Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | GM, Sr. VP Platform Business | June 01, 2022 | June 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 75,784 |
Ending reported balance
After 2022-06-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-06-01 · Exercise / conversion · Acquired 4,849 · Balance 80,633 Row 2 · 2022-06-02 · Sale · Disposed 1,957 · Balance 78,676 F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Row 3 · 2022-06-03 · Sale · Disposed 2,892 · Balance 75,784 F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,849 |
Reported balance
After 2022-06-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-06-01 · Exercise / conversion · Disposed 4,849 · Balance 4,849 F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021. |
| Class A Common StockSEC Table I · non-derivative | IndirectRosenberg 2021 Gift Trust | 26,253 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 26,253 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2018 Filed Oct 5, 2018 00:21 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 24,000 | $5.70 | $136,800.00 |
DisclosureSEC source: 0001716837-18-000080 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| October 02, 2018 Filed Oct 5, 2018 00:21 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,000 | $75.19 | $75,190.00 |
DisclosureSEC source: 0001716837-18-000080 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| October 02, 2018 Filed Oct 5, 2018 00:21 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 1,000 | $5.64 | $5,640.00 |
DisclosureSEC source: 0001716837-18-000080 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| August 19, 2018 Filed Aug 22, 2018 00:16 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 24,254 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-18-000066 · edgar.xml · derivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,254 Underlying: Class A Common Stock · 24,254 shares Expires not disclosed F2 · derivative.exercise_date: Award vests quarterly over one year with first vest occuring on 11/15/2020. F2 · derivative.expiration_date: Award vests quarterly over one year with first vest occuring on 11/15/2020. Read SEC document |
| August 19, 2018 Filed Aug 22, 2018 00:16 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Option (right to buy) · Derivative | 60,635 | $56.07 Strike: $56.07 | $3,399,804.45 |
DisclosureSEC source: 0001716837-18-000066 · edgar.xml · derivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,635 Underlying: Class A Common Stock · 60,635 shares Expires not disclosed F1 · derivative.exercise_date: Option vests monthly over one year from vest commencement date 11/3/2020. First vesting occurs on 12/3/2020. F3 · derivative.expiration_date: Option expires on 8/18/2028. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 22:07 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 20,000 | $8.82 Strike: $8.82 | $176,400.00 |
DisclosureSEC source: 0001716837-18-000056 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires 2027-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · kind: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted August 15, 2017; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 22:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 20,000 | $8.82 Strike: $8.82 | $176,400.00 |
DisclosureSEC source: 0001716837-18-000056 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2027-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted August 15, 2017; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 22:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $8.82 Strike: $8.82 | $176,400.00 |
DisclosureSEC source: 0001716837-18-000056 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,666 Underlying: Class B Common Stock · 20,000 shares Expires 2027-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted August 15, 2017; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 22:07 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 20,000 | $50.00 | $1,000,000.00 |
DisclosureSEC source: 0001716837-18-000056 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| July 17, 2018 Filed Jul 19, 2018 22:07 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 20,000 | $8.82 | $176,400.00 |
DisclosureSEC source: 0001716837-18-000056 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 20:28 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Option (right to buy) · Derivative | 100,676 | $0.00 Strike: $48.76 | $0.00 |
DisclosureSEC source: 0001716837-18-000054 · edgar.xml · derivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,676 Underlying: Common Stock · 100,676 shares Expires not disclosed F2 · derivative.exercise_date: The Stock Option vests monthly over 3 years with the first vest occuring on August 13, 2018. F2 · derivative.expiration_date: The Stock Option vests monthly over 3 years with the first vest occuring on August 13, 2018. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 20:28 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 40,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-18-000054 · edgar.xml · derivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,271 Underlying: Common Stock · 40,271 shares Expires not disclosed F1 · derivative.exercise_date: The RSU vests in 12 equal quarterly installments with the first vest occuring on November 15, 2018. F1 · derivative.expiration_date: The RSU vests in 12 equal quarterly installments with the first vest occuring on November 15, 2018. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 15,187 | $2.94 Strike: $2.94 | $44,649.78 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 10 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,187 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · kind: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted November 8, 2013 and vests monthly beginning 12/1/13 through full vest date 11/1/2016. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 15,187 | $2.94 Strike: $2.94 | $44,649.78 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 9 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,187 Underlying: Class A Common Stock · 15,187 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted November 8, 2013 and vests monthly beginning 12/1/13 through full vest date 11/1/2016. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,187 | $2.94 Strike: $2.94 | $44,649.78 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 15,187 shares Expires 2023-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted November 8, 2013 and vests monthly beginning 12/1/13 through full vest date 11/1/2016. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 9,813 | $5.64 Strike: $5.64 | $55,345.32 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,813 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · kind: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 9,813 | $5.64 Strike: $5.64 | $55,345.32 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,813 Underlying: Class A Common Stock · 9,813 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,813 | $5.64 Strike: $5.64 | $55,345.32 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,520 Underlying: Class B Common Stock · 9,813 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 15,187 | $41.74 | $633,905.38 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · nonDerivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 15,187 | $2.94 | $44,649.78 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 9,813 | $41.74 | $409,594.62 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:23 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 9,813 | $5.64 | $55,345.32 |
DisclosureSEC source: 0001716837-18-000049 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr VP Platform Busines 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:40 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 20,000 | $5.64 Strike: $5.64 | $112,800.00 |
DisclosureSEC source: 0001716837-18-000042 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · kind: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 20,000 | $5.64 Strike: $5.64 | $112,800.00 |
DisclosureSEC source: 0001716837-18-000042 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:40 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $5.64 Strike: $5.64 | $112,800.00 |
DisclosureSEC source: 0001716837-18-000042 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,333 Underlying: Class B Common Stock · 20,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:40 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 20,000 | $40.00 | $800,000.00 |
DisclosureSEC source: 0001716837-18-000042 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:40 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 20,000 | $5.64 | $112,800.00 |
DisclosureSEC source: 0001716837-18-000042 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:28 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 20,000 | $5.64 Strike: $5.64 | $112,800.00 |
DisclosureSEC source: 0001716837-18-000041 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · kind: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 20,000 | $5.64 Strike: $5.64 | $112,800.00 |
DisclosureSEC source: 0001716837-18-000041 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $5.64 Strike: $5.64 | $112,800.00 |
DisclosureSEC source: 0001716837-18-000041 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,333 Underlying: Class B Common Stock · 20,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 4) F4 · shares: (footnote 3 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F2 · derivative.exercise_date: Granted November 15, 2016; 1/48 of the Option vests in equal monthly installments from grant date. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:28 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 20,000 | $40.00 | $800,000.00 |
DisclosureSEC source: 0001716837-18-000041 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| June 05, 2018 Filed Jun 8, 2018 01:28 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 20,000 | $5.64 | $112,800.00 |
DisclosureSEC source: 0001716837-18-000041 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 8,335 | $6.12 Strike: $6.12 | $51,010.20 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 15 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,335 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · kind: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted May 16, 2017; 1/48 of the Option vests in equal monthly installments from 3/23/15. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 8,335 | $6.12 Strike: $6.12 | $51,010.20 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 14 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,335 Underlying: Class A Common Stock · 8,335 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · shares: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted May 16, 2017; 1/48 of the Option vests in equal monthly installments from 3/23/15. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,335 | $6.12 Strike: $6.12 | $51,010.20 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 13 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class B Common Stock · 8,335 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · shares: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F5 · derivative.exercise_date: Granted May 16, 2017; 1/48 of the Option vests in equal monthly installments from 3/23/15. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 11,231 | $2.76 Strike: $2.76 | $30,997.56 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 12 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,231 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · kind: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Granted February 05, 2013; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 11,231 | $2.76 Strike: $2.76 | $30,997.56 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 11 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,231 Underlying: Class A Common Stock · 11,231 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · shares: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Granted February 05, 2013; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,231 | $2.76 Strike: $2.76 | $30,997.56 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 10 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,998 Underlying: Class B Common Stock · 11,231 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · shares: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Granted February 05, 2013; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 5,434 | $2.76 Strike: $2.76 | $14,997.84 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 9 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,434 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · kind: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Granted February 05, 2013; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 5,434 | $2.76 Strike: $2.76 | $14,997.84 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,434 Underlying: Class A Common Stock · 5,434 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · shares: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Granted February 05, 2013; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,434 | $2.76 Strike: $2.76 | $14,997.84 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · derivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 5,434 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Following the closing of the Issuer's sale of its Class A Common Stock in its initial public offering pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, the Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued in footnote 3) F3 · shares: (footnote 4 continued), (ii) the first "Trading Day," as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F4 · derivative.exercise_date: Granted February 05, 2013; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,335 | $30.46 | $253,884.10 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · nonDerivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 8,335 | $6.12 | $51,010.20 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · nonDerivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 11,231 | $30.46 | $342,096.26 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · nonDerivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 11,231 | $2.76 | $30,997.56 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,434 | $30.46 | $165,519.64 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 00:32 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 5,434 | $2.76 | $14,997.84 |
DisclosureSEC source: 0001716837-18-000011 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Advertising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan dated November 21, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.