Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NVIDIA CORPNVDA · Entity 1023 | Interim CFO | September 18, 2013 | September 20, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NVIDIA CORP
Report date September 18, 2013 · Filed September 20, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,290 |
Reported balance
After 2013-09-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2013-09-18 · Grant · Acquired 10,300 · Balance 62,290 F1: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2: Includes 4,336 shares issued upon the vesting of restricted stock units previously reported on a Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 60,659 |
Reported balance
After 2013-09-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2013-09-18 · Tax withholding · Disposed 1,631 · Balance 60,659 F3: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2023-09-17 | Direct | 17,100 |
Reported balance
After 2013-09-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-09-18 · Grant · Acquired 17,100 · Balance 17,100 F4: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.
F2: Includes 4,336 shares issued upon the vesting of restricted stock units previously reported on a Form 4.
F3: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4.
F4: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2013 Filed Sep 20, 2013 22:38 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 17,100 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001045810-13-000090 · wf-form4_137971667626185.xml · derivative · entry 3 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Underlying: Common Stock · 17,100 shares Expires 2023-09-17 F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 18, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| September 18, 2013 Filed Sep 20, 2013 22:38 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 1,631 | $16.00 | $26,096.00 |
DisclosureSEC source: 0001045810-13-000090 · wf-form4_137971667626185.xml · nonDerivative · entry 2 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,659 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 18, 2013 Filed Sep 20, 2013 22:38 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 10,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-13-000090 · wf-form4_137971667626185.xml · nonDerivative · entry 1 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,290 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 17, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 4,336 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 20, 2013 Filed Mar 23, 2013 00:42 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 17,100 | $0.00 Strike: $12.62 | $0.00 |
DisclosureSEC source: 0001045810-13-000015 · wf-form4_136399931205412.xml · derivative · entry 3 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Underlying: Common Stock · 17,100 shares Expires 2023-03-19 F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on March 20, 2014 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 20, 2013 Filed Mar 23, 2013 00:42 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 2,020 | $12.62 | $25,492.40 |
DisclosureSEC source: 0001045810-13-000015 · wf-form4_136399931205412.xml · nonDerivative · entry 2 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,990 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 20, 2013 Filed Mar 23, 2013 00:42 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 10,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-13-000015 · wf-form4_136399931205412.xml · nonDerivative · entry 1 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,010 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on March 19, 2014 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 1,883 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 28, 2013 and 5,109 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 19, 2012 Filed Sep 21, 2012 22:24 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $13.71 | $0.00 |
DisclosureSEC source: 0001045810-12-000045 · wf-form4_134826627605449.xml · derivative · entry 3 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2022-09-18 F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 19, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| September 19, 2012 Filed Sep 21, 2012 22:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 2,036 | $13.71 | $27,913.56 |
DisclosureSEC source: 0001045810-12-000045 · wf-form4_134826627605449.xml · nonDerivative · entry 2 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,827 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 19, 2012 Filed Sep 21, 2012 22:24 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001045810-12-000045 · wf-form4_134826627605449.xml · nonDerivative · entry 1 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,863 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 18, 2013 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 266 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2012 and 5,545 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 21, 2012 Filed Mar 23, 2012 22:35 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $14.46 | $0.00 |
DisclosureSEC source: 0001209191-12-019794 · doc4.xml · derivative · entry 3 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2022-03-20 F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on March 21, 2013 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| March 21, 2012 Filed Mar 23, 2012 22:35 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 1,072 | $14.46 | $15,501.12 |
DisclosureSEC source: 0001209191-12-019794 · doc4.xml · nonDerivative · entry 2 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,597 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| March 21, 2012 Filed Mar 23, 2012 22:35 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-019794 · doc4.xml · nonDerivative · entry 1 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,669 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on March 20, 2013 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 1,616 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on February 29, 2012 and 2,634 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:50 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $14.47 | $0.00 |
DisclosureSEC source: 0001209191-11-048950 · doc4.xml · derivative · entry 3 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-09-20 F4 · derivative.exercise_date: The option shall vest as to 25% of the shares on September 21, 2012 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:50 UTC | NVIDIA CORP NVDA · Entity 1023 | Tax withholdingCommon Stock | 1,000 | $14.47 | $14,465.00 |
DisclosureSEC source: 0001209191-11-048950 · doc4.xml · nonDerivative · entry 2 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,053 F3 · shares: Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 21, 2011 Filed Sep 23, 2011 23:50 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-048950 · doc4.xml · nonDerivative · entry 1 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,053 F1 · price: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 19, 2012 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant. F2 · balance_after: Includes 2,719 shares issued upon the vesting of restricted stock units previously reported on a Form 4. Read SEC document |
| September 14, 2011 Filed Sep 15, 2011 00:25 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $11.33 | $0.00 |
DisclosureSEC source: 0001209191-11-047913 · doc4.xml · derivative · entry 3 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2011-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| September 14, 2011 Filed Sep 15, 2011 00:25 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon Stock | 6,000 | $15.23 | $91,356.00 |
DisclosureSEC source: 0001209191-11-047913 · doc4.xml · nonDerivative · entry 2 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,053 F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $15.22 to $15.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 459 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2011. Read SEC document |
| September 14, 2011 Filed Sep 15, 2011 00:25 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon Stock | 6,000 | $11.33 | $67,962.00 |
DisclosureSEC source: 0001209191-11-047913 · doc4.xml · nonDerivative · entry 1 Burns Karen · CIK 0001516089 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.