Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXICURE, INC.XCUR · Entity 8068 | Director · Chief Executive Officer | May 16, 2022 | May 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXICURE, INC.
Report date May 16, 2022 · Filed May 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.12 · Expires 2032-05-15 | Direct | 2,324,550 |
Reported balance
After 2022-05-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-05-16 · Grant · Acquired 2,324,550 · Balance 2,324,550 F1: One-fourth (1/4th) of the shares will vest on May 16, 2023 and the remainder of the shares will vest in a series of thirty-six (36) successive equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: One-fourth (1/4th) of the shares will vest on May 16, 2023 and the remainder of the shares will vest in a series of thirty-six (36) successive equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2022 Filed May 18, 2022 20:36 UTC | EXICURE, INC. XCUR · Entity 8068 | GrantEmployee Stock Option (right to buy) · Derivative | 2,324,550 | $0.00 Strike: $0.12 | $0.00 |
DisclosureSEC source: 0001209191-22-030055 · doc4.xml · derivative · entry 1 SCHROFF MATTHIAS · CIK 0001737982 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324,550 Underlying: Common Stock · 2,324,550 shares Expires 2032-05-15 F1 · derivative.exercise_date: One-fourth (1/4th) of the shares will vest on May 16, 2023 and the remainder of the shares will vest in a series of thirty-six (36) successive equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting dates. Read SEC document |
| May 14, 2021 Filed May 20, 2021 22:34 UTC | EXICURE, INC. XCUR · Entity 8068 | GrantCommon Stock | 7,500 | $1.27 | $9,525.00 |
DisclosureSEC source: 0001209191-21-034590 · doc4.xml · nonDerivative · entry 1 SCHROFF MATTHIAS · CIK 0001737982 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · kind: These shares were acquired under the XCUR Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| April 27, 2021 Filed May 4, 2021 22:01 UTC | EXICURE, INC. XCUR · Entity 8068 | GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-21-030013 · doc4.xml · derivative · entry 2 SCHROFF MATTHIAS · CIK 0001737982 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2031-04-26 F1 · derivative.exercise_date: The shares subject to the option vest in 48 substantially equal monthly installments from the vesting commencement date of April 27, 2021, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| April 27, 2021 Filed May 4, 2021 22:01 UTC | EXICURE, INC. XCUR · Entity 8068 | GrantEmployee Stock Option (right to buy) · Derivative | 476,200 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001209191-21-030013 · doc4.xml · derivative · entry 1 SCHROFF MATTHIAS · CIK 0001737982 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,200 Underlying: Common Stock · 476,200 shares Expires 2031-04-26 F1 · derivative.exercise_date: The shares subject to the option vest in 48 substantially equal monthly installments from the vesting commencement date of April 27, 2021, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| April 26, 2018 Filed May 1, 2018 01:30 UTC | EXICURE, INC. XCUR · Entity 8068 | GrantEmployee Stock Option (right to buy) · Derivative | 345,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010988 · doc4.xml · derivative · entry 1 SCHROFF MATTHIAS · CIK 0001737982 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,000 Underlying: Common Stock · 345,000 shares Expires 2028-04-25 F1 · derivative.exercise_date: This option vests 25% on April 1, 2019, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service with the Issuer and certain change of control provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.