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HERNANDEZ WILLIAM H

Disclosed activity across 4 companies

Tapewire entity
127146
SEC CIK
0001189027

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALBEMARLE CORPALB · Entity 2581DirectorJuly 01, 2019July 03, 2019
BLACK BOX CORPBBOX · Entity 161174DirectorMay 24, 2017May 26, 2017
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963DirectorMay 18, 2022May 19, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALBEMARLE CORP

Report date July 01, 2019 · Filed July 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,850 Reported balance After 2019-07-01 transaction · row 1
1 source row

Row 1 · 2019-07-01 · Grant · Acquired 1,850 · Balance 1,850

F1: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2020.

BLACK BOX CORP

Report date May 24, 2017 · Filed May 26, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.001 par valueSEC Table I · non-derivativeDirect44,850 Reported balance After 2017-05-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-05-24 · Grant · Acquired 12,350 · Balance 44,850

F1: Grant of restricted stock units, 100% of which vested immediately on the date of grant, under the Black Box Corporation 2008 Long-Term Incentive Plan.

F2: This number includes restricted stock units previously granted under the Black Box 2008 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units, 100% of which vested immediately on the date of grant, under the Black Box Corporation 2008 Long-Term Incentive Plan.

F2: This number includes restricted stock units previously granted under the Black Box 2008 Long-Term Incentive Plan.

NORTHROP GRUMMAN CORP /DE/

Report date May 18, 2022 · Filed May 19, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,585 Reported balance After 2022-05-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-05-18 · Grant · Acquired 385 · Balance 7,585

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Amount includes (i) 1,000 shares of common stock; and (ii) 6,585 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Amount includes (i) 1,000 shares of common stock; and (ii) 6,585 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

USG CORP

Report date April 24, 2019 · Filed April 24, 2019

Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-04-24 transaction · row 1
1 source row

Row 1 · 2019-04-24 · Disposition to issuer · Disposed 17,905 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration").

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-04-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-24 · Disposition to issuer · Disposed 30,168.5125 · Balance 0

F2: Each deferred stock unit represented the right to receive the value of one share of common stock. The deferred stock units granted to the reporting person prior to August 30, 2017 became payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director, and the remaining deferred stock units granted to the reporting person became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration").

F2: Each deferred stock unit represented the right to receive the value of one share of common stock. The deferred stock units granted to the reporting person prior to August 30, 2017 became payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director, and the remaining deferred stock units granted to the reporting person became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2022 Filed May 19, 2022 21:36 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 385 $454.87 $175,124.95
Disclosure

SEC source: 0001628280-22-014946 · wf-form4_165299613980273.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,585

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 1,000 shares of common stock; and (ii) 6,585 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
May 19, 2021 Filed May 21, 2021 17:54 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 458 $370.90 $169,872.20
Disclosure

SEC source: 0001628280-21-010867 · wf-form4_162161965614918.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,099

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Amount includes (i) 1,000 shares of common stock; and (ii) 6,099 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:10 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 499 $320.40 $159,879.60
Disclosure

SEC source: 0001225208-20-008168 · doc4.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,538

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes (i) 1,000 shares of common stock and (ii) 5,538 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:19 UTC ALBEMARLE CORP ALB · Entity 2581 GrantCommon Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0000915913-19-000057 · wf-form4_156218876832373.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · shares: Shares represent an annual installment of non-employee director stock compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation. Shares to vest on July 1, 2020.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:30 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 543 $294.49 $159,908.07
Disclosure

SEC source: 0001225208-19-008157 · doc4.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,961

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes (i) 1,000 shares of common stock and (ii) 4,961 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.

Read SEC document
April 24, 2019 Filed Apr 24, 2019 15:03 UTC USG CORP USG · Entity 12609 Disposition to issuerDeferred Stock Units · Derivative 30,168.5125 $43.50 $1,312,330.29
Disclosure

SEC source: 0000757011-19-000053 · primary_doc.xml · derivative · entry 2

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,168.5125 shares

Expires not disclosed

F2 · derivative.exercise_price: Each deferred stock unit represented the right to receive the value of one share of common stock. The deferred stock units granted to the reporting person prior to August 30, 2017 became payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director, and the remaining deferred stock units granted to the reporting person became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.

F2 · price: Each deferred stock unit represented the right to receive the value of one share of common stock. The deferred stock units granted to the reporting person prior to August 30, 2017 became payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director, and the remaining deferred stock units granted to the reporting person became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.

F2 · derivative.exercise_date: Each deferred stock unit represented the right to receive the value of one share of common stock. The deferred stock units granted to the reporting person prior to August 30, 2017 became payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director, and the remaining deferred stock units granted to the reporting person became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.

F2 · derivative.expiration_date: Each deferred stock unit represented the right to receive the value of one share of common stock. The deferred stock units granted to the reporting person prior to August 30, 2017 became payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director, and the remaining deferred stock units granted to the reporting person became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.

Read SEC document
April 24, 2019 Filed Apr 24, 2019 15:03 UTC USG CORP USG · Entity 12609 Disposition to issuerCommon Stock 17,905 $43.50 $778,867.50
Disclosure

SEC source: 0000757011-19-000053 · primary_doc.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration").

Read SEC document
December 31, 2018 Filed Jan 3, 2019 11:47 UTC USG CORP USG · Entity 12609 GrantDeferred Stock Units · Derivative 2,807.3459 $42.75 $120,000.00
Disclosure

SEC source: 0000757011-19-000005 · primary_doc.xml · derivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,168.5125

Underlying: Common Stock · 2,807.3459 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F2 · price: Mean of the high and low sales prices of a share of common stock on December 31, 2018.

F1 · derivative.exercise_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F1 · derivative.expiration_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F3 · balance_after: Deferred stock units granted to the reporting person prior to August 30, 2017 become payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director.

Read SEC document
October 02, 2018 Filed Oct 3, 2018 15:41 UTC USG CORP USG · Entity 12609 GrantDeferred Stock Units · Derivative 311.8082 $43.38 $13,524.68
Disclosure

SEC source: 0000757011-18-000097 · primary_doc.xml · derivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,361.1666

Underlying: Common Stock · 311.8082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F2 · kind: Reflects the reinvestment of dividend equivalents in additional deferred stock units pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors.

F3 · price: Mean of the high and low sales prices of a share of common stock on October 2, 2018.

F1 · derivative.exercise_date: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F1 · derivative.expiration_date: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F4 · balance_after: Deferred stock units granted to the reporting person prior to August 30, 2017 become payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:31 UTC ALBEMARLE CORP ALB · Entity 2581 GrantPhantom Stock · Derivative 1,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-019458 · doc4.xml · derivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 1,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year in which the reporting person is no longer a director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.

Read SEC document
May 16, 2018 Filed May 18, 2018 19:39 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 OtherCommon Stock 483 $321.16 $155,120.28
Disclosure

SEC source: 0001225208-18-009546 · doc4.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes (i) 1,000 shares of common stock and (ii) 4,347 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 12:12 UTC USG CORP USG · Entity 12609 GrantDeferred Stock Units · Derivative 3,101.5766 $38.69 $120,000.00
Disclosure

SEC source: 0000757011-18-000005 · primary_doc.xml · derivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,049.3584

Underlying: Common Stock · 3,101.5766 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F2 · price: Mean of the high and low sales prices of a share of common stock on December 29, 2017.

F1 · derivative.exercise_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F1 · derivative.expiration_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.

F3 · balance_after: Deferred stock units granted to the reporting person prior to August 30, 2017 become payable in cash or shares of common stock, at the reporting person's option, following termination of service as a director.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:21 UTC ALBEMARLE CORP ALB · Entity 2581 GrantPhantom Stock · Derivative 1,150 $0.00 $0.00
Disclosure

SEC source: 0001648210-17-000024 · primary_doc.xml · derivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,544

Underlying: Common Stock · 1,150 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom Stock units convert 1 for 1 into common stock.

F2 · shares: Shares represent deferred director compensation pursuant to 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors of Albemarle Corporation.

F3 · derivative.exercise_date: Exercisable in a single lump sum on February 15th of the calendar year after the year in which the reporting person is no longer a director.

F4 · derivative.expiration_date: No expiration date.

F5 · balance_after: Includes dividend equivalent rights earned based on total shares of Phantom Stock in Director's deferred stock account.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:22 UTC BLACK BOX CORP BBOX · Entity 161174 GrantCommon Stock, $.001 par value 12,350 $0.00 $0.00
Disclosure

SEC source: 0000849547-17-000055 · wf-form4_149583016010715.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,850

F1 · shares: Grant of restricted stock units, 100% of which vested immediately on the date of grant, under the Black Box Corporation 2008 Long-Term Incentive Plan.

F1 · price: Grant of restricted stock units, 100% of which vested immediately on the date of grant, under the Black Box Corporation 2008 Long-Term Incentive Plan.

F2 · balance_after: This number includes restricted stock units previously granted under the Black Box 2008 Long-Term Incentive Plan.

Read SEC document
May 17, 2017 Filed May 19, 2017 19:34 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 OtherCommon Stock 609 $246.32 $150,008.88
Disclosure

SEC source: 0001225208-17-010114 · doc4.xml · nonDerivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,810

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Total amount includes (i) 1,000 shares of common stock and (ii) 3,810 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. Dividends earned on shares held in stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 13:07 UTC USG CORP [USG] · Entity 12609 GrantDeferred Stock Units · Derivative 4,114.5208 $29.17 $120,000.00
Disclosure

SEC source: 0000757011-17-000005 · primary_doc.xml · derivative · entry 1

HERNANDEZ WILLIAM H · CIK 0001189027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,947.7818

Underlying: Common Stock · 4,114.5208 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director.

F2 · price: Mean of the high and low sales prices of a share of common stock on December 30, 2016.

F1 · derivative.exercise_date: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director.

F1 · derivative.expiration_date: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.