Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | Senior Vice President | May 22, 2022 | May 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date May 22, 2022 · Filed May 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,394 |
Ending reported balance
After 2022-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-22 · Exercise / conversion · Acquired 820 · Balance 1,733 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. Row 2 · 2022-05-22 · Tax withholding · Disposed 339 · Balance 1,394 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-05-22 | Direct | 0 |
Reported balance
After 2022-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-22 · Exercise / conversion · Disposed 820 · Balance 0 F1: Restricted stock units convert into shares of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into shares of common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2022 Filed May 23, 2022 20:35 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031330 · doc4.xml · derivative · entry 3 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 820 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 22, 2022 Filed May 23, 2022 20:35 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 339 | $26.75 | $9,068.25 |
DisclosureSEC source: 0001209191-22-031330 · doc4.xml · nonDerivative · entry 2 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394 Read SEC document |
| May 22, 2022 Filed May 23, 2022 20:35 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031330 · doc4.xml · nonDerivative · entry 1 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 14:20 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019955 · doc4.xml · derivative · entry 3 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144 Underlying: Common Stock · 1,144 shares Expires 2025-03-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 14:20 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019955 · doc4.xml · derivative · entry 2 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2025-03-16 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 20:25 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 806 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022354 · doc4.xml · derivative · entry 2 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806 Underlying: Common Stock · 806 shares Expires 2024-03-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:23 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016268 · doc4.xml · derivative · entry 3 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400 shares Expires 2021-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:23 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 157 | $27.38 | $4,298.66 |
DisclosureSEC source: 0001209191-21-016268 · doc4.xml · nonDerivative · entry 2 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913 Read SEC document |
| February 27, 2021 Filed Mar 2, 2021 22:23 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-016268 · doc4.xml · nonDerivative · entry 1 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| May 22, 2019 Filed May 23, 2019 20:08 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 820 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032283 · doc4.xml · derivative · entry 1 Phillips Randall R. · CIK 0001769708 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820 Underlying: Common Stock · 820 shares Expires 2022-05-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.