Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NICOLET BANKSHARES INCNCBS · Entity 4136 | Director | May 17, 2022 | May 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NICOLET BANKSHARES INC
Report date May 17, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,930 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Grant · Acquired 648 · Balance 23,930 F1: The Company paid Mr. Tobias the Board annual retainer, granted as a restricted stock award with an immediate full vest of 648 shares, as of May 17, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company paid Mr. Tobias the Board annual retainer, granted as a restricted stock award with an immediate full vest of 648 shares, as of May 17, 2022.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MACKINAC FINANCIAL CORP /MI/
Report date September 03, 2021 · Filed September 08, 2021
Section 16 reporting ended · disclosed 2021-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-09-03 transaction · row 1
1 source rowRow 1 · 2021-09-03 · Disposition to issuer · Disposed 107,867 · Balance 0 F1: On September 3, 2021, pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of April 12, 2021 by and between Nicolet Bankshares, Inc. ("Nicolet") and Mackinac Financial Corporation ("MFNC"), MFNC merged with and into Nicolet ("Merger"), and each outstanding share of MFNC common stock was converted into the right to receive 0.22 of a share of Nicolet common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Nicolet common stock which the holder would otherwise be entitled to receive multiplied by $4.64. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the MFNC common stock reported in Table I, an aggregate of 51,705 shares of Nicolet common stock having a market value of $76.74 per share on the effective date of the Merger, and cash in lieu of a fractional share of Nicolet common stock, subject to any required tax withholding under applicable law. F2: Pursuant to the Merger Agreement, the amount of securities disposed of includes MFNC restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under MFNC's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting. |
| Common StockSEC Table I · non-derivative | IndirectBy Tobias Capital LLC | 0 |
Reported balance
After 2021-09-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-03 · Disposition to issuer · Disposed 54,194 · Balance 0 F1: On September 3, 2021, pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of April 12, 2021 by and between Nicolet Bankshares, Inc. ("Nicolet") and Mackinac Financial Corporation ("MFNC"), MFNC merged with and into Nicolet ("Merger"), and each outstanding share of MFNC common stock was converted into the right to receive 0.22 of a share of Nicolet common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Nicolet common stock which the holder would otherwise be entitled to receive multiplied by $4.64. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the MFNC common stock reported in Table I, an aggregate of 51,705 shares of Nicolet common stock having a market value of $76.74 per share on the effective date of the Merger, and cash in lieu of a fractional share of Nicolet common stock, subject to any required tax withholding under applicable law. |
| Common StockSEC Table I · non-derivative | IndirectIRA | 0 |
Reported balance
After 2021-09-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-09-03 · Disposition to issuer · Disposed 72,970 · Balance 0 F1: On September 3, 2021, pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of April 12, 2021 by and between Nicolet Bankshares, Inc. ("Nicolet") and Mackinac Financial Corporation ("MFNC"), MFNC merged with and into Nicolet ("Merger"), and each outstanding share of MFNC common stock was converted into the right to receive 0.22 of a share of Nicolet common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Nicolet common stock which the holder would otherwise be entitled to receive multiplied by $4.64. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the MFNC common stock reported in Table I, an aggregate of 51,705 shares of Nicolet common stock having a market value of $76.74 per share on the effective date of the Merger, and cash in lieu of a fractional share of Nicolet common stock, subject to any required tax withholding under applicable law. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 3, 2021, pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of April 12, 2021 by and between Nicolet Bankshares, Inc. ("Nicolet") and Mackinac Financial Corporation ("MFNC"), MFNC merged with and into Nicolet ("Merger"), and each outstanding share of MFNC common stock was converted into the right to receive 0.22 of a share of Nicolet common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Nicolet common stock which the holder would otherwise be entitled to receive multiplied by $4.64. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the MFNC common stock reported in Table I, an aggregate of 51,705 shares of Nicolet common stock having a market value of $76.74 per share on the effective date of the Merger, and cash in lieu of a fractional share of Nicolet common stock, subject to any required tax withholding under applicable law.
F2: Pursuant to the Merger Agreement, the amount of securities disposed of includes MFNC restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under MFNC's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2022 Filed May 19, 2022 17:32 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 648 | $77.06 | $49,934.88 |
DisclosureSEC source: 0001127602-22-015068 · form4.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,930 F1 · shares: The Company paid Mr. Tobias the Board annual retainer, granted as a restricted stock award with an immediate full vest of 648 shares, as of May 17, 2022. Read SEC document |
| April 29, 2022 Filed May 3, 2022 15:49 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | PurchaseCommon Stock | 1,200 | $83.17 | $99,808.44 |
DisclosureSEC source: 0001127602-22-012982 · form4.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 17,253 Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 11:30 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | Disposition to issuerCommon Stock | 72,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001596771-21-000051 · primary_doc.xml · nonDerivative · entry 3 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 0 F1 · price: On September 3, 2021, pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of April 12, 2021 by and between Nicolet Bankshares, Inc. ("Nicolet") and Mackinac Financial Corporation ("MFNC"), MFNC merged with and into Nicolet ("Merger"), and each outstanding share of MFNC common stock was converted into the right to receive 0.22 of a share of Nicolet common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Nicolet common stock which the holder would otherwise be entitled to receive multiplied by $4.64. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the MFNC common stock reported in Table I, an aggregate of 51,705 shares of Nicolet common stock having a market value of $76.74 per share on the effective date of the Merger, and cash in lieu of a fractional share of Nicolet common stock, subject to any required tax withholding under applicable law. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 11:30 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | Disposition to issuerCommon Stock | 54,194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001596771-21-000051 · primary_doc.xml · nonDerivative · entry 2 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Tobias Capital LLC Disclosed balance after: 0 F1 · price: On September 3, 2021, pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of April 12, 2021 by and between Nicolet Bankshares, Inc. ("Nicolet") and Mackinac Financial Corporation ("MFNC"), MFNC merged with and into Nicolet ("Merger"), and each outstanding share of MFNC common stock was converted into the right to receive 0.22 of a share of Nicolet common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Nicolet common stock which the holder would otherwise be entitled to receive multiplied by $4.64. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the MFNC common stock reported in Table I, an aggregate of 51,705 shares of Nicolet common stock having a market value of $76.74 per share on the effective date of the Merger, and cash in lieu of a fractional share of Nicolet common stock, subject to any required tax withholding under applicable law. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 11:30 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | Disposition to issuerCommon Stock | 107,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001596771-21-000051 · primary_doc.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On September 3, 2021, pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated as of April 12, 2021 by and between Nicolet Bankshares, Inc. ("Nicolet") and Mackinac Financial Corporation ("MFNC"), MFNC merged with and into Nicolet ("Merger"), and each outstanding share of MFNC common stock was converted into the right to receive 0.22 of a share of Nicolet common stock, with cash payable in lieu of a fractional share in an amount equal to the fraction of a share of Nicolet common stock which the holder would otherwise be entitled to receive multiplied by $4.64. In connection with the Merger, the reporting person has the right to receive, in exchange for all of the MFNC common stock reported in Table I, an aggregate of 51,705 shares of Nicolet common stock having a market value of $76.74 per share on the effective date of the Merger, and cash in lieu of a fractional share of Nicolet common stock, subject to any required tax withholding under applicable law. F2 · price: Pursuant to the Merger Agreement, the amount of securities disposed of includes MFNC restricted shares. At the effective time of the Merger, any vesting conditions applicable to outstanding restricted share awards under MFNC's equity incentive plans automatically accelerated in full and such restricted shares converted into, and will be exchanged for, the merger consideration as described in note (1) above, less any applicable taxes required to be withheld with respect to such vesting. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:49 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 11,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-025028 · form4.xml · nonDerivative · entry 4 Tobias Paul Davison · CIK 0001312334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Tobias Capital LLC Disclosed balance after: 11,922 F4 · price: Acquired in connection with the Mackinac Financial Corporation and Nicolet Bankshares, Inc. merger, effective September 3, 2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:49 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 16,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-025028 · form4.xml · nonDerivative · entry 3 Tobias Paul Davison · CIK 0001312334 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 16,053 F3 · price: Acquired in connection with the Mackinac Financial Corporation and Nicolet Bankshares, Inc. merger, effective September 3, 2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:49 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 433 | $76.94 | $33,315.02 |
DisclosureSEC source: 0001127602-21-025028 · form4.xml · nonDerivative · entry 2 Tobias Paul Davison · CIK 0001312334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,163 F2 · shares: Upon Mr. Tobias' appointment to Nicolet Bankshares, Inc. Board of Directors, effective September 3, 2021, the Company paid Mr. Tobias the Board annual retainer, granted as a restricted stock award with an immediate full vest of 433 shares, as of September 3, 2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 21:49 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 23,730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-025028 · form4.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,730 F1 · price: Acquired in connection with the Mackinac Financial Corporation and Nicolet Bankshares, Inc. merger, effective September 3, 2021. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 09:22 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | SaleCommon Stock | 4,394 | $20.82 | $91,466.82 |
DisclosureSEC source: 0001596771-21-000047 · primary_doc.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · shares: The sale of shares was made in connection with the wind-down of the Issuer's 401(k) Plan, and includes the sale of shares accumulated by the plan for the reporting person's account since the date of the Issuer's most recent Section 16 filing. F2 · price: The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $20.62 to $20.95 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 16:08 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | GrantCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-21-000001 · primary_doc.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,867 F1 · shares: On January 15, 2021, the reporting person received a restricted stock award of 8,500 shares, which vests in four equal annual installments beginning on February 17, 2022. Read SEC document |
| November 13, 2020 Filed Nov 16, 2020 16:49 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | PurchaseCommon Stock | 3,539 | $12.25 | $43,352.75 |
DisclosureSEC source: 0001596771-20-000118 · primary_doc.xml · nonDerivative · entry 2 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,367 Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 16:49 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | PurchaseCommon Stock | 461 | $11.95 | $5,508.95 |
DisclosureSEC source: 0001596771-20-000118 · primary_doc.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,828 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:19 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | GrantCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-20-000006 · primary_doc.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,367 F1 · shares: On February 13, 2020, the reporting person received a restricted stock award of 16,000 shares, which vests in four equal annual installments beginning on February 17, 2021. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 13:29 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | GrantCommon Stock | 4,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-19-000008 · primary_doc.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,367 F1 · shares: On February 12, 2019, the reporting person received a restricted stock award of 4,194 shares, which vests in four equal annual installments beginning on February 26, 2020. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 17:01 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | GrantCommon Stock | 3,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-18-000025 · primary_doc.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,173 F1 · shares: On February 26, 2018, the reporting person received a restricted stock award of 3,066 shares, which vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:38 UTC | MACKINAC FINANCIAL CORP /MI/ MFNC · Entity 135683 | GrantCommon Stock | 4,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001596771-17-000015 · primary_doc.xml · nonDerivative · entry 1 Tobias Paul Davison · CIK 0001312334 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,107 F1 · shares: On February 24, 2017, the reporting person received a restricted stock award of 4,719 shares, which vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.