Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aurora Innovation, Inc.
Report date November 03, 2021 · Filed November 05, 2021
Section 16 reporting ended · disclosed 2021-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 600,000 |
Reported balance
After 2021-11-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-11-03 · Grant · Acquired 600,000 · Balance 600,000 F1: Reflects Issuer's Class A common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") and Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.) ("Aurora") (such business combination, the "Business Combination"), which closed on November 3, 2021. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F2: Reflects securities held directly by Workplay Ventures LLC. On the basis of the reporting person's relationship with Workplay Ventures LLC, the reporting person may be deemed a beneficial owner of the securities held by Workplay Ventures LLC. The reporting person disclaims beneficial ownership of the securities held by Workplay Ventures LLC, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 400,000 |
Reported balance
After 2021-11-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-11-03 · Grant · Acquired 400,000 · Balance 400,000 F1: Reflects Issuer's Class A common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") and Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.) ("Aurora") (such business combination, the "Business Combination"), which closed on November 3, 2021. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3: Reflects securities held directly by MJP DT Holdings LLC. On the basis of the reporting person's relationship with MJP DT Holdings LLC, the reporting person may be deemed a beneficial owner of the securities held by MJP DT Holdings LLC. The reporting person disclaims beneficial ownership of the securities held by MJP DT Holdings LLC, except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,883,086 |
Reported balance
After 2021-11-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-11-03 · Exercise / conversion · Acquired 6,883,086 · Balance 6,883,086 F4: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F5: 75% of such shares are subject to vesting in tranches of 1/3 if the volume weighted average price of the Issuer's shares of Class A common stock equals or exceeds $15.00, $17.50 or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On November 3, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F6: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | 6,883,086 |
Reported balance
After 2021-11-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-03 · Disposition to issuer · Disposed 17,434,414 · Balance 6,883,086 F7: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration. F6: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-11-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-11-03 · Exercise / conversion · Disposed 6,883,086 · Balance 0 F4: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F6: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Footnote | 8,900,000 |
Reported balance
After 2021-11-03 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-11-03 · Grant · Acquired 8,900,000 · Balance 8,900,000 F8: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation. F6: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 1,174,642 |
Reported balance
After 2021-11-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-11-03 · Grant · Acquired 1,174,642 · Balance 1,174,642 F10: Each share of Issuer Class B common stock is convertible at any time by the holder into one share of Issuer Class A common stock. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter. F9: Upon the consummation of, and pursuant to, the Business Combination, shares of Class B Stock of Aurora held by Reinvent Capital Fund LP ("Reinvent Capital Fund") were cancelled and converted into 1,174,642 shares of Issuer's Class B common stock at a deemed value of $10.00 per share. F11: Reflects securities held directly by Reinvent Capital Fund. The reporting person may be deemed a beneficial owner of securities held by Reinvent Capital Fund by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects Issuer's Class A common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") and Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.) ("Aurora") (such business combination, the "Business Combination"), which closed on November 3, 2021. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.
F2: Reflects securities held directly by Workplay Ventures LLC. On the basis of the reporting person's relationship with Workplay Ventures LLC, the reporting person may be deemed a beneficial owner of the securities held by Workplay Ventures LLC. The reporting person disclaims beneficial ownership of the securities held by Workplay Ventures LLC, except to the extent of his pecuniary interest therein.
F3: Reflects securities held directly by MJP DT Holdings LLC. On the basis of the reporting person's relationship with MJP DT Holdings LLC, the reporting person may be deemed a beneficial owner of the securities held by MJP DT Holdings LLC. The reporting person disclaims beneficial ownership of the securities held by MJP DT Holdings LLC, except to the extent of his pecuniary interest therein.
F4: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication.
F5: 75% of such shares are subject to vesting in tranches of 1/3 if the volume weighted average price of the Issuer's shares of Class A common stock equals or exceeds $15.00, $17.50 or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On November 3, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.
F6: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F7: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration.
F8: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation.
F9: Upon the consummation of, and pursuant to, the Business Combination, shares of Class B Stock of Aurora held by Reinvent Capital Fund LP ("Reinvent Capital Fund") were cancelled and converted into 1,174,642 shares of Issuer's Class B common stock at a deemed value of $10.00 per share.
F10: Each share of Issuer Class B common stock is convertible at any time by the holder into one share of Issuer Class A common stock. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter.
F11: Reflects securities held directly by Reinvent Capital Fund. The reporting person may be deemed a beneficial owner of securities held by Reinvent Capital Fund by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund, except to the extent of his pecuniary interest therein.
Hippo Holdings Inc.
Report date August 02, 2021 · Filed August 03, 2021
Section 16 reporting ended · disclosed 2021-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 5,630,000 |
Reported balance
After 2021-08-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-08-02 · Exercise / conversion · Acquired 5,630,000 · Balance 5,630,000 F1: 75% of such shares are subject to vesting in tranches of 25% if the volume weighted average price of the Issuer's shares of Common Stock equals or exceeds $12.50, $15.00, or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the business combination of Reinvent Technology Partners Z (the former name of the Issuer) ("RTPZ") and Hippo Enterprises Inc. (the "Business Combination"). On August 2, 2031, any unvested shares will automatically vest. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F2: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,000,000 |
Reported balance
After 2021-08-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-08-02 · Exercise / conversion · Acquired 1,000,000 · Balance 1,000,000 F4: The securities reported herein were issued to Reinvent Capital Fund LP pursuant to a Subscription Agreement in connection with the Business Combination. The reporting person may be deemed a beneficial owner of securities held by Reinvent Capital Fund LP by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund LP. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund LP, except to the extent of his pecuniary interest therein. |
| Class B ordinary sharesSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-08-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-08-02 · Exercise / conversion · Disposed 5,630,000 · Balance 0 F2: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: 75% of such shares are subject to vesting in tranches of 25% if the volume weighted average price of the Issuer's shares of Common Stock equals or exceeds $12.50, $15.00, or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the business combination of Reinvent Technology Partners Z (the former name of the Issuer) ("RTPZ") and Hippo Enterprises Inc. (the "Business Combination"). On August 2, 2031, any unvested shares will automatically vest. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.
F2: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination.
F3: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein.
F4: The securities reported herein were issued to Reinvent Capital Fund LP pursuant to a Subscription Agreement in connection with the Business Combination. The reporting person may be deemed a beneficial owner of securities held by Reinvent Capital Fund LP by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund LP. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund LP, except to the extent of his pecuniary interest therein.
Joby Aviation, Inc.
Report date August 10, 2021 · Filed August 12, 2021
Section 16 reporting ended · disclosed 2021-08-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,200,000 |
Reported balance
After 2021-08-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-08-10 · Grant · Acquired 1,200,000 · Balance 1,200,000 F1: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). F2: Reflects securities held directly by Workplay Ventures LLC. On the basis of the reporting person's relationship with Workplay Ventures LLC, the reporting person may be deemed a beneficial owner of the securities held by Workplay Ventures LLC. The reporting person disclaims beneficial ownership of the securities held by Workplay Ventures LLC, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 800,000 |
Reported balance
After 2021-08-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-08-10 · Grant · Acquired 800,000 · Balance 800,000 F1: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). F3: Reflects securities held directly by MJP DT Holdings LLC. On the basis of the reporting person's relationship with MJP DT Holdings LLC, the reporting person may be deemed a beneficial owner of the securities held by MJP DT Holdings LLC. The reporting person disclaims beneficial ownership of the securities held by MJP DT Holdings LLC, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 2,500,000 |
Reported balance
After 2021-08-10 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-08-10 · Grant · Acquired 2,500,000 · Balance 2,500,000 F1: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). F4: Reflects securities held directly by Reinvent Capital Fund LP. The reporting person may be a beneficial owner of securities held by Reinvent Capital Fund LP by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund LP. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund LP, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 17,130,000 |
Reported balance
After 2021-08-10 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-08-10 · Exercise / conversion · Acquired 17,130,000 · Balance 17,130,000 F5: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's shares of common stock equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F6: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. F7: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-08-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-08-10 · Exercise / conversion · Disposed 17,130,000 · Balance 0 F5: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's shares of common stock equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F6: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. F7: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Footnote | 11,533,333 |
Reported balance
After 2021-08-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-08-10 · Other · Acquired 11,533,333 · Balance 11,533,333 F8: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation. F7: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination").
F2: Reflects securities held directly by Workplay Ventures LLC. On the basis of the reporting person's relationship with Workplay Ventures LLC, the reporting person may be deemed a beneficial owner of the securities held by Workplay Ventures LLC. The reporting person disclaims beneficial ownership of the securities held by Workplay Ventures LLC, except to the extent of his pecuniary interest therein.
F3: Reflects securities held directly by MJP DT Holdings LLC. On the basis of the reporting person's relationship with MJP DT Holdings LLC, the reporting person may be deemed a beneficial owner of the securities held by MJP DT Holdings LLC. The reporting person disclaims beneficial ownership of the securities held by MJP DT Holdings LLC, except to the extent of his pecuniary interest therein.
F4: Reflects securities held directly by Reinvent Capital Fund LP. The reporting person may be a beneficial owner of securities held by Reinvent Capital Fund LP by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund LP. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund LP, except to the extent of his pecuniary interest therein.
F5: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's shares of common stock equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction.
F6: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock.
F7: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein.
F8: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.
ZYNGA INC
Report date May 23, 2022 · Filed May 24, 2022
Section 16 reporting ended · disclosed 2022-05-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-05-23 transaction · row 1
1 source rowRow 1 · 2022-05-23 · Disposition to issuer · Disposed 256,103 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2022 (the "Merger Agreement"), by and among Take-Two Interactive Software, Inc. ("Take-Two"), Zebra MS I, Inc., Zebra MS II, Inc., and the Issuer, each share of the Issuer's class A common stock was cancelled and converted into the right to receive (i) 0.0406 shares of Take-Two common stock and (ii) $3.50 in cash, together with cash in lieu of any fractional shares of Take-Two common stock. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2022-05-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-05-23 · Disposition to issuer · Disposed 51,073,282 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2022 (the "Merger Agreement"), by and among Take-Two Interactive Software, Inc. ("Take-Two"), Zebra MS I, Inc., Zebra MS II, Inc., and the Issuer, each share of the Issuer's class A common stock was cancelled and converted into the right to receive (i) 0.0406 shares of Take-Two common stock and (ii) $3.50 in cash, together with cash in lieu of any fractional shares of Take-Two common stock. F2: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2022 (the "Merger Agreement"), by and among Take-Two Interactive Software, Inc. ("Take-Two"), Zebra MS I, Inc., Zebra MS II, Inc., and the Issuer, each share of the Issuer's class A common stock was cancelled and converted into the right to receive (i) 0.0406 shares of Take-Two common stock and (ii) $3.50 in cash, together with cash in lieu of any fractional shares of Take-Two common stock.
F2: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2022 Filed May 24, 2022 17:14 UTC | ZYNGA INC ZNGA · Entity 126967 | Disposition to issuerClass A Common Stock | 51,073,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031673 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2022 (the "Merger Agreement"), by and among Take-Two Interactive Software, Inc. ("Take-Two"), Zebra MS I, Inc., Zebra MS II, Inc., and the Issuer, each share of the Issuer's class A common stock was cancelled and converted into the right to receive (i) 0.0406 shares of Take-Two common stock and (ii) $3.50 in cash, together with cash in lieu of any fractional shares of Take-Two common stock. F2 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| May 23, 2022 Filed May 24, 2022 17:14 UTC | ZYNGA INC ZNGA · Entity 126967 | Disposition to issuerClass A Common Stock | 256,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-031673 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of January 9, 2022 (the "Merger Agreement"), by and among Take-Two Interactive Software, Inc. ("Take-Two"), Zebra MS I, Inc., Zebra MS II, Inc., and the Issuer, each share of the Issuer's class A common stock was cancelled and converted into the right to receive (i) 0.0406 shares of Take-Two common stock and (ii) $3.50 in cash, together with cash in lieu of any fractional shares of Take-Two common stock. Read SEC document |
| May 17, 2022 Filed May 19, 2022 17:01 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionRestricted Stock Unit · Derivative | 5,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030595 · doc4.xml · derivative · entry 3 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,548 shares Expires 2028-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F3 · derivative.exercise_date: Vests as follows: 25% of the restricted stock units vest on each of August 17, 2021, November 17, 2021, and February 17, 2022, and 25% of the restricted stock units vest on the earlier of May 17, 2022 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date. Read SEC document |
| May 17, 2022 Filed May 19, 2022 17:01 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionClass A Common Stock | 5,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-030595 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. Read SEC document |
| May 12, 2022 Filed May 16, 2022 16:38 UTC | ZYNGA INC ZNGA · Entity 126967 | OtherClass A Common Stock | 24,625,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029155 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The reported amount reflects the estate planning distribution of shares beneficially owned by Ogden Enterprises LLC. F2 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 18:15 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionRestricted Stock Unit · Derivative | 5,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011899 · doc4.xml · derivative · entry 4 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,548 Underlying: Class A Common Stock · 5,547 shares Expires 2028-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F4 · derivative.exercise_date: Vests as follows: 25% of the restricted stock units vest on each of August 17, 2021, November 17, 2021, and February 17, 2022, and 25% of the restricted stock units vest on the earlier of May 17, 2022 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 18:15 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionClass A Common Stock | 5,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-011899 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 17:40 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionRestricted Stock Unit · Derivative | 5,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065189 · doc4.xml · derivative · entry 4 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,095 Underlying: Class A Common Stock · 5,547 shares Expires 2028-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F4 · derivative.exercise_date: Vests as follows: 25% of the restricted stock units vest on each of August 17, 2021, November 17, 2021, and February 17, 2022, and 25% of the restricted stock units vest on the earlier of May 17, 2022 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 17:40 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionClass A Common Stock | 5,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-065189 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:46 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass B Common Stock · Derivative | 1,174,642 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-043380 · doc4.xml · derivative · entry 7 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,174,642 Underlying: Class A Common Stock · 1,174,642 shares Expires not disclosed F10 · derivative.exercise_price: Each share of Issuer Class B common stock is convertible at any time by the holder into one share of Issuer Class A common stock. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter. F9 · kind: Upon the consummation of, and pursuant to, the Business Combination, shares of Class B Stock of Aurora held by Reinvent Capital Fund LP ("Reinvent Capital Fund") were cancelled and converted into 1,174,642 shares of Issuer's Class B common stock at a deemed value of $10.00 per share. F9 · price: Upon the consummation of, and pursuant to, the Business Combination, shares of Class B Stock of Aurora held by Reinvent Capital Fund LP ("Reinvent Capital Fund") were cancelled and converted into 1,174,642 shares of Issuer's Class B common stock at a deemed value of $10.00 per share. F10 · derivative.exercise_date: Each share of Issuer Class B common stock is convertible at any time by the holder into one share of Issuer Class A common stock. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter. F10 · derivative.expiration_date: Each share of Issuer Class B common stock is convertible at any time by the holder into one share of Issuer Class A common stock. Pursuant to the terms of the Issuer's charter (the "Charter"), each share of Issuer Class B common stock (i) is convertible at any time by the holder into one share of Issuer Class A common stock and (ii) automatically converts into one share of Issuer Class A common stock upon transfer to a recipient that is not a permitted transferee, upon the death of the holder, or as otherwise set forth in the Charter. F11 · ownership.nature: Reflects securities held directly by Reinvent Capital Fund. The reporting person may be deemed a beneficial owner of securities held by Reinvent Capital Fund by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund, except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:46 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantPrivate Placement Warrants · Derivative | 8,900,000 | $2.50 Strike: $11.50 | $22,250,000.00 |
DisclosureSEC source: 0000899243-21-043380 · doc4.xml · derivative · entry 6 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,900,000 Underlying: Class A Common Stock · 8,900,000 shares Expires not disclosed F8 · kind: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation. F8 · derivative.exercise_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation. F8 · derivative.expiration_date: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on December 3, 2021 and expire on November 3, 2026 or earlier upon redemption or liquidation. F6 · ownership.nature: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:46 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Exercise / conversionClass B Ordinary Shares · Derivative | 6,883,086 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-043380 · doc4.xml · derivative · entry 5 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 6,883,086 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F4 · kind: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F4 · price: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F4 · derivative.exercise_date: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F4 · derivative.expiration_date: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F6 · ownership.nature: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:46 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Disposition to issuerClass B Ordinary Shares · Derivative | 17,434,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-043380 · doc4.xml · derivative · entry 4 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,883,086 Underlying: Class A Common Stock · 17,434,414 shares Expires not disclosed F7 · derivative.exercise_price: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration. F7 · kind: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration. F7 · price: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration. F7 · derivative.exercise_date: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration. F7 · derivative.expiration_date: On November 3, 2021, pursuant to the terms of the Sponsor Agreement, dated as of July 14, 2021, by and among RTPY, Aurora and the Sponsor, the Sponsor forfeited 17,434,414 RTPY Class B ordinary shares as of immediately prior to the Domestication for no consideration. F6 · ownership.nature: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:46 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | Exercise / conversionClass A Common Stock | 6,883,086 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-043380 · doc4.xml · nonDerivative · entry 3 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,883,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F5 · shares: 75% of such shares are subject to vesting in tranches of 1/3 if the volume weighted average price of the Issuer's shares of Class A common stock equals or exceeds $15.00, $17.50 or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On November 3, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F4 · price: Pursuant to the Business Combination, RTPY domesticated as a Delaware corporation and changed its name to "Aurora Innovation, Inc." (the "Domestication"), and each RTPY Class B ordinary share that was issued and outstanding as of immediately prior to the Domestication was automatically converted into one share of the Issuer's Class A common stock upon the Domestication. F5 · balance_after: 75% of such shares are subject to vesting in tranches of 1/3 if the volume weighted average price of the Issuer's shares of Class A common stock equals or exceeds $15.00, $17.50 or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On November 3, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F6 · ownership.nature: Reflects securities held directly by Reinvent Sponsor Y LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:46 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 400,000 | $10.00 | $4,000,000.00 |
DisclosureSEC source: 0000899243-21-043380 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 400,000 F1 · kind: Reflects Issuer's Class A common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") and Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.) ("Aurora") (such business combination, the "Business Combination"), which closed on November 3, 2021. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3 · ownership.nature: Reflects securities held directly by MJP DT Holdings LLC. On the basis of the reporting person's relationship with MJP DT Holdings LLC, the reporting person may be deemed a beneficial owner of the securities held by MJP DT Holdings LLC. The reporting person disclaims beneficial ownership of the securities held by MJP DT Holdings LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:46 UTC | Aurora Innovation, Inc. AUR · Entity 3489 | GrantClass A Common Stock | 600,000 | $10.00 | $6,000,000.00 |
DisclosureSEC source: 0000899243-21-043380 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 600,000 F1 · kind: Reflects Issuer's Class A common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners Y (the former name of the Issuer) ("RTPY") and Aurora Innovation Holdings, Inc. (formerly known as Aurora Innovation, Inc.) ("Aurora") (such business combination, the "Business Combination"), which closed on November 3, 2021. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F2 · ownership.nature: Reflects securities held directly by Workplay Ventures LLC. On the basis of the reporting person's relationship with Workplay Ventures LLC, the reporting person may be deemed a beneficial owner of the securities held by Workplay Ventures LLC. The reporting person disclaims beneficial ownership of the securities held by Workplay Ventures LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 18:15 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionRestricted Stock Unit · Derivative | 5,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052329 · doc4.xml · derivative · entry 4 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,642 Underlying: Class A Common Stock · 5,547 shares Expires 2028-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F4 · derivative.exercise_date: Vests as follows: 25% of the restricted stock units vest on each of August 17, 2021, November 17, 2021, and February 17, 2022, and 25% of the restricted stock units vest on the earlier of May 17, 2022 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 18:15 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionClass A Common Stock | 5,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-052329 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:01 UTC | Joby Aviation, Inc. JOBY · Entity 2121 | OtherPrivate Placement Warrants · Derivative | 11,533,333 | $1.50 Strike: $11.50 | $17,299,999.50 |
DisclosureSEC source: 0000899243-21-032881 · doc4.xml · derivative · entry 6 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,533,333 Underlying: Common Stock · 11,533,333 shares Expires not disclosed F8 · kind: Represents Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation. F7 · derivative.exercise_date: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein. F7 · derivative.expiration_date: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein. F7 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:01 UTC | Joby Aviation, Inc. JOBY · Entity 2121 | Exercise / conversionClass B Ordinary Shares · Derivative | 17,130,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-032881 · doc4.xml · derivative · entry 5 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 17,130,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's shares of common stock equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F6 · derivative.exercise_price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. F5 · price: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's shares of common stock equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F6 · price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. F6 · derivative.expiration_date: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. F7 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:01 UTC | Joby Aviation, Inc. JOBY · Entity 2121 | Exercise / conversionCommon Stock | 17,130,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-032881 · doc4.xml · nonDerivative · entry 4 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's shares of common stock equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F6 · price: On August 10, 2021, RTP consummated the Business Combination. Pursuant to the Business Combination, RTP domesticated as a Delaware corporation and changed its name to "Joby Aviation, Inc.", and each RTP Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. F5 · balance_after: 100% of such shares are subject to vesting in tranches of 20% if the volume weighted average price of the Issuer's shares of common stock equals or exceeds $12.00, $18.00, $24.00, $32.00 or $50.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the Business Combination. On August 10, 2031, any unvested shares will be automatically forfeited. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F7 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor LLC. The reporting person may be deemed a beneficial owner of securities held by Reinvent Sponsor LLC by virtue of his shared control over and indirect pecuniary interest in Reinvent Sponsor LLC. The reporting person disclaims beneficial ownership of the securities held by Reinvent Sponsor LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:01 UTC | Joby Aviation, Inc. JOBY · Entity 2121 | GrantCommon Stock | 2,500,000 | $10.00 | $25,000,000.00 |
DisclosureSEC source: 0000899243-21-032881 · doc4.xml · nonDerivative · entry 3 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,500,000 F1 · kind: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). F4 · ownership.nature: Reflects securities held directly by Reinvent Capital Fund LP. The reporting person may be a beneficial owner of securities held by Reinvent Capital Fund LP by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund LP. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund LP, except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:01 UTC | Joby Aviation, Inc. JOBY · Entity 2121 | GrantCommon Stock | 800,000 | $10.00 | $8,000,000.00 |
DisclosureSEC source: 0000899243-21-032881 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 800,000 F1 · kind: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). F3 · ownership.nature: Reflects securities held directly by MJP DT Holdings LLC. On the basis of the reporting person's relationship with MJP DT Holdings LLC, the reporting person may be deemed a beneficial owner of the securities held by MJP DT Holdings LLC. The reporting person disclaims beneficial ownership of the securities held by MJP DT Holdings LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:01 UTC | Joby Aviation, Inc. JOBY · Entity 2121 | GrantCommon Stock | 1,200,000 | $10.00 | $12,000,000.00 |
DisclosureSEC source: 0000899243-21-032881 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,200,000 F1 · kind: Reflects Issuer common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of Reinvent Technology Partners (the former name of the Issuer) ("RTP") and Joby Aero, Inc. (the "Business Combination"). F2 · ownership.nature: Reflects securities held directly by Workplay Ventures LLC. On the basis of the reporting person's relationship with Workplay Ventures LLC, the reporting person may be deemed a beneficial owner of the securities held by Workplay Ventures LLC. The reporting person disclaims beneficial ownership of the securities held by Workplay Ventures LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 16:56 UTC | Hippo Holdings Inc. HIPO · Entity 5057 | Exercise / conversionClass B ordinary shares · Derivative | 5,630,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031296 · doc4.xml · derivative · entry 3 PINCUS MARK J · CIK 0001134069 · Former Director and 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 5,630,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3 · derivative.exercise_price: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. F2 · price: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3 · price: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. F2 · derivative.exercise_date: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3 · derivative.exercise_date: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. F2 · derivative.expiration_date: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3 · derivative.expiration_date: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. F3 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 16:56 UTC | Hippo Holdings Inc. HIPO · Entity 5057 | Exercise / conversionCommon Stock | 1,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031296 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · Former Director and 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The securities reported herein were issued to Reinvent Capital Fund LP pursuant to a Subscription Agreement in connection with the Business Combination. The reporting person may be deemed a beneficial owner of securities held by Reinvent Capital Fund LP by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund LP. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund LP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The securities reported herein were issued to Reinvent Capital Fund LP pursuant to a Subscription Agreement in connection with the Business Combination. The reporting person may be deemed a beneficial owner of securities held by Reinvent Capital Fund LP by virtue of his shared control over and indirect pecuniary interest in Reinvent Capital Fund LP. The reporting person disclaims beneficial ownership of the securities held by Reinvent Capital Fund LP, except to the extent of his pecuniary interest therein. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 16:56 UTC | Hippo Holdings Inc. HIPO · Entity 5057 | Exercise / conversionCommon Stock | 5,630,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-031296 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Former Director and 10% Owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,630,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 75% of such shares are subject to vesting in tranches of 25% if the volume weighted average price of the Issuer's shares of Common Stock equals or exceeds $12.50, $15.00, or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the business combination of Reinvent Technology Partners Z (the former name of the Issuer) ("RTPZ") and Hippo Enterprises Inc. (the "Business Combination"). On August 2, 2031, any unvested shares will automatically vest. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F2 · price: On August 2, 2021, RTPZ consummated the Business Combination. Pursuant to the Business Combination, RTPZ domesticated as a Delaware corporation and changed its name to "Hippo Holdings, Inc.", and each RTPZ Class B ordinary share was automatically converted into the right to receive one share of the Issuer's common stock. The reporting person resigned as a director of the Issuer upon consummation of the Business Combination. F3 · price: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. F1 · balance_after: 75% of such shares are subject to vesting in tranches of 25% if the volume weighted average price of the Issuer's shares of Common Stock equals or exceeds $12.50, $15.00, or $20.00, respectively, for any 20 trading days within a 30 trading day period on or prior to the tenth anniversary of the business combination of Reinvent Technology Partners Z (the former name of the Issuer) ("RTPZ") and Hippo Enterprises Inc. (the "Business Combination"). On August 2, 2031, any unvested shares will automatically vest. In the event the Issuer completes a transaction that results in a change of control, all unvested shares will vest immediately prior to the closing of such transaction. F3 · ownership.nature: The securities reported herein are directly held by Reinvent Sponsor Z LLC (the "Sponsor"). The reporting person may be deemed a beneficial owner of securities held by the Sponsor by virtue of his shared control over and indirect pecuniary interest in the Sponsor. The reporting person disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his pecuniary interest therein. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 18:18 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 57,066 | $10.27 | $586,067.82 |
DisclosureSEC source: 0001209191-21-048915 · doc4.xml · nonDerivative · entry 4 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,145,532 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F5 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.21 to $10.345 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 18:18 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 119,634 | $10.27 | $1,228,641.18 |
DisclosureSEC source: 0001209191-21-048915 · doc4.xml · nonDerivative · entry 3 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,625,912 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F5 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.21 to $10.345 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 18:18 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 112,614 | $10.25 | $1,154,293.50 |
DisclosureSEC source: 0001209191-21-048915 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,202,598 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F2 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.13 to $10.335 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 18:18 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 236,088 | $10.25 | $2,419,902.00 |
DisclosureSEC source: 0001209191-21-048915 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,745,546 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F2 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.13 to $10.335 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 19:31 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 409,479 | $11.13 | $4,557,501.27 |
DisclosureSEC source: 0001209191-21-046069 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,315,212 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F2 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.94 to $11.245 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| July 06, 2021 Filed Jul 8, 2021 19:31 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 858,445 | $11.13 | $9,554,492.85 |
DisclosureSEC source: 0001209191-21-046069 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,981,634 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F2 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.94 to $11.245 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 17:51 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 397,939 | $10.74 | $4,273,864.86 |
DisclosureSEC source: 0001209191-21-045605 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,724,691 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F2 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.615 to $10.905 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 17:51 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 834,255 | $10.74 | $8,959,898.70 |
DisclosureSEC source: 0001209191-21-045605 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,840,079 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F2 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.615 to $10.905 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 17:32 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 110,370 | $10.38 | $1,145,640.60 |
DisclosureSEC source: 0001209191-21-039950 · doc4.xml · nonDerivative · entry 4 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 31,122,630 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F6 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.28 to $10.445 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 17:32 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 231,384 | $10.38 | $2,401,765.92 |
DisclosureSEC source: 0001209191-21-039950 · doc4.xml · nonDerivative · entry 3 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,674,334 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F6 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.28 to $10.445 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 17:32 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 115,727 | $10.36 | $1,198,931.72 |
DisclosureSEC source: 0001209191-21-039950 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 31,233,000 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F2 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.32 to $10.465 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: The reported amount reflects shares transferred from the Reporting Person. F5 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 17:32 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 242,614 | $10.36 | $2,513,481.04 |
DisclosureSEC source: 0001209191-21-039950 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,905,718 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F2 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.32 to $10.465 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| May 18, 2021 Filed May 19, 2021 19:18 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 151,154 | $10.34 | $1,562,932.36 |
DisclosureSEC source: 0001209191-21-034209 · doc4.xml · nonDerivative · entry 5 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 31,351,937 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F7 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.18 to $10.475 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F6 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| May 18, 2021 Filed May 19, 2021 19:18 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 316,885 | $10.34 | $3,276,590.90 |
DisclosureSEC source: 0001209191-21-034209 · doc4.xml · nonDerivative · entry 4 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,148,332 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F7 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.18 to $10.475 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| May 17, 2021 Filed May 19, 2021 19:18 UTC | ZYNGA INC ZNGA · Entity 126967 | GrantRestricted Stock Unit · Derivative | 22,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034209 · doc4.xml · derivative · entry 7 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,189 Underlying: Class A Common Stock · 22,189 shares Expires 2028-05-17 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F9 · derivative.exercise_date: Vests as follows: 25% of the restricted stock units vest on each of August 17, 2021, November 17, 2021, and February 17, 2022, and 25% of the restricted stock units vest on the earlier of May 17, 2022 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 19:18 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionRestricted Stock Unit · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034209 · doc4.xml · derivative · entry 6 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,219 shares Expires 2027-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F8 · derivative.exercise_date: Vests as follows: 25% of the restricted stock units vest on each of August 19, 2020, November 19, 2020, and February 19, 2021, and 25% of the restricted stock units vest on the earlier of May 19, 2021 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 19:18 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 143,299 | $10.10 | $1,447,319.90 |
DisclosureSEC source: 0001209191-21-034209 · doc4.xml · nonDerivative · entry 3 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 31,503,091 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F3 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.02 to $10.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: The reported amount reflects certain non-reportable transfers from the Reporting Person to charitable organizations. F6 · ownership.nature: Shares held directly by The 4D Revocable Trust. The Reporting Person serves as trustee and holds voting and dispositive power with respect to these shares. Read SEC document |
| May 17, 2021 Filed May 19, 2021 19:18 UTC | ZYNGA INC ZNGA · Entity 126967 | SaleClass A Common Stock | 300,417 | $10.10 | $3,034,211.70 |
DisclosureSEC source: 0001209191-21-034209 · doc4.xml · nonDerivative · entry 2 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,465,217 F2 · kind: The transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on February 18, 2021. F3 · price: The reported price in column 4 is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $10.02 to $10.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC. Read SEC document |
| May 17, 2021 Filed May 19, 2021 19:18 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionClass A Common Stock | 6,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-034209 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:20 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionRestricted Stock Unit · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013028 · doc4.xml · derivative · entry 4 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,219 Underlying: Class A Common Stock · 6,219 shares Expires 2027-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F5 · derivative.exercise_date: Vests as follows: 25% of the restricted stock units vest on each of August 19, 2020, November 19, 2020, and February 19, 2021, and 25% of the restricted stock units vest on the earlier of May 19, 2021 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:20 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionClass A Common Stock | 6,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013028 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,695 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 17:18 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionRestricted Stock Unit · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060006 · doc4.xml · derivative · entry 4 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,438 Underlying: Class A Common Stock · 6,219 shares Expires 2027-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. F5 · derivative.exercise_date: Vests as follows: 25% of the restricted stock units vest on each of August 19, 2020, November 19, 2020, and February 19, 2021, and 25% of the restricted stock units vest on the earlier of May 19, 2021 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 17:18 UTC | ZYNGA INC ZNGA · Entity 126967 | Exercise / conversionClass A Common Stock | 6,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-060006 · doc4.xml · nonDerivative · entry 1 PINCUS MARK J · CIK 0001134069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,462,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.