Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Desktop Metal, Inc.DM · Entity 80930 | CEO, DESKTOP HEALTH | June 01, 2022 | June 02, 2022 |
| Evolus, Inc.EOLS · Entity 5341 | See Remarks | January 27, 2021 | February 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Desktop Metal, Inc.
Report date June 01, 2022 · Filed June 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 118,136 |
Reported balance
After 2022-06-01 transaction · row 1
1 source rowRow 1 · 2022-06-01 · Tax withholding · Disposed 2,863 · Balance 118,136 F1: Represents shares of Class A Common Stock withheld by Desktop Metal, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock withheld by Desktop Metal, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units.
Evolus, Inc.
Report date January 27, 2021 · Filed February 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 219,851 |
Reported balance
After 2021-01-27 transaction · row 1
1 source rowRow 1 · 2021-01-27 · Grant · Acquired 45,000 · Balance 219,851 F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of January 27, 2021, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of January 27, 2021, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 2, 2022 16:05 UTC | Desktop Metal, Inc. DM · Entity 80930 | Tax withholdingClass A Common Stock | 2,863 | $1.93 | $5,525.59 |
DisclosureSEC source: 0001415889-22-006031 · form4-06022022_040605.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · CEO, DESKTOP HEALTH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,136 F1 · shares: Represents shares of Class A Common Stock withheld by Desktop Metal, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:05 UTC | Desktop Metal, Inc. DM · Entity 80930 | Tax withholdingClass A Common Stock | 11,451 | $4.09 | $46,834.59 |
DisclosureSEC source: 0001415889-22-002282 · form4-03032022_040301.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · CEO, DESKTOP HEALTH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,999 F1 · shares: Represents shares of Class A Common Stock withheld by Desktop Metal, Inc. to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 16:20 UTC | Desktop Metal, Inc. DM · Entity 80930 | GrantRestricted Stock Units · Derivative | 393,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001397 · form4-02152022_010220.xml · derivative · entry 1 Jafar Michael M. · CIK 0001744242 · CEO, DESKTOP HEALTH 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,120 Underlying: Class A Common Stock · 393,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one shares of the Issuer's Common Stock. F2 · derivative.exercise_date: 25% of restricted stock units will vest on February 11, 2023, with the remaining restricted stock units vesting in equal quarterly installments over the following three year period. The restricted stock units have no expiration date. F2 · derivative.expiration_date: 25% of restricted stock units will vest on February 11, 2023, with the remaining restricted stock units vesting in equal quarterly installments over the following three year period. The restricted stock units have no expiration date. Read SEC document |
| January 27, 2021 Filed Feb 2, 2021 00:30 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001570562-21-000020 · wf-form4_161222579548673.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,851 F1 · price: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of January 27, 2021, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 01:50 UTC | Evolus, Inc. EOLS · Entity 5341 | SaleCommon Stock | 2,699 | $7.46 | $20,134.54 |
DisclosureSEC source: 0001570562-21-000011 · wf-form4_161171223808786.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,851 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in the first quarter of 2020 and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of certain Restricted Stock Units. Read SEC document |
| October 28, 2020 Filed Oct 31, 2020 00:03 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantStock Option (Right to Buy) · Derivative | 79,350 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001570562-20-000124 · wf-form4_160410257452752.xml · derivative · entry 2 Jafar Michael M. · CIK 0001744242 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,350 Underlying: Common Stock · 79,350 shares Expires 2030-10-28 F2 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of October 28, 2020, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| October 28, 2020 Filed Oct 31, 2020 00:03 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantCommon Stock | 48,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001570562-20-000124 · wf-form4_160410257452752.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,550 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of October 28, 2020, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| May 13, 2020 Filed May 16, 2020 00:00 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001570562-20-000095 · wf-form4_158958721207647.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,000 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 100% of the award on July 1, 2021, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 02:15 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $10.19 | $0.00 |
DisclosureSEC source: 0001570562-20-000050 · wf-form4_157991851086596.xml · derivative · entry 2 Jafar Michael M. · CIK 0001744242 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2030-01-23 F2 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 23, 2020, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 23, 2020 Filed Jan 25, 2020 02:15 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantCommon Stock | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001570562-20-000050 · wf-form4_157991851086596.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,000 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the RSU vesting annually on the anniversary of January 23, 2020, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| January 23, 2019 Filed Jan 26, 2019 01:22 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantStock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $16.19 | $0.00 |
DisclosureSEC source: 0001570562-19-000025 · wf-form4_154846571498976.xml · derivative · entry 1 Jafar Michael M. · CIK 0001744242 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2029-01-23 F1 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 23, 2019, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| September 14, 2018 Filed Sep 19, 2018 01:18 UTC | Evolus, Inc. EOLS · Entity 5341 | PurchaseCommon Stock | 12,800 | $20.83 | $266,590.72 |
DisclosureSEC source: 0001570562-18-000110 · wf-form4_153731987653084.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Read SEC document |
| June 18, 2018 Filed Jun 21, 2018 00:44 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantStock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $28.32 | $0.00 |
DisclosureSEC source: 0001570562-18-000066 · wf-form4_152954187337225.xml · derivative · entry 2 Jafar Michael M. · CIK 0001744242 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2028-06-18 F2 · derivative.exercise_date: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of June 18, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
| June 18, 2018 Filed Jun 21, 2018 00:44 UTC | Evolus, Inc. EOLS · Entity 5341 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001570562-18-000066 · wf-form4_152954187337225.xml · nonDerivative · entry 1 Jafar Michael M. · CIK 0001744242 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,200 F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of June 18, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.