Common Stock · 1,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · derivative · entry 8 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,710 Underlying: Common Stock · 1,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · derivative · entry 7 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,159 Underlying: Common Stock · 1,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 540 | $51.83 | $27,988.20 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · nonDerivative · entry 6 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,717 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · nonDerivative · entry 5 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 615 | $51.83 | $31,875.45 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · nonDerivative · entry 4 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,038 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · nonDerivative · entry 3 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 642 | $51.83 | $33,274.86 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,264 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:34 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002347 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 3,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002246 · primarydocument.xml · derivative · entry 3 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,378 Underlying: Common Stock · 3,435 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 8,089 | $49.08 | $397,008.12 |
DisclosureSEC source: 0001562180-20-002246 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,457 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 18,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002246 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP Corp Development & Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,546 F1 · security: The performance shares were earned as of December 31, 2019 for the 2017-2019 performance period, and settled on March 3, 2020. Read SEC document |
| March 08, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 2,939 | $45.23 | $132,930.97 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 9 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,287 F2 · price: Includes shares sold to provide a source of funds for payment of certain additional tax obligations of the reporting person. F6 · price: Price represents a weighted average fill price ranging from $45.166 to $45.27. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · derivative · entry 12 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,943 Underlying: Common Stock · 1,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · derivative · entry 11 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,393 Underlying: Common Stock · 1,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · derivative · entry 10 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,783 Underlying: Common Stock · 1,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | SaleCommon Stock | 6,000 | $44.69 | $268,140.00 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 8 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,226 F2 · price: Includes shares sold to provide a source of funds for payment of certain additional tax obligations of the reporting person. F5 · price: Price represents a weighted average fill price ranging from $44.66 to $44.70. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 468 | $44.94 | $21,031.92 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 7 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,226 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 6 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 449 | $44.94 | $20,178.06 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 5 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,244 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.