Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Zevia PBCZVIA · Entity 6762 | Chief Operating Officer | May 18, 2022 | May 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Zevia PBC
Report date May 18, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 754,212 |
Reported balance
After 2022-05-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-18 · Sale · Disposed 6,000 · Balance 754,212 F1: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,834 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person. F2: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.29, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: Includes 656,664 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,834 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.
F2: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.29, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Includes 656,664 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2022 Filed May 19, 2022 21:13 UTC | Zevia PBC ZVIA · Entity 6762 | SaleClass A Common Stock | 6,000 | $2.22 | $13,341.60 |
DisclosureSEC source: 0001209191-22-030806 · doc4.xml · nonDerivative · entry 1 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,212 F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,834 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.14 to $2.29, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 656,664 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 16:32 UTC | Zevia PBC ZVIA · Entity 6762 | SaleClass A Common Stock | 6,457 | $3.36 | $21,712.31 |
DisclosureSEC source: 0001209191-22-025616 · doc4.xml · nonDerivative · entry 1 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,212 F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,835 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.31 to $3.40, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 672,498 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. Read SEC document |
| April 07, 2022 Filed Apr 11, 2022 19:25 UTC | Zevia PBC ZVIA · Entity 6762 | SaleClass A Common Stock | 5,874 | $4.41 | $25,884.96 |
DisclosureSEC source: 0001209191-22-024062 · doc4.xml · nonDerivative · entry 1 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,669 F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,833 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.42, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 688,333 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 17:36 UTC | Zevia PBC ZVIA · Entity 6762 | Tax withholdingClass A Common Stock | 5,476 | $5.72 | $31,322.72 |
DisclosureSEC source: 0001209191-22-018244 · doc4.xml · nonDerivative · entry 1 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,543 F1 · kind: The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,834 restricted stock units ("RSUs"). F2 · balance_after: Includes 704,166 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs began vesting in 1/36 increments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 150,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:19 UTC | Zevia PBC ZVIA · Entity 6762 | Exercise / conversionRestricted Phantom Units · Derivative | 90,000 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001209191-22-009605 · doc4.xml · derivative · entry 4 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 90,000 shares Expires 2029-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit. F1 · derivative.exercise_date: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:19 UTC | Zevia PBC ZVIA · Entity 6762 | Tax withholdingClass A Common Stock | 31,863 | $9.38 | $298,874.94 |
DisclosureSEC source: 0001209191-22-009605 · doc4.xml · nonDerivative · entry 3 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,019 F2 · kind: The transaction reported reflects the withholding of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of the restricted phantom units. F3 · balance_after: Includes 720,000 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 570,000 RSUs will vest as follows: (i) 100% on the consummation of a change of control or (ii) in equal monthly installments over the 36-month period following January 17, 2022, and 150,000 RSUs are vested in full, subject to deferred settlement in one-third increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:19 UTC | Zevia PBC ZVIA · Entity 6762 | Disposition to issuerClass A Common Stock | 118 | $7.64 | $901.52 |
DisclosureSEC source: 0001209191-22-009605 · doc4.xml · nonDerivative · entry 2 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,882 F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:19 UTC | Zevia PBC ZVIA · Entity 6762 | Exercise / conversionClass A Common Stock | 90,000 | $0.01 | $900.00 |
DisclosureSEC source: 0001209191-22-009605 · doc4.xml · nonDerivative · entry 1 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents 90,000 restricted phantom units that vested on January 21, 2022 and were settled on February 10, 2022. Each restricted phantom unit represented the right to receive a number of shares of Class A Common Stock of the Issuer with a fair market value equal to (i) the total number of restricted phantom units, multiplied by (ii) the difference between (x) the fair market value of a share of Class A Common Stock of the Issuer on the vesting date and (y) the exercise price per unit. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 17:13 UTC | Zevia PBC ZVIA · Entity 6762 | Disposition to issuerStock Option (Right to Buy) · Derivative | 4,920 | $13.05 Strike: $0.01 | $64,181.40 |
DisclosureSEC source: 0000899243-21-030376 · doc4.xml · derivative · entry 1 Margolis Harry · CIK 0001871729 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Margolis Family Trust Disclosed balance after: 135,672 Underlying: Class A Common Stock · 4,920 shares Expires 2028-12-31 F1 · price: Represents 4,920 vested options cancelled and cashed-out by mutual agreement of the Reporting Person and the Issuer. The Reporting Person received $13.045 per stock option and $64,181.40 total as consideration for the cancellation. F1 · derivative.exercise_date: Represents 4,920 vested options cancelled and cashed-out by mutual agreement of the Reporting Person and the Issuer. The Reporting Person received $13.045 per stock option and $64,181.40 total as consideration for the cancellation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.