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CASSIDY KATHRYN A

Disclosed activity across 2 companies

Tapewire entity
12677
SEC CIK
0001233155

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL ELECTRIC COGE · Entity 2813Senior Vice PresidentSeptember 13, 2013September 17, 2013
Goldman Sachs Real Estate Diversified Income FundGSRXH · Entity 53576DirectorJanuary 01, 2024January 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL ELECTRIC CO

Report date September 13, 2013 · Filed September 17, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.78 · Expires 2023-09-13Direct225,000 Reported balance After 2013-09-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2013-09-13 · Grant · Acquired 225,000 · Balance 225,000

F1: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Goldman Sachs Real Estate Diversified Income Fund

Report date January 01, 2024 · Filed January 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2024-01-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2008 Filed Sep 15, 2008 19:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000125 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2008 Filed Sep 11, 2008 20:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000116 · edgar.xml · derivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 16,667 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 09, 2008 Filed Sep 11, 2008 20:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $28.12 $0.00
Disclosure

SEC source: 0001231205-08-000116 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2018-09-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 07, 2008 Filed Sep 9, 2008 20:50 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000108 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,334

Underlying: Common Stock · 2,333 shares

Expires 2008-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: This RSU grant vests 20% per year beginning on 9/7/08.

F2 · derivative.expiration_date: This RSU grant vests 20% per year beginning on 9/7/08.

Read SEC document
September 07, 2008 Filed Sep 9, 2008 20:50 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 968 $28.19 $27,287.92
Disclosure

SEC source: 0001231205-08-000108 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,584

Read SEC document
September 07, 2008 Filed Sep 9, 2008 20:50 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000108 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2008 Filed Aug 4, 2008 19:33 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 22,500 $0.00 Strike: $26.42 $0.00
Disclosure

SEC source: 0001231205-08-000097 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2008-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2008 Filed Aug 4, 2008 19:33 UTC GENERAL ELECTRIC CO GE · Entity 2813 SaleCommon Stock 22,500 $28.37 $638,325.00
Disclosure

SEC source: 0001231205-08-000097 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,219

Read SEC document
August 01, 2008 Filed Aug 4, 2008 19:33 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 22,500 $26.42 $594,450.00
Disclosure

SEC source: 0001231205-08-000097 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2008 Filed Jun 9, 2008 20:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000062 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,083 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · derivative · entry 14

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 2,083 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,916 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · derivative · entry 13

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Common Stock · 2,916 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · derivative · entry 12

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 833 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · derivative · entry 11

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2008-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 864 $32.97 $28,486.08
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · nonDerivative · entry 8

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,219

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,083 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · nonDerivative · entry 7

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,209 $32.97 $39,860.73
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · nonDerivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,000

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,916 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · nonDerivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 346 $32.97 $11,407.62
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · nonDerivative · entry 4

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,293

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · nonDerivative · entry 3

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,037 $32.97 $34,189.89
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,806

Read SEC document
May 01, 2008 Filed May 5, 2008 21:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-08-000057 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2007 Filed Dec 18, 2007 20:39 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-07-000154 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires 2007-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
December 14, 2007 Filed Dec 18, 2007 20:39 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 519 $37.19 $19,301.61
Disclosure

SEC source: 0001231205-07-000154 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,343

Read SEC document
December 14, 2007 Filed Dec 18, 2007 20:39 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-07-000154 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2007 Filed Sep 19, 2007 20:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-07-000122 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires 2007-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 17, 2007 Filed Sep 19, 2007 20:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,382 $40.20 $55,549.49
Disclosure

SEC source: 0001231205-07-000122 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,612

Read SEC document
September 17, 2007 Filed Sep 19, 2007 20:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-07-000122 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2007 Filed Sep 11, 2007 20:02 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 11,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-07-000112 · edgar.xml · derivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 11,667 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 07, 2007 Filed Sep 11, 2007 20:02 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $38.75 $0.00
Disclosure

SEC source: 0001231205-07-000112 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2017-09-07

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
August 02, 2007 Filed Aug 6, 2007 22:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 22,500 $0.00 Strike: $22.08 $0.00
Disclosure

SEC source: 0001231205-07-000110 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2007-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option grant vested in two equal installments on September 12, 2000 and September 12, 2002.

Read SEC document
August 02, 2007 Filed Aug 6, 2007 22:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 16,804 $38.91 $653,843.64
Disclosure

SEC source: 0001231205-07-000110 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,661

F1 · kind: Shares delivered to or withheld by the Company in payment of the exercise price and tax withholding pursuant to Rule 16b-3(e).

F2 · price: Average of high and low NYSE traded prices for GE stock on August 2, 2007.

Read SEC document
August 02, 2007 Filed Aug 6, 2007 22:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 22,500 $22.08 $496,800.00
Disclosure

SEC source: 0001231205-07-000110 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2007 Filed Jun 12, 2007 22:23 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-07-000064 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires 2007-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 11, 2007 Filed Jun 12, 2007 22:23 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 2,591 $37.19 $96,359.29
Disclosure

SEC source: 0001231205-07-000064 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,965

Read SEC document
June 11, 2007 Filed Jun 12, 2007 22:23 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-07-000064 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2006 Filed Sep 14, 2006 21:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-06-000152 · edgar.xml · derivative · entry 8

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 8,750 shares

Expires 2006-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2006 Filed Sep 14, 2006 21:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-06-000152 · edgar.xml · derivative · entry 7

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Common Stock · 2,667 shares

Expires 2006-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2006 Filed Sep 14, 2006 21:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,106 $34.55 $38,212.30
Disclosure

SEC source: 0001231205-06-000152 · edgar.xml · nonDerivative · entry 4

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,306

Read SEC document
September 12, 2006 Filed Sep 14, 2006 21:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-06-000152 · edgar.xml · nonDerivative · entry 3

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2006 Filed Sep 14, 2006 21:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 3,627 $34.55 $125,312.85
Disclosure

SEC source: 0001231205-06-000152 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,745

Read SEC document
September 12, 2006 Filed Sep 14, 2006 21:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-06-000152 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2006 Filed Sep 12, 2006 21:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 9,167 $0.00 $0.00
Disclosure

SEC source: 0001231205-06-000132 · edgar.xml · derivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,167

Underlying: Common Stock · 9,167 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

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September 08, 2006 Filed Sep 12, 2006 21:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 27,500 $0.00 Strike: $34.01 $0.00
Disclosure

SEC source: 0001231205-06-000132 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 27,500 shares

Expires 2016-09-08

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date.

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August 24, 2006 Filed Aug 28, 2006 22:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 42,000 $0.00 Strike: $14.73 $0.00
Disclosure

SEC source: 0001231205-06-000121 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,000 shares

Expires 2006-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2006 Filed Aug 28, 2006 22:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 28,097 $33.89 $952,207.33
Disclosure

SEC source: 0001231205-06-000121 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,622

F1 · price: Average of high and low NYSE traded prices for GE stock on 8/24/06

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August 24, 2006 Filed Aug 28, 2006 22:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 42,000 $14.73 $618,660.00
Disclosure

SEC source: 0001231205-06-000121 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2006 Filed Aug 1, 2006 20:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-06-000111 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 3,750 shares

Expires 2006-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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July 29, 2006 Filed Aug 1, 2006 20:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,555 $32.89 $51,143.95
Disclosure

SEC source: 0001231205-06-000111 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,719

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July 29, 2006 Filed Aug 1, 2006 20:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-06-000111 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.